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    Clinical Trial Results:
    The use of Ketamine as an anaesthetic during electroconvulsive therapy (ECT) for depression: does it improve treatment outcome?

    Summary
    EudraCT number
    2011-000396-14
    Trial protocol
    GB  
    Global end of trial date
    18 Feb 2014

    Results information
    Results version number
    v1(current)
    This version publication date
    29 Jul 2018
    First version publication date
    29 Jul 2018
    Other versions
    Summary report(s)
    Ketamine as the anaesthetic for electroconvulsive therapy: The KANECT randomised controlled trial

    Trial information

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    Trial identification
    Sponsor protocol code
    3/006/11
    Additional study identifiers
    ISRCTN number
    -
    US NCT number
    NCT01306760
    WHO universal trial number (UTN)
    -
    Sponsors
    Sponsor organisation name
    University of Aberdeen/NHS-Grampian
    Sponsor organisation address
    Foresterhill House Annexe, Aberdeen, United Kingdom, AB25 2ZB
    Public contact
    Research Governance Office, University of Aberdeen/NHS-Grampian, 44 (0) 1224 551123, researchgovernance@abdn.ac.uk
    Scientific contact
    Research Governance Office, University of Aberdeen/NHS-Grampian, 44 (0) 1224 551123, researchgovernance@abdn.ac.uk
    Paediatric regulatory details
    Is trial part of an agreed paediatric investigation plan (PIP)
    No
    Does article 45 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Does article 46 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Results analysis stage
    Analysis stage
    Final
    Date of interim/final analysis
    22 Sep 2014
    Is this the analysis of the primary completion data?
    Yes
    Primary completion date
    18 Feb 2014
    Global end of trial reached?
    Yes
    Global end of trial date
    18 Feb 2014
    Was the trial ended prematurely?
    No
    General information about the trial
    Main objective of the trial
    The main research question is whether the use of ketamine as the anaesthetic for ECT treatment for depression improves the treatment outcome with respect to speed of response and reduction in side effects when compared to conventional anaesthesia.
    Protection of trial subjects
    An unblinding procedure was specified should the medical need arise. An independent Trial Steering Committee was in place and met approximately every 6 months while recruitment was open.
    Background therapy
    We placed no restrictions on concomitant medication prescribing during the course of the trial except that benzodiazepines were withdrawn prior to ECT. No restrictions were placed on any rescue medications.
    Evidence for comparator
    The active comparator, propofol, was used in 88.2% of ECT treatments in Scotland at the time the trial took place. Reference: Scottish ECT Accreditation Network. Scottish ECT Accreditation Network Annual Report 2015: A summary of ECT in Scotland for 2014. Edinburgh, Scotland: ISD Scotland Publications; 2015.
    Actual start date of recruitment
    01 Nov 2011
    Long term follow-up planned
    No
    Independent data monitoring committee (IDMC) involvement?
    No
    Population of trial subjects
    Number of subjects enrolled per country
    Country: Number of subjects enrolled
    United Kingdom: 40
    Worldwide total number of subjects
    40
    EEA total number of subjects
    40
    Number of subjects enrolled per age group
    In utero
    0
    Preterm newborn - gestational age < 37 wk
    0
    Newborns (0-27 days)
    0
    Infants and toddlers (28 days-23 months)
    0
    Children (2-11 years)
    0
    Adolescents (12-17 years)
    0
    Adults (18-64 years)
    35
    From 65 to 84 years
    5
    85 years and over
    0

    Subject disposition

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    Recruitment
    Recruitment details
    Patients were receiving ECT for major depression on an informal basis at the Royal Cornhill Hospital, Aberdeen, Scotland between November 2011 and December 2013. The final assessment of the final patient was completed in February 2014. The ethnicity of all patients was White British. All participants provided informed consent.

