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    Summary
    EudraCT Number:2011-004228-37
    Sponsor's Protocol Code Number:TransValid-KFO179/GRCSG-B
    National Competent Authority:Germany - BfArM
    Clinical Trial Type:EEA CTA
    Trial Status:Completed
    Date on which this record was first entered in the EudraCT database:2012-04-19
    Trial results
    Index
    A. PROTOCOL INFORMATION
    B. SPONSOR INFORMATION
    C. APPLICANT IDENTIFICATION
    D. IMP IDENTIFICATION
    D.8 INFORMATION ON PLACEBO
    E. GENERAL INFORMATION ON THE TRIAL
    F. POPULATION OF TRIAL SUBJECTS
    G. INVESTIGATOR NETWORKS TO BE INVOLVED IN THE TRIAL
    N. REVIEW BY THE COMPETENT AUTHORITY OR ETHICS COMMITTEE IN THE COUNTRY CONCERNED
    P. END OF TRIAL
    Expand All   Collapse All
    A. Protocol Information
    A.1Member State ConcernedGermany - BfArM
    A.2EudraCT number2011-004228-37
    A.3Full title of the trial
    Translational Validation Trial-B (add-on phase I/II study to the Clinical
    Research Unit (Klinische Forschergruppe) KFO179-2
    Translatorische Validierungsstudie-B der Phase I/II (add-on Studie zur
    Klinischen Forschergruppe KFO179-2): Präoperative Radiochemotherapie
    (RCT) mit 5-Fluorouracil (5FU) + Oxaliplatin gefolgt von 3 Zyklen FOLFOXChemotherapie
    (5FU+Folinsäure+Oxaliplatin) und totaler mesorektaler
    Exzision (total mesorectal excision; TME-Chirurgie) beim fortgeschrittenen
    Rektumkarzinom (der klinischen Stadien UICC-II, -III oder–IV) mit
    begleitenden molekular- und zellbiologischen (translatorischen)
    Untersuchungen
    A.3.1Title of the trial for lay people, in easily understood, i.e. non-technical, language
    Patients with an advanced local rectal cancer (clinically staged as UICC
    stages II, III or IV) get a preoperative radiochemotherapy (RCT) combined
    with 5-fluorouracil (5-FU) and oxaliplatin followed by 3 cycles of FOLFOX
    chemotherapy (5-FU + folinic acid + oxaliplatin) and surgery [total
    mesorectal excision (TME-surgery)]. Within the trial molecular and cell
    biological (translational) analysis are done with biopsies and blood.
    A.3.2Name or abbreviated title of the trial where available
    TransValid-KFO179/GRCSG-B
    TransValid-KFO179/GRCSG-B
    A.4.1Sponsor's protocol code numberTransValid-KFO179/GRCSG-B
    A.5.3WHO Universal Trial Reference Number (UTRN)U1111-1132-0235
    A.7Trial is part of a Paediatric Investigation Plan No
    A.8EMA Decision number of Paediatric Investigation Plan
    B. Sponsor Information
    B.Sponsor: 1
    B.1.1Name of SponsorUniversitätsmedizin Goettingen
    B.1.3.4CountryGermany
    B.3.1 and B.3.2Status of the sponsorNon-Commercial
    B.4 Source(s) of Monetary or Material Support for the clinical trial:
    B.4.1Name of organisation providing supportGerman Research Foundation (DFG)
    B.4.2CountryGermany
    B.5 Contact point designated by the sponsor for further information on the trial
    B.5.1Name of organisationUniversitätsmedizin Göttingen
    B.5.2Functional name of contact pointTrial Office
    B.5.3 Address:
    B.5.3.1Street AddressRobert-Koch-Str. 40
    B.5.3.2Town/ cityGoettingen
    B.5.3.3Post code37075
    B.5.3.4CountryGermany
    B.5.4Telephone number+49551398323
    B.5.5Fax number+495513914155
    B.5.6E-mailstudiensek-chirurgie@med.uni-goettingen.de
    D. IMP Identification
    D.IMP: 1
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation Yes
    D.2.1.2Country which granted the Marketing AuthorisationGermany
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.1Product name5-Fluorouracil
    D.3.4Pharmaceutical form
    D.3.4.1Specific paediatric formulation No
    D.3.7Routes of administration for this IMPIntravenous use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.8INN - Proposed INN5-Fluorouracil
    D.3.9.3Other descriptive nameFLUOROURACIL
    D.3.9.4EV Substance CodeSUB07721MIG
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) No
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product No
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) No
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product No
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy No
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product No
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.IMP: 2
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation Yes
