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    Clinical Trial Results:
    PAM50 HER2-enriched phenotype as a predictor of early response to neoadjuvant lapatinib plus trastuzumab in Stage I to IIIA HER2-positive breast cancer

    Summary
    EudraCT number
    2013-001036-22
    Trial protocol
    ES  
    Global end of trial date
    26 Nov 2018

    Results information
    Results version number
    v1(current)
    This version publication date
    05 May 2022
    First version publication date
    05 May 2022
    Other versions
    Summary report(s)
    SOLTI-1114_Sinopsys_CSR_ENG

    Trial information

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    Trial identification
    Sponsor protocol code
    SOLTI-1114
    Additional study identifiers
    ISRCTN number
    -
    US NCT number
    NCT01973660
    WHO universal trial number (UTN)
    -
    Sponsors
    Sponsor organisation name
    SOLTI
    Sponsor organisation address
    C/Balmes 89 3-7, Barcelona, Spain, 08008
    Public contact
    Investigación Clínica, SOLTI, 34 933436302, regsolti@gruposolti.org
    Scientific contact
    Investigación Clinica, SOLTI, 34 933436302, regsolti@gruposolti.org
    Paediatric regulatory details
    Is trial part of an agreed paediatric investigation plan (PIP)
    No
    Does article 45 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Does article 46 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Results analysis stage
    Analysis stage
    Final
    Date of interim/final analysis
    10 Sep 2018
    Is this the analysis of the primary completion data?
    Yes
    Primary completion date
    10 Sep 2018
    Global end of trial reached?
    Yes
    Global end of trial date
    26 Nov 2018
    Was the trial ended prematurely?
    No
    General information about the trial
    Main objective of the trial
    To evaluate the ability of the PAM50 HER2-enriched (HER2-E) subtype to predict pathological complete response in the breast (pCRB) to dual HER2 blockade with lapatinib and trastuzumab, with or without endocrine therapy, at the time of surgery.
    Protection of trial subjects
    All patients received written and verbal information regarding the study. The given information emphasised that participation in the study was voluntary and that the patient could withdraw from the study at any time and for any reason. All patients were given the opportunity to ask questions about the study and were given sufficient time to decide whether to participate in the study. Before any study-related procedures, the informed consent form was signed and personally dated by the patient (or their legally acceptable representative and/or witness, as applicable) and by the person who conducted the informed consent discussion. The consent included information that data was recorded, collected, processed and could be transferred to European Economic Area (EEA) or non-EEA countries. In accordance with the European Union Data Protection Directive (95/46/EC), the data did not identify any person taking part in the study.
    Background therapy
    At present, HER2 status is defined in the clinical setting with the IHC/ISH technique; however, in recent studies it has been seen that the clinically defined HER+ population is not biologically homogeneous and that determining gene expression profiles can identify the different intrinsic molecular subtypes53,58, that are predominantly of the HER2-E subtype in HER2+/ER- disease (50-60%) and of the luminal A/B subtype in HER2+/ER+ disease (50-60%). Thus, gene expression profiling may likely provide additional information apart from the HR status. In fact, in the XENA study, a recent, small retrospective trial, it was shown that the HER2-E subtype determined using the PAM50 platform predicts the response to the trastuzumab-based neoadjuvant chemotherapy regardless of HR status59. Moreover, the NOAH study verified that the HER2-E subtype determined by the PAM50 platform and the PAM50 ROR groups predict pCR and disease-free survival after trastuzumab-based chemotherapy58. Based on the above, we present the hypothesis that the PAM50-determined HER2-E subtype predicts the response to the neoadjuvant dual HER2 blockade, with or without endocrine therapy, in early stage HER2+ breast cancer (stage I-IIIA).
    Evidence for comparator
    -
    Actual start date of recruitment
    15 Jul 2013
    Long term follow-up planned
    No
    Independent data monitoring committee (IDMC) involvement?
    Yes
    Population of trial subjects
    Number of subjects enrolled per country
    Country: Number of subjects enrolled
    Spain: 151
    Worldwide total number of subjects
    151
    EEA total number of subjects
    151
    Number of subjects enrolled per age group
    In utero
    0
    Preterm newborn - gestational age < 37 wk
    0
    Newborns (0-27 days)
    0
    Infants and toddlers (28 days-23 months)
    0
    Children (2-11 years)
    0
    Adolescents (12-17 years)
    0
    Adults (18-64 years)
    151
    From 65 to 84 years
    0
    85 years and over
    0