    Pre-assignment
    Screening details
    Eligible if receiving ECT on an informal basis (i.e. not detained), considered fit by an anaesthetist (American Society of Anaesthesiologists physical status classification system score of 1 or 2), had no comorbid psychiatric diagnoses recorded by the treating psychiatrist & were between the ages of 18 75. Exclusion criteria applied.

    Period 1
    Period 1 title
    Overall trial (overall period)
    Is this the baseline period?
    Yes
    Allocation method
    Randomised - controlled
    Blinding used
    Double blind
    Roles blinded
    Subject, Investigator, Data analyst, Assessor
    Blinding implementation details
    Randomisation recorded in medical notes as Drug A or B by the Principal Investigator or ECT nurses. Patients were first assessed before randomisation. All post-ECT assessments were conducted by researchers blinded to the anaesthetic assignment. All analyses were conducted by a researcher blind to the group assignment. The decision on management of the ECT course was taken by the patients’ treating clinicians, who were blind to anaesthetic assignment.

    Arms
    Are arms mutually exclusive
    Yes

    Arm title
    Ketamine
    Arm description
    -
    Arm type
    Experimental

    Investigational medicinal product name
    Ketamine
    Investigational medicinal product code
    Other name
    Ketalar
    Pharmaceutical forms
    Injection
    Routes of administration
    Intravenous bolus use
    Dosage and administration details
    An intravenous cannula was inserted in the non-isolated arm. The patients in the ketamine group were administered a hypnotic dose of ketamine of up to 2 mg/kg followed by limb isolation and subsequent administration of the muscle relaxant suxamethonium (0.5-1 mg/kg).

    Arm title
    Propofol
    Arm description
    -
    Arm type
    Active comparator

    Investigational medicinal product name
    Propofol
    Investigational medicinal product code
    Other name
    Diprivan 1%
    Pharmaceutical forms
    Injection
    Routes of administration
    Intravenous bolus use
    Dosage and administration details
    A hypnotic dose of propofol up to 2.5 mg/kg followed by limb isolation and administration of suxamethonium (0.5-1 mg/kg). Heart rate, 3 lead ECG, Oxygen Saturation (SpO2), fractional inspired oxygen (FiO2), and end-tidal CO2 (EtC02) were monitored continuously during the procedure. All participants received positive pressure ventilation with 100% oxygen during the procedure until spontaneous respiration resumed. Non-invasive blood pressure was measured before the administration of the anaesthetic, immediately post seizure and repeated if necessary. In the recovery room patients received oxygen-enriched air via a facemask, while non-invasive blood pressure and SpO2 were monitored.

    Number of subjects in period 1
    Ketamine Propofol
    Started
    20
    20
    Completed post-ECT4 assessments
    14
    17
    Completed post-ECT assessment
    16
    17
    Completed 1-month post-ECT assessments
    13
    13
    Completed
    13
    13
    Not completed
    7
    7
         Consent withdrawn by subject
    1
    -
         Physician decision
    3
    1
         Maintenance ECT within follow-up period
    1
    1
         withdrawn due to exposure to legal high
    -
    1
         Lost to follow-up
    2
    3
         Prescibed another course of ECT within follow-up
    -
    1

    Baseline characteristics

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    Baseline characteristics reporting groups
    Reporting group title
    Ketamine
    Reporting group description
    -

    Reporting group title
    Propofol
    Reporting group description
    -

    Reporting group values
    Ketamine Propofol Total
    Number of subjects
    20 20 40
    Age categorical
    Units: Subjects
        In utero
    0 0 0
        Preterm newborn infants (gestational age < 37 wks)
    0 0 0
        Newborns (0-27 days)
    0 0 0
        Infants and toddlers (28 days-23 months)
    0 0 0
        Children (2-11 years)
    0 0 0
        Adolescents (12-17 years)
    0 0 0
        Adults (18-64 years)
    18 17 35
        From 65-84 years
    2 3 5
        85 years and over
    0 0 0
    Age continuous
    Units: years
        arithmetic mean (standard deviation)
    51.76 ± 9.97 49.88 ± 12.53 -
    Gender categorical
    Units: Subjects
        Female
    11 11 22
        Male
    9 9 18