    D.2.1.2Country which granted the Marketing AuthorisationGermany
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.1Product nameFolinic acid
    D.3.4Pharmaceutical form
    D.3.4.1Specific paediatric formulation No
    D.3.7Routes of administration for this IMPIntravenous use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.8INN - Proposed INNFolinic acid
    D.3.9.3Other descriptive nameFOLINIC ACID
    D.3.9.4EV Substance CodeSUB13910MIG
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) No
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product No
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) No
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product No
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy No
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product No
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.IMP: 3
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation Yes
    D.2.1.2Country which granted the Marketing AuthorisationGermany
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.1Product nameOxaliplatin
    D.3.4Pharmaceutical form
    D.3.4.1Specific paediatric formulation No
    D.3.7Routes of administration for this IMPIntravenous use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.8INN - Proposed INNOXALIPLATIN
    D.3.9.1CAS number 61825-94-3
    D.3.9.4EV Substance CodeSUB09490MIG
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) No
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product No
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) No
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product No
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy No
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product No
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.8 Information on Placebo
    E. General Information on the Trial
    E.1 Medical condition or disease under investigation
    E.1.1Medical condition(s) being investigated
    Patients with advanced but resectable rectal cancer (clinically staged as
    rectal cancers of the UICC stages II, III or IV)
    E.1.1.1Medical condition in easily understood language
    Patients with advanced but resectable rectal cancer (clinically staged as
    rectal cancers of the UICC stages II, III or IV)
    E.1.1.2Therapeutic area Diseases [C] - Cancer [C04]
    MedDRA Classification
    E.1.3Condition being studied is a rare disease No
    E.2 Objective of the trial
    E.2.1Main objective of the trial
    The aim of this study is to establish the feasibility and to receive first
    data on the efficacy of an innovative sequential combination of
    established pre-operative intensified RCT (5-FU+Oxaliplatin) with
    consecutively intensive but shortened preoperative FOLFOXchemotherapy
    (5-FU+Oxaliplatin) followed by TME-surgery.
    Primary Objectives:
    - The primary objectives for this evaluation will be toxicity and
    histopathologically confirmed complete tumor remission (pCR).
    - The data will be compared exploratively to the separate TransValid-
    KFO179/GRCSG-Trial-A (validation study, n=200 patients) and to
    expectations derived from historical data (e.g. the large CAO/AIO/ARO-
    94 as well as -04 trial of the German Rectal Cancer Study Group [GRCSG]
    and others).
    E.2.2Secondary objectives of the trial
    -R0-rate of resection, CRM, resection status
    -Rate of sphincter-sparing surgery
    -Clinical response after each treatment step
    -TRG
    -residual tumor infiltration depth
    -residual lymph node status incl. residual metastases in mesorectal
    lymph nodes
    -post-operative 30-day mortality, morbidity and late complications
    -quality of TME-surgery
    -acute and late toxicity of the RCT and CTx according to the CTC/ NCI
    -DFS after 2 and 3 ys
    -cumulative incidence of local relapses and/or distant metastases
    -overall cancer-specific survival (CSS) after 3 and 5 ys
    -Quality of life
    -Translational/biomarker trial: Re-evaluate the prognostic relevance of
    the KFO179 scores [A predictive microarray-based gene expression
    signatures and single gene biomarkers in patients treated with 5-FU
    based RCT] + primary clinicopathological parameters/biomarkers in a
    follow-up. Developing an improved 5-FU dose adjustment by measuring 5-FU blood levels during preoperative RCT and CTx.
