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    Summary
    EudraCT Number:2007-001846-42
    Sponsor's Protocol Code Number:CAQW051A2104
    National Competent Authority:UK - MHRA
    Clinical Trial Type:EEA CTA
    Trial Status:Prematurely Ended
    Date on which this record was first entered in the EudraCT database:2007-06-26
    Trial results View results
    Index
    A. PROTOCOL INFORMATION
    B. SPONSOR INFORMATION
    C. APPLICANT IDENTIFICATION
    D. IMP IDENTIFICATION
    D.8 INFORMATION ON PLACEBO
    E. GENERAL INFORMATION ON THE TRIAL
    F. POPULATION OF TRIAL SUBJECTS
    G. INVESTIGATOR NETWORKS TO BE INVOLVED IN THE TRIAL
    N. REVIEW BY THE COMPETENT AUTHORITY OR ETHICS COMMITTEE IN THE COUNTRY CONCERNED
    P. END OF TRIAL
    Expand All   Collapse All
    A. Protocol Information
    A.1Member State ConcernedUK - MHRA
    A.2EudraCT number2007-001846-42
    A.3Full title of the trial
    A 4-week, parallel-group, randomized, double-blind, placebo-controlled, adaptive proof of concept study of AQW051 at up to three dose levels for the treatment of patients with findings consistent with mild Alzheimer’s disease (AD) or Mild Cognitive Impairment (amnestic MCI)
    A.4.1Sponsor's protocol code numberCAQW051A2104
    A.7Trial is part of a Paediatric Investigation Plan Information not present in EudraCT
    A.8EMA Decision number of Paediatric Investigation Plan
    B. Sponsor Information
    B.Sponsor: 1
    B.1.1Name of SponsorNovartis Pharma AG
    B.1.3.4CountrySwitzerland
    B.3.1 and B.3.2Status of the sponsorCommercial
    B.4 Source(s) of Monetary or Material Support for the clinical trial:
    B.4.1Name of organisation providing support
    B.4.2Country
    B.5 Contact point designated by the sponsor for further information on the trial
    B.5.1Name of organisation
    B.5.2Functional name of contact point
    D. IMP Identification
    D.IMP: 1
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation No
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.1Product nameAQW051
    D.3.2Product code AQW051-AEA.001
    D.3.4Pharmaceutical form Capsule, hard
    D.3.4.1Specific paediatric formulation Information not present in EudraCT
    D.3.7Routes of administration for this IMPOral use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.9.2Current sponsor codeAQW051
    D.3.9.3Other descriptive nameAQW051-AEA.001, AQW051-AEA, AQW051 fumarate
    D.3.10 Strength
    D.3.10.1Concentration unit mg milligram(s)
    D.3.10.2Concentration typeequal
    D.3.10.3Concentration number0.5
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) Information not present in EudraCT
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product Information not present in EudraCT
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) Information not present in EudraCT
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product Information not present in EudraCT
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy Information not present in EudraCT
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product Information not present in EudraCT
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.IMP: 2
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation No
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.1Product nameAQW051
    D.3.2Product code AQW051-AEA.001
    D.3.4Pharmaceutical form Capsule, hard
    D.3.4.1Specific paediatric formulation Information not present in EudraCT
    D.3.7Routes of administration for this IMPOral use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.9.2Current sponsor codeAQW051
    D.3.9.3Other descriptive nameAQW051-AEA.001, AQW051-AEA, AQW051 fumarate
    D.3.10 Strength
    D.3.10.1Concentration unit mg milligram(s)
    D.3.10.2Concentration typeequal
    D.3.10.3Concentration number5
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) Information not present in EudraCT
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product Information not present in EudraCT
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) Information not present in EudraCT
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product Information not present in EudraCT
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy Information not present in EudraCT
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product Information not present in EudraCT
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.IMP: 3
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation No
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.1Product nameAQW051
    D.3.2Product code AQW051-AEA.001
    D.3.4Pharmaceutical form Capsule, hard
    D.3.4.1Specific paediatric formulation Information not present in EudraCT
    D.3.7Routes of administration for this IMPOral use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.9.2Current sponsor codeAQW051
    D.3.9.3Other descriptive nameAQW051-AEA.001, AQW051-AEA, AQW051 fumarate
    D.3.10 Strength
    D.3.10.1Concentration unit mg milligram(s)
    D.3.10.2Concentration typeequal
    D.3.10.3Concentration number25
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) Information not present in EudraCT
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product Information not present in EudraCT
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) Information not present in EudraCT
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product Information not present in EudraCT
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy Information not present in EudraCT
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product Information not present in EudraCT
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.8 Information on Placebo
    D.8 Placebo: 1
    D.8.1Is a Placebo used in this Trial?Yes
    D.8.3Pharmaceutical form of the placeboCapsule, hard
    D.8.4Route of administration of the placeboOral use
    E. General Information on the Trial
    E.1 Medical condition or disease under investigation
    E.1.1Medical condition(s) being investigated
    Mild Alzheimer’s disease (AD) and amnestic mild cognitive impairment (amnestic MCI)
    MedDRA Classification
    E.1.2 Medical condition or disease under investigation
    E.1.2Version 9.1
    E.1.2Level LLT
    E.1.2Classification code 10001896
    E.1.2Term Alzheimer's disease
    E.1.2 Medical condition or disease under investigation
    E.1.2Version 9.1
    E.1.2Level LLT
    E.1.2Classification code 10009846
    E.1.2Term Cognitive impairment
    E.1.3Condition being studied is a rare disease No
    E.2 Objective of the trial
    E.2.1Main objective of the trial
    To assess AQW051 as a cognitive enhancer, as measured by selected tests (PAL, SWM, RVP) from the CANTAB computerized cognitive test battery, in patients with findings consistent with mild Alzheimer’s disease (AD) or amnestic mild cognitive impairment (amnestic MCI).