    End points

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    End points reporting groups
    Reporting group title
    Ketamine
    Reporting group description
    -

    Reporting group title
    Propofol
    Reporting group description
    -

    Primary: Number of ECT treatments

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    End point title
    Number of ECT treatments
    End point description
    The decision to end the ECT course was taken by the participant's treating clinician who was blind to anaesthetic assignment.
    End point type
    Primary
    End point timeframe
    Number of ECT treatments in the ECT course. Includes 2 of 16 participants in the ketamine group and 2 of 19 in the propofol group who received 4 ECTs or less. Please refer to Table on page 5 or CONSORT flow diagram in results paper for more info.
    End point values
    Ketamine Propofol
    Number of subjects analysed
    16 [1]
    19 [2]
    Units: ECT treatments
        arithmetic mean (standard deviation)
    7.88 ± 3.18
    7.26 ± 2.23
    Notes
    [1] - Completed post-ECT assessment
    [2] - Completed post-ECT assessment
    Statistical analysis title
    t-test
    Statistical analysis description
    The number of ECT treatments received by patients in each group was compared using an independent samples t-test.
    Comparison groups
    Ketamine v Propofol
    Number of subjects included in analysis
    35
    Analysis specification
    Pre-specified
    Analysis type
    other
    P-value
    > 0.05 [3]
    Method
    t-test, 2-sided
    Confidence interval
    Notes
    [3] - t(33) < 1.0, p > .05, d = 0.23.

    Primary: Hamilton Depression Rating Scale (HDRS) - Acute analysis

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    End point title
    Hamilton Depression Rating Scale (HDRS) - Acute analysis
    End point description
    An acute effects analysis, Analysis of Covariance (ANCOVA) compared outcomes pre-ECT with post-ECT4. Partial eta-squared (ηp²) provided an estimate of effect size with 95% confidence intervals (95% CI)
    End point type
    Primary
    End point timeframe
    compared outcomes pre-ECT with post-ECT4. Means reported below are post-ECT4. For full table of mean scores please refer to accompanying paper: https://doi.org/10.1192/bjp.bp.116.189134 Consult Table on page 5 for number of subjects in analyses
    End point values
    Ketamine Propofol
    Number of subjects analysed
    16 [4]
    19 [5]
    Units: HDRS score
        arithmetic mean (standard deviation)
    17.25 ± 6.88
    13.58 ± 5.71
    Notes
    [4] - Completed post-ECT 4 assessment
    [5] - Completed post-ECT 4 assessment
    Statistical analysis title
    ANCOVA - acute HDRS
    Statistical analysis description
    Analysis of Covariance (ANCOVA) compared outcomes pre-ECT with post-ECT4. All analyses were run with anaesthetic and time as fixed factors and anaesthetic x time as an interaction term. Age and gender were included as covariates.
    Comparison groups
    Ketamine v Propofol
    Number of subjects included in analysis
    35
    Analysis specification
    Pre-specified
    Analysis type
    superiority
    P-value
    > 0.05 [6]
    Method
    ANCOVA
    Confidence interval
    Notes
    [6] - This is main effect of anaesthetic group. For main effect of time and interaction between time and group please consult the published results paper.