    E.2.3Trial contains a sub-study No
    E.3Principal inclusion criteria
    -Histologically confirmed resectable advanced primary rectal cancer of
    the lower thirds of the rectum (localized within 0 to 12 cm above the
    anocutaneous verge as measured by rigid rectoscopy), clinically (c)
    classified as cT3/cT4 or cN+ carcinomas or with evidence for synchronous,
    but resectable distant metastases (liver metastases, cM+)
    Staging requirements:
    --Transrectal endoscopic ultrasound is the mandatory local staging
    procedure,
    --Additional high-resolution, thin-sliced (i.e. 3 mm) magnetic resonance
    imaging (MRI) of the pelvis to classify infiltration depth and/or cN+
    status or extramural venous cancer invasion (based on MRI-criteria)
    --abdominal sonography and chest x-ray /or contrast-enhanced
    computed tomography scan of the thorax and abdomen (and pelvis, if
    EUS and/or MRI are not available) to complete UICC staging
    classification
    -Aged 18 to 80 years, inclusive
    -WHO/ECOG status ≤2
    -Life expectancy ≤weeks
    -Adequate bone marrow function: WBC >3.0x109/L, neutrophils
    >1.5x109/L, thrombocytes >100x109/L, hemoglobin ≥10 g/dl
    -Adequate liver function: bilirubin ≤2.0 mg/dl, SGOT, SGPT, AP, gamma-
    GT < threefold of upper level of normal range
    -Creatinine clearance > 50ml/min, serum creatinine ≤1.5 mg/dl
    -Written and signed informed consent of competent patient
    E.4Principal exclusion criteria
    - Prior or concurrent malignancy (≤3 years prior to enrolment in study)
    except non-melanoma skin cancer or cervical carcinoma FIGO stage 0 1
    if the patient is continuously disease-free patients with other tumors
    that have been successfully treated and have not reappeared during the
    last 3 years, may be included at the principal investigator's discretion
    - Simultaneous therapy with other anti-cancer drugs
    - Major surgery at the pelvic region 2-3 weeks prior to inclusion
    - Previous multimodal treatment of rectal cancer
    - Chronic colonic diseases
    - Chronic diarrhea (>grade 1 according NCI CTCAE)
    - Allergic reaction to platin-derivates or study medication
    - Symptomatic neuropathia (NCI CTC ≥2)
    - Simultaneous treatment with sorivudin and analogous
    - Known Dihydropyrimidine dehydrogenase deficiency
    - Cardiac infarction/failure within 3 months before start of multimodal
    therapy
    - Disseminated infection or sepsis
    - Activated disseminated intravasal coagulopathia
    - Subject pregnant or breast feeding, or planning to become pregnant
    within 6 months after the end of treatment
    - Men and women unwilling or unable to use highly effective methods of
    contraception (per institutional standard) during treatment and for 6
    months (male or female) after the end of treatment (adequate: oral contraceptives, intrauterine device or barrier method in conjunction with
    spermicidal jelly)
    - Participation in an AMG-clinical trial in the period 30 days prior to
    inclusion
    - Current drug abuse
    - Psychological, familial, sociological or geographical condition
    potentially hampering compliance with the study protocol and follow-up
    schedule (these conditions should be discussed with the patient before
    registration in the trial)
    - Insufficient compliance of the patient
    E.5 End points
    E.5.1Primary end point(s)
    1) toxicity
    2) histopathologically confirmed complete remission (pCR)
    These data will be compared exploratively to the TransValid-KFO179/
    GRCSG-A-Trial (validation study, n=200 patients), conducted in parallel,
    and to expectations derived from historical data (e.g. the large
    CAO/AIO/ARO-94 as well as -04 trial of the GRCSG and others).