    E.2.2Secondary objectives of the trial
    • To explore effects of AQW051 on other cognitive functions not assessed by the primary measures (CANTAB tests PRM, CRT, GNT)
    • To explore the safety and tolerability of AQW051 in patients with findings consistent with mild AD or amnestic MCI
    E.2.3Trial contains a sub-study No
    E.3Principal inclusion criteria
    In order to participate, patients must:
    1. Be willing and able to give written informed consent
    2. Meet the following diagnostic criteria for either amnestic mild cognitive impairment (amnestic MCI) or mild Alzheimer’s Disease (AD): see full details in protocol
    3. Be able to perform the Motor Control Task of the CANTAB computerized cognitive test battery
    4. Have had a structural brain scan within the last 6 months prior to randomization that indicates no other underlying disease, in particular no evidence for vascular pathology except for normal age-related white matter/incidental white matter changes which is normal for this age group.
    5. Have a score < 7 in the Hachinski ischemic index
    6. Have daily contact with a primary caregiver/partner
    7. Be aged 55 – 85 years
    8. Have had no treatment with cholinesterase inhibitors within the last 3 months prior to randomization (Note: Treatment with memantine an NMDA receptor antagonist, is allowed)
    9. Have sufficiently stable overall health, as determined by the Investigator. The regular intake of concomitant drugs including memantine, thyroxine, paracetamol, low-dose NSAR, lipid-lowering drugs, antihypertensive drugs, alpha blockers for symptoms of prostate hypertrophy, vitamins and dietary supplements without caffeine and nicotinic acid will be allowed, if the patient is on stable treatment for at least 3 months. Hormone replacement therapy will be allowed if the patient is on stable treatment for at least 1 month. If the patient takes more than one concomitant medication, it is at the Investigator’s discretion to decide about the patient’s eligibility, depending on the nature of the concomitant medications and the patient’s overall health. (See Appendix 3 for a list of medications and food that are not allowed during the study.)
    10. Female patients must be surgically sterilized or postmenopausal. Surgical sterilization must have occurred at least 6 months prior to screening. Menopausal women must have no regular menstrual bleeding for at least 1 year prior to screening and serum FSH level of > 40 IU/L. However, depending on concomitant medication (hormone replacement) and age, women with a lower FSH level might be eligible upon case-by-case consideration by the Investigator (e.g., if there is evidence of non-child-bearing potential from the medical history or if a serum pregnancy test is performed at both screening and at the end of the study).
    11. Male subjects must agree to refrain from fathering a child in the 3 months following last study drug administration.
    12. At screening and baseline, vital signs (systolic and diastolic blood pressure and pulse rate) will be assessed after the patient has rested for at least three (3) minutes in the supine position and again when required after three (3) minutes in the standing position.
    Vital signs should be within the following ranges:
    oral body temperature between 35.0-37.5°C
    systolic blood pressure, 90 - ≤160 mm Hg
    diastolic blood pressure, 50 - <95 mm Hg
    pulse rate, 50-100 bpm
    When blood pressure and pulse will be taken again after 3 minutes standing, there shall be no more than a 20 mm Hg drop in systolic or 10 mm Hg drop in diastolic blood pressure and increase in heart rate (>20 bpm) associated with clinical manifestation of postural hypotension. All blood pressure measurements at other time-points should be assessed with the patient seated, unless stated otherwise in the protocol design and utilizing the same arm for each determination.