    Primary: Montgomery-Asberg Depression Rating Scale (MADRS) - Acute analysis

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    End point title
    Montgomery-Asberg Depression Rating Scale (MADRS) - Acute analysis
    End point description
    Analysis of Covariance (ANCOVA) compared outcomes pre-ECT with post-ECT4. Partial eta-squared (ηp²) provided an estimate of effect size with 95% confidence intervals (95% CI)
    End point type
    Primary
    End point timeframe
    pre-ECT compared with with post-ECT4. Means reported below are post-ECT4. For full table of mean scores please refer to accompanying paper: https://doi.org/10.1192/bjp.bp.116.189134
    End point values
    Ketamine Propofol
    Number of subjects analysed
    16
    19
    Units: MADRS score
        arithmetic mean (standard deviation)
    23.81 ± 11.2
    18.74 ± 9.44
    Statistical analysis title
    ANCOVA - acute MADRS
    Statistical analysis description
    analysis of covariance (ANCOVA) compared outcomes pre-ECT with post-ECT4. All analyses were run with anaesthetic and time as fixed factors and anaesthetic x time as an interaction term. Age and gender were included as covariates.
    Comparison groups
    Ketamine v Propofol
    Number of subjects included in analysis
    35
    Analysis specification
    Pre-specified
    Analysis type
    superiority
    P-value
    > 0.05 [7]
    Method
    ANCOVA
    Confidence interval
    Notes
    [7] - This is main effect of anaesthetic group. For main effect of time and interaction between time and group please consult the published results paper.

    Primary: Hamilton Depression Rating Scale (HDRS) - Treatment effects analysis

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    End point title
    Hamilton Depression Rating Scale (HDRS) - Treatment effects analysis
    End point description
    In a treatment effects analysis, linear mixed models compared outcomes assessed pre-ECT with those at post-final ECT and 1-month assessments.
    End point type
    Primary
    End point timeframe
    pre-ECT compared with those at post-final ECT and 1-month assessments. Means reported below are post-ECT. For full table of mean scores please refer to accompanying paper: https://doi.org/10.1192/bjp.bp.116.189134
    End point values
    Ketamine Propofol
    Number of subjects analysed
    16
    19
    Units: HDRS scores
        arithmetic mean (standard deviation)
    13.50 ± 9.32
    8.41 ± 4.70
    Statistical analysis title
    Linear mixed model
    Statistical analysis description
    Linear mixed models compared outcomes assessed pre-ECT with those at post-final ECT & 1-month assessments. A compound symmetry (CS) covariance matrix was compared with a first-order autoregressive and an unstructured covariance matrix. Model fit was assessed using Akaike’s Information Criterion (AIC). The better fitting model (smallest AIC) reported. This was the model with the CS covariance matrix. Estimation proceeded using restricted maximum likelihood to a maximum of 100 iterations.
    Comparison groups
    Ketamine v Propofol
    Number of subjects included in analysis
    35
    Analysis specification
    Pre-specified
    Analysis type
    superiority [8]
    P-value
    > 0.05 [9]
    Method
    Mixed models analysis
    Confidence interval
    Notes
    [8] - All analyses were run with anaesthetic and time as fixed factors and anaesthetic x time as an interaction term. Age and gender were included as covariates.
    [9] - This is main effect of anaesthetic group. For main effect of time and interaction between time and group please consult the published results paper.

    Primary: Montgomery Asberg Depression Rating Scale (MADRS) - Treatment effects analysis

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    End point title
    Montgomery Asberg Depression Rating Scale (MADRS) - Treatment effects analysis
    End point description
    Linear mixed models compared outcomes assessed pre-ECT with those at post-final ECT & 1-month assessments. A compound symmetry (CS) covariance matrix was compared with a first-order autoregressive and an unstructured covariance matrix. Model fit was assessed using Akaike’s Information Criterion (AIC). The better fitting model (smallest AIC) reported. This was the model with the CS covariance matrix. Estimation proceeded using restricted maximum likelihood to a maximum of 100 iterations.
    End point type
    Primary
    End point timeframe
    Pre-ECT compared to post-ECT and 1-month post-ECT Means reported below are post-ECT. For full table of mean scores please refer to accompanying paper: https://doi.org/10.1192/bjp.bp.116.189134
    End point values
    Ketamine Propofol
    Number of subjects analysed
    16
    19
    Units: MADRS score
        arithmetic mean (standard deviation)
    18.69 ± 16.48
    8.18 ± 6.27
    Statistical analysis title
    Linear mixed model - MADRS treatment effects
    Statistical analysis description
    Linear mixed models compared outcomes assessed pre-ECT with those at post-final ECT & 1-month assessments. A compound symmetry (CS) covariance matrix was compared with a first-order autoregressive and an unstructured covariance matrix. Model fit was assessed using Akaike’s Information Criterion (AIC). The better fitting model (smallest AIC) reported. This was the model with the CS covariance matrix. Estimation proceeded using restricted maximum likelihood to a maximum of 100 iterations.
    Comparison groups
    Ketamine v Propofol
    Number of subjects included in analysis
    35
    Analysis specification
    Pre-specified
    Analysis type
    superiority [10]
    P-value
    > 0.05 [11]
    Method
    Linear Mixed model
    Confidence interval
    Notes
    [10] - All analyses were run with anaesthetic and time as fixed factors and anaesthetic x time as an interaction term. Age and gender were included as covariates.
    [11] - This is main effect of anaesthetic group. For main effect of time and interaction between time and group please consult the published results paper.