    E.5.1.1Timepoint(s) of evaluation of this end point
    1: during RCT D1,15,29,43, during CTx D57,D71,D85 + one week before
    surgery, one week after surgery, foru weeks after surgery, each followup
    visit
    2: pathology assessement (after surgery)
    E.5.2Secondary end point(s)
    1) R0-rate of resection, circumferential resection margin, resection
    status
    2) tumor regression grading
    3) residual tumor infiltration depth (ypT-status)
    4) residual lymph node status (ypN-status)
    5) post-operative 30-day mortality
    6) post-operative morbidity (esp. rate of anastomotic insufficiencies)
    7) post-operative late complications (defecation problems, anastomotic,
    stenoses, loss of sphincter function)
    8) quality of TME-surgery
    9) acute and late toxicity of the chemotherapy according to the Common
    Toxicity Criteria of the National Cancer Institute (vs 4.0)
    10) Disease-fee survival (DFS) after 2 and 3 years (local and/or distant
    recurrences)
    11) cumulative incidence of local relapses and distant metastases
    12) overall cancer-specific survival (CSS) after 3 and 5 years
    13) quality of life according to the EORTC-Questionnaire QLQ-30 (3.0)
    and Wexner-Score
    14) Translational / biomarker studies:
    14a) to re-evaluate the prognostic relevance of the KFO179 scores
    identified during the KFO179-1 funding period (as predictive/prognostic
    microarray-based gene expression signatures and single gene
    biomarkers [see KFO 179-2 application, pp 32-228, Appendix 21]). The
    identified biomarkers will be compared with results from patients
    treated with standard 5-FU based RCT in the CAO/ARO/AIO-94- and
    CAO/ARO/AIO-04-trials of the GRCSG, in the TransValid-
    KFO179/GRCSG-A-Trial (validation study, n=200 patients)], and with
    primary clinicopathological parameters/biomarkers in long term followup
    by recording the data (i.e. disease free and/or overall survival,
    occurrence of local and distant metastases, long-term [chronic] toxicity)
    of all patients in the trial.
    14b) to evaluate a proof-of-concept multimodal treatment selection by
    risk stratification on the basis of the KFO179 biomarkers (as re-validated
    within the TransValid-KFO179/GRCSG-A-Trial (validation study).
    14c) to develop an improved 5-FU dose adjustment by measuring 5-FU
    blood levels during intensified preoperative RCT and CTx (feasibility
    study).
    Note: The data will be compared exploratively to the TransValid-
    KFO179/ GRCSG-A-Trial (validation study,), conducted in parallel, and to
    expectations derived from historical data (e.g. the large CAO/AIO/ARO-
    94 as well as -04 trial of the GRCSG and others), and will be used to
    design future studies.
    E.5.2.1Timepoint(s) of evaluation of this end point
    1-4,8: at pathology assessment
    5-7: 4 weeks after surgery
    9: before and during treatment D1,15,29,57,71,85, one week before and
    after surgery, 4 weeks after surgery, each visit of follow-up
    10-12: each visit of follow-up
    13: at recruitment, end of therapy and follow-up
    14a-b: during the trial
    14c: during the chemotherapy
    E.6 and E.7 Scope of the trial
    E.6Scope of the trial
    E.6.1Diagnosis No
    E.6.2Prophylaxis No
    E.6.3Therapy Yes
    E.6.4Safety Yes
    E.6.5Efficacy Yes
    E.6.6Pharmacokinetic No
    E.6.7Pharmacodynamic No
    E.6.8Bioequivalence No
    E.6.9Dose response No
    E.6.10Pharmacogenetic No
    E.6.11Pharmacogenomic No
    E.6.12Pharmacoeconomic No
    E.6.13Others No
    E.7Trial type and phase
    E.7.1Human pharmacology (Phase I) No
    E.7.1.1First administration to humans No
    E.7.1.2Bioequivalence study No
    E.7.1.3Other No
    E.7.1.3.1Other trial type description
    E.7.2Therapeutic exploratory (Phase II) Yes
    E.7.3Therapeutic confirmatory (Phase III) No
    E.7.4Therapeutic use (Phase IV) No
    E.8 Design of the trial
    E.8.1Controlled No
    E.8.1.1Randomised No
    E.8.1.2Open Yes
    E.8.1.3Single blind No