    E.4Principal exclusion criteria
    In order to participate, patients must not:
    • Have had investigational drug treatment within 4 weeks prior to screening (or longer if mandated by local health authority guidelines)
    • Have had immune therapy targeting Alzheimer beta amyloid within the last 12 months
    • Be institutionalized
    • Have any disability that may prevent completion of all study requirements (e.g., blindness, deafness, or communication difficulty)
    • Report use of tobacco products in the previous 3 months or have a urine cotinine level greater than 500 ng/ml
    • Have used any new prescription drugs within 4 weeks prior to dosing or have used any new over-the-counter (OTC) medication (e.g., herbal supplements) within 2 weeks prior to dosing. (Note the exception of concomitant drugs on stable treatment for at least 3 months, as outlined in the inclusion criteria.) See Appendix 3 for a list of medications and food that are not allowed during the study.
    • Use any of the medications listed in Appendix 3 unless the medication can be safely stopped and subjects are off this medication for at least 4 weeks before entering the trial
    • Have used any CNS-active drug or anticholinergic drug during the previous 3 months (including cholinesterase inhibitors)
    • Have used any drug or treatment known to cause major organ system toxicity during the previous 3 months
    • Have donated or lost ≥ 400 ml of blood within 8 weeks prior to first dosing (or longer if required by local regulation)
    • Have had any significant illness within 2 weeks prior to dosing
    • Have a past medical history of clinically significant ECG abnormalities or a family history (grandparents, parents, and siblings) of prolonged QT-interval syndrome
    • Have a current diagnosis of any of the following:
    • Clinically significant cardiac arrhythmia derived from ECG
    • Clinically significant cardiovascular disease
    • Major Depression or any other DSM-IV, Axis 1 diagnosis that may interfere with the evaluation of response to study medication, including other primary neurodegenerative dementia, schizophrenia, or bipolar disorder.
    • Positive hepatitis B surface antigen (HBsAg) or hepatitis C test result
    • Have a history or current diagnosis of any of the following:
    • Autonomic dysfunction (e.g., history of fainting, orthostatic hypotension, or sinus arrhythmia)
    • Clinically significant acute or chronic bronchospastic disease (including asthma and chronic obstructive pulmonary disease, treated or not treated)
    • Clinically significant drug allergy or history of atopic allergy (asthma, urticaria, or eczematous dermatitis)
    • Hypersensitivity to the study drug, or drugs similar to the study drug
    • Cerebrovascular disease (e.g., stroke, transient ischemic attacks, or aneurysms)
    • Seizure disorder
    • Immunodeficiency diseases, including a positive HIV test result (ELISA and Western blot)
    • Drug or alcohol abuse within the 12 months prior to dosing, or evidence of such abuse as indicated by the laboratory assays conducted during the screening or baseline evaluations
    • Have any surgical or medical condition which might significantly alter the absorption, distribution, metabolism, or excretion of drugs, or which may jeopardize the patient in case of participation in the study. The investigator should be guided by evidence of any of the following:
    • History of inflammatory bowel syndrome, gastritis, ulcers, or gastrointestinal or rectal bleeding
    • History of major gastrointestinal tract surgery such as gastrectomy, gastroenterostomy, or bowel resection
    • History or presence of impaired renal function, as indicated by clinically significant creatinine or BUN/Urea, or abnormal urinary constituents (e.g., albuminuria)
    • Evidence of urinary obstruction or difficulty in voiding
    • White blood cell count within the range of 3,000 to 11,000 /µl or platelets < 100,000 /µl
    • History or clinical evidence of pancreatic injury or pancreatitis
    • Clinical evidence of liver disease or liver injury as indicated by abnormal liver function tests such as SGOT, SGPT, GGT, alkaline phosphatase, or serum bilirubin. The following limits should be observed:
    • SGPT must not exceed the ULN by more than 50%
    • GT and alkaline phosphatase must not exceed twice the ULN
    • Serum bilirubin should not exceed 27 µmol/L (1.6 mg/dl). If the total bilirubin concentration is increased above 1.5 times the ULN, total bilirubin should be differentiated into the direct and indirect reacting bilirubin.
    E.5 End points
    E.5.1Primary end point(s)
    Primary pharmacodynamic/efficacy assessments:
    • CANTAB computerized cognitive test battery consisting of Paired Associates Learning (PAL), Spatial Working Memory (SWM), Rapid Visual Information Processing (RVP), Pattern Recognition Memory (PRM), Choice Reaction Time (CRT) and Graded Naming Test-Revised (GNT) will be administered on Day 28 (2 hours after last dosing). The PAL and RVP task will also be administered at baseline and on Day 1. In addition the RVP will be administered at each weekly visit (Days 8, 15 and 22) 2 hours after dosing.