    Secondary: Spatial Recognition Memory (SRM) - Acute analysis

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    End point title
    Spatial Recognition Memory (SRM) - Acute analysis
    End point description
    Analysis of Covariance (ANCOVA) compared outcomes pre-ECT with post-ECT4. Partial eta-squared (ηp²) provided an estimate of effect size with 95% confidence intervals (95% CI)
    End point type
    Secondary
    End point timeframe
    compared outcomes pre-ECT to post-ECT4 Means reported below are post-ECT4. For full table of mean scores please refer to accompanying paper: https://doi.org/10.1192/bjp.bp.116.189134
    End point values
    Ketamine Propofol
    Number of subjects analysed
    16
    19
    Units: Proportion correct
        arithmetic mean (standard deviation)
    0.60 ± 0.12
    0.63 ± 0.10
    Statistical analysis title
    ANCOVA - acute SRM
    Statistical analysis description
    analysis of covariance (ANCOVA) compared outcomes pre-ECT with post-ECT4. All analyses were run with anaesthetic and time as fixed factors and anaesthetic x time as an interaction term. Age and gender were included as covariates.
    Comparison groups
    Ketamine v Propofol
    Number of subjects included in analysis
    35
    Analysis specification
    Pre-specified
    Analysis type
    superiority
    P-value
    > 0.05 [12]
    Method
    ANCOVA
    Confidence interval
    Notes
    [12] - This is main effect of anaesthetic group. For main effect of time and interaction between time and group please consult the published results paper.

    Secondary: Spatial Recognition Memory (SRM) - Treatment effects analysis

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    End point title
    Spatial Recognition Memory (SRM) - Treatment effects analysis
    End point description
    Linear mixed models compared outcomes assessed pre-ECT with those at post-final ECT & 1-month assessments. A compound symmetry (CS) covariance matrix was compared with a first-order autoregressive and an unstructured covariance matrix. Model fit was assessed using Akaike’s Information Criterion (AIC). The better fitting model (smallest AIC) reported. This was the model with the CS covariance matrix. Estimation proceeded using restricted maximum likelihood to a maximum of 100 iterations.
    End point type
    Secondary
    End point timeframe
    Pre-ECT compared with post-ECT and 1-month post-ECT. Means reported below are post-ECT. For full table of mean scores please refer to accompanying paper: https://doi.org/10.1192/bjp.bp.116.189134
    End point values
    Ketamine Propofol
    Number of subjects analysed
    16
    19
    Units: SRM proportion correct
        arithmetic mean (standard deviation)
    .60 ± .16
    .64 ± .11
    Statistical analysis title
    Linear mixed model - SRM treatment effects
    Statistical analysis description
    Linear mixed models compared outcomes assessed pre-ECT with those at post-final ECT & 1-month assessments. A compound symmetry (CS) covariance matrix was compared with a first-order autoregressive and an unstructured covariance matrix. Model fit was assessed using Akaike’s Information Criterion (AIC). The better fitting model (smallest AIC) reported. This was the model with the CS covariance matrix. Estimation proceeded using restricted maximum likelihood to a maximum of 100 iterations.
    Comparison groups
    Ketamine v Propofol
    Number of subjects included in analysis
    35
    Analysis specification
    Pre-specified
    Analysis type
    superiority [13]
    P-value
    > 0.05 [14]
    Method
    Linear Mixed model
    Confidence interval
    Notes
    [13] - All analyses were run with anaesthetic and time as fixed factors and anaesthetic x time as an interaction term. Age and gender were included as covariates.
    [14] - This is main effect of anaesthetic group. For main effect of time and interaction between time and group please consult the published results paper.