    E.8.1.4Double blind No
    E.8.1.5Parallel group No
    E.8.1.6Cross over No
    E.8.1.7Other No
    E.8.2 Comparator of controlled trial
    E.8.2.1Other medicinal product(s) No
    E.8.2.2Placebo No
    E.8.2.3Other No
    E.8.2.4Number of treatment arms in the trial1
    E.8.3 The trial involves single site in the Member State concerned No
    E.8.4 The trial involves multiple sites in the Member State concerned Yes
    E.8.4.1Number of sites anticipated in Member State concerned2
    E.8.5The trial involves multiple Member States No
    E.8.6 Trial involving sites outside the EEA
    E.8.6.1Trial being conducted both within and outside the EEA No
    E.8.6.2Trial being conducted completely outside of the EEA No
    E.8.7Trial has a data monitoring committee Yes
    E.8.8 Definition of the end of the trial and justification where it is not the last visit of the last subject undergoing the trial
    Last visit of last enrolled Trial subject
    E.8.9 Initial estimate of the duration of the trial
    E.8.9.1In the Member State concerned years4
    E.8.9.1In the Member State concerned months6
    E.8.9.1In the Member State concerned days0
    F. Population of Trial Subjects
    F.1 Age Range
    F.1.1Trial has subjects under 18 No
    F.1.1.1In Utero No
    F.1.1.2Preterm newborn infants (up to gestational age < 37 weeks) No
    F.1.1.3Newborns (0-27 days) No
    F.1.1.4Infants and toddlers (28 days-23 months) No
    F.1.1.5Children (2-11years) No
    F.1.1.6Adolescents (12-17 years) No
    F.1.2Adults (18-64 years) Yes
    F.1.2.1Number of subjects for this age range: 50
    F.1.3Elderly (>=65 years) Yes
    F.1.3.1Number of subjects for this age range: 50
    F.2 Gender
    F.2.1Female Yes
    F.2.2Male Yes
    F.3 Group of trial subjects
    F.3.1Healthy volunteers No
    F.3.2Patients Yes
    F.3.3Specific vulnerable populations Yes
    F.3.3.1Women of childbearing potential not using contraception No
    F.3.3.2Women of child-bearing potential using contraception Yes
    F.3.3.3Pregnant women No
    F.3.3.4Nursing women No
    F.3.3.5Emergency situation No
    F.3.3.6Subjects incapable of giving consent personally No
    F.3.3.7Others No
    F.4 Planned number of subjects to be included
    F.4.1In the member state50
    F.5 Plans for treatment or care after the subject has ended the participation in the trial (if it is different from the expected normal treatment of that condition)
    In the case of premature study termination caused by coordinating
    investigator, patient or sponsor, the investigator in charge assures
    appropriate therapy or follow-up for the trial subjects. Data of further
    treatment or follow-up should be recorded in the CRF.
    G. Investigator Networks to be involved in the Trial
    G.4 Investigator Network to be involved in the Trial: 1
    G.4.1Name of Organisation German Rectal Cancer Study Group (GRCSG)
    G.4.3.4Network Country Germany
    N. Review by the Competent Authority or Ethics Committee in the country concerned
    N.Competent Authority Decision Authorised
    N.Date of Competent Authority Decision2012-04-19
    N.Ethics Committee Opinion of the trial applicationFavourable
    N.Ethics Committee Opinion: Reason(s) for unfavourable opinion
    N.Date of Ethics Committee Opinion2012-10-16
    P. End of Trial
    P.End of Trial StatusCompleted
    P.Date of the global end of the trial2021-03-08
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    The status and protocol content of GB trials is no longer updated since 1 January 2021. For the UK, as of 31 January 2021, EU Law applies only to the territory of Northern Ireland (NI) to the extent foreseen in the Protocol on Ireland/NI. Legal notice
    As of 31 January 2023, all EU/EEA initial clinical trial applications must be submitted through CTIS . Updated EudraCT trials information and information on PIP/Art 46 trials conducted exclusively in third countries continues to be submitted through EudraCT and published on this website.

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