    E.6 and E.7 Scope of the trial
    E.6Scope of the trial
    E.6.1Diagnosis No
    E.6.2Prophylaxis No
    E.6.3Therapy No
    E.6.4Safety Yes
    E.6.5Efficacy Yes
    E.6.6Pharmacokinetic Yes
    E.6.7Pharmacodynamic Yes
    E.6.8Bioequivalence No
    E.6.9Dose response Yes
    E.6.10Pharmacogenetic No
    E.6.11Pharmacogenomic No
    E.6.12Pharmacoeconomic No
    E.6.13Others Information not present in EudraCT
    E.7Trial type and phase
    E.7.1Human pharmacology (Phase I) Information not present in EudraCT
    E.7.1.1First administration to humans Information not present in EudraCT
    E.7.1.2Bioequivalence study Information not present in EudraCT
    E.7.1.3Other Information not present in EudraCT
    E.7.1.3.1Other trial type description
    E.7.2Therapeutic exploratory (Phase II) Yes
    E.7.3Therapeutic confirmatory (Phase III) Information not present in EudraCT
    E.7.4Therapeutic use (Phase IV) Information not present in EudraCT
    E.8 Design of the trial
    E.8.1Controlled Yes
    E.8.1.1Randomised Yes
    E.8.1.2Open No
    E.8.1.3Single blind No
    E.8.1.4Double blind Yes
    E.8.1.5Parallel group Yes
    E.8.1.6Cross over No
    E.8.1.7Other No
    E.8.2 Comparator of controlled trial
    E.8.2.1Other medicinal product(s) Information not present in EudraCT
    E.8.2.2Placebo Yes
    E.8.2.3Other Information not present in EudraCT
    E.8.3 The trial involves single site in the Member State concerned No
    E.8.4 The trial involves multiple sites in the Member State concerned Yes
    E.8.4.1Number of sites anticipated in Member State concerned6
    E.8.5The trial involves multiple Member States Information not present in EudraCT
    E.8.6 Trial involving sites outside the EEA
    E.8.6.1Trial being conducted both within and outside the EEA Yes
    E.8.6.2Trial being conducted completely outside of the EEA Information not present in EudraCT
    E.8.6.3If E.8.6.1 or E.8.6.2 are Yes, specify the regions in which trial sites are planned
    E.8.7Trial has a data monitoring committee No
    E.8.8 Definition of the end of the trial and justification where it is not the last visit of the last subject undergoing the trial
    E.8.9 Initial estimate of the duration of the trial
    E.8.9.1In the Member State concerned years1
    E.8.9.1In the Member State concerned months8
    E.8.9.1In the Member State concerned days
    F. Population of Trial Subjects
    F.1 Age Range
    F.1.1Trial has subjects under 18 No
    F.1.1.1In Utero Information not present in EudraCT
    F.1.1.2Preterm newborn infants (up to gestational age < 37 weeks) Information not present in EudraCT
    F.1.1.3Newborns (0-27 days) Information not present in EudraCT
    F.1.1.4Infants and toddlers (28 days-23 months) Information not present in EudraCT
    F.1.1.5Children (2-11years) Information not present in EudraCT
    F.1.1.6Adolescents (12-17 years) Information not present in EudraCT
    F.1.2Adults (18-64 years) Yes
    F.1.3Elderly (>=65 years) Yes
    F.2 Gender
    F.2.1Female Yes
    F.2.2Male Yes
    F.3 Group of trial subjects
    F.3.1Healthy volunteers No
    F.3.2Patients Yes
    F.3.3Specific vulnerable populations No
    F.3.3.1Women of childbearing potential not using contraception No
    F.3.3.2Women of child-bearing potential using contraception No
    F.3.3.3Pregnant women No
    F.3.3.4Nursing women No
    F.3.3.5Emergency situation No
    F.3.3.6Subjects incapable of giving consent personally No
    F.3.3.7Others No
    F.4 Planned number of subjects to be included
    F.4.1In the member state126
    F.4.2 For a multinational trial
    F.4.2.2In the whole clinical trial 176
    G. Investigator Networks to be involved in the Trial
    N. Review by the Competent Authority or Ethics Committee in the country concerned
    N.Competent Authority Decision Authorised
    N.Date of Competent Authority Decision2007-08-24
    N.Ethics Committee Opinion of the trial applicationFavourable
    N.Ethics Committee Opinion: Reason(s) for unfavourable opinion
    N.Date of Ethics Committee Opinion2007-10-05
    P. End of Trial
    P.End of Trial StatusPrematurely Ended
    P.Date of the global end of the trial2009-05-18
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