    Adverse events

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    Adverse events information [1]
    Timeframe for reporting adverse events
    up to 30 days after the participant completed or discontinued the study.
    Adverse event reporting additional description
    The CI and sponsor informed within 24 hours of serious adverse events or reactions and follow up with a formal written report. If a SUSAR is life threatening then the MHRA and REC will be notified within 7 days of the event occurring; if the SUSAR is not life threatening, then it will be reported within 15 days of the event occurring.
    Assessment type
    Systematic
    Dictionary used for adverse event reporting
    Dictionary name
    No dictionary
    Dictionary version
    00
    Reporting groups
    Reporting group title
    Ketamine
    Reporting group description
    -

    Reporting group title
    Propofol
    Reporting group description
    -

    Notes
    [1] - There are no non-serious adverse events recorded for these results. It is expected that there will be at least one non-serious adverse event reported.
    Justification: No non-serious adverse events were recorded during the course of the trial.
    Serious adverse events
    Ketamine Propofol
    Total subjects affected by serious adverse events
         subjects affected / exposed
    0 / 20 (0.00%)
    1 / 20 (5.00%)
         number of deaths (all causes)
    0
    0
         number of deaths resulting from adverse events
    0
    0
    Psychiatric disorders
    prolonged hospital admission
    Additional description: a participant developed an elevated mood following their ECT course
         subjects affected / exposed
    0 / 20 (0.00%)
    1 / 20 (5.00%)
         occurrences causally related to treatment / all
    0 / 0
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Frequency threshold for reporting non-serious adverse events: 0%
    Non-serious adverse events
    Ketamine Propofol
    Total subjects affected by non serious adverse events
         subjects affected / exposed
    0 / 20 (0.00%)
    0 / 20 (0.00%)

    More information

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    Substantial protocol amendments (globally)

    Were there any global substantial amendments to the protocol? Yes
    Date
    Amendment
    25 Oct 2011
    Increase in time data held from 10 to 15 years from end of study.
    08 Aug 2013
    Change in definition of the sample from which participants can be recruited to add "We will also recruit in-patients who subsequently leave the hospital “on pass” between treatments (after appropriate medical assessment by their treating teams), and return to the hospital for ECT before going home on the same day." Due to good recruitment (N = 35) with 9 months of recruitment remaining a change to target sample size from 40 to 50 was made. A non-substantial amendment was later made in May 2014 reducing the target sample size back to 40.

    Interruptions (globally)

    Were there any global interruptions to the trial? No

    Limitations and caveats

    Limitations of the trial such as small numbers of subjects analysed or technical problems leading to unreliable data.
    The limitations of the EUdract system and the support provided mean that accurately representing the results within it was difficult. Readers are advised to read the open-access paper linked to this record for a full desciption of the analysis.

    Online references

    http://www.ncbi.nlm.nih.gov/pubmed/28254962
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    The status and protocol content of GB trials is no longer updated since 1 January 2021. For the UK, as of 31 January 2021, EU Law applies only to the territory of Northern Ireland (NI) to the extent foreseen in the Protocol on Ireland/NI. Legal notice
    As of 31 January 2023, all EU/EEA initial clinical trial applications must be submitted through CTIS . Updated EudraCT trials information and information on PIP/Art 46 trials conducted exclusively in third countries continues to be submitted through EudraCT and published on this website.

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