    Subject disposition

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    Recruitment
    Recruitment details
    Between October 2013 and December 2015, a total number of 216 patients were screened and signed the informed consent. Of these, 151 patients were Enrolled into the study. For the remaining 65 patients, the reasons for non-enrolment are listed in the table below, as documented in the CRF End of Selection form.

    Pre-assignment
    Screening details
    -

    Pre-assignment period milestones
    Number of subjects started
    151
    Number of subjects completed
    151

    Period 1
    Period 1 title
    Treatment period
    Is this the baseline period?
    Yes
    Allocation method
    Non-randomised - controlled
    Blinding used
    Not blinded

    Arms
    Arm title
    Total sample
    Arm description
    -
    Arm type
    Experimental

    Investigational medicinal product name
    Lapatinib
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Tablet
    Routes of administration
    Oral use
    Dosage and administration details
    1000 mg; administered once daily

    Investigational medicinal product name
    Transtuzumab
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Infusion
    Routes of administration
    Intravenous use
    Dosage and administration details
    Loading dose of 8 mg followed by 6 mg/kg, administered every 3 weeks.

    Investigational medicinal product name
    Letrozole or Tamoxifen
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Tablet
    Routes of administration
    Oral use
    Dosage and administration details
    For HR (+) Letrozole: 2.5 mg; administered daily Tamoxifen: 20 mg; administered daily

    Investigational medicinal product name
    Paclitaxel
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Infusion
    Routes of administration
    Intravenous use
    Dosage and administration details
    80 mg/m²; administered once weekly

    Number of subjects in period 1
    Total sample
    Started
    151
    Completed
    144
    Not completed
    7
         Consent withdrawn by subject
    1
         Physician decision
    1
         Lack of efficacy
    5
    Period 2
    Period 2 title
    D-14
    Is this the baseline period?
    No
    Allocation method
    Non-randomised - controlled
    Blinding used
    Not blinded

    Arms
    Arm title
    Total sample
    Arm description
    -
    Arm type
    Experimental

    Investigational medicinal product name
    Lapatinib
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Tablet
    Routes of administration
    Oral use
    Dosage and administration details
    1000 mg; administered once daily

    Investigational medicinal product name
    Transtuzumab
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Infusion
    Routes of administration
    Intravenous use
    Dosage and administration details
    Loading dose of 8 mg followed by 6 mg/kg, administered every 3 weeks.

    Investigational medicinal product name
    Letrozole or Tamoxifen
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Tablet
    Routes of administration
    Oral use
    Dosage and administration details
    For HR (+) Letrozole: 2.5 mg; administered daily Tamoxifen: 20 mg; administered daily

    Investigational medicinal product name
    Paclitaxel
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Infusion
    Routes of administration
    Intravenous use
    Dosage and administration details
    80 mg/m²; administered once weekly

    Number of subjects in period 2
    Total sample
    Started
    144
    Completed
    144

    Baseline characteristics

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    Baseline characteristics reporting groups
    Reporting group title
    Treatment period
    Reporting group description
    -

    Reporting group values
    Treatment period Total
    Number of subjects
    151 151
    Age categorical
    Units: Subjects
        Adults >18 years
    151 151
    Age continuous
    Units: years
        geometric mean (full range (min-max))
    55 (30 to 86) -
    Gender categorical
    Units: Subjects
        Female
    151 151

    End points

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    End points reporting groups
    Reporting group title
    Total sample
    Reporting group description
    -
    Reporting group title
    Total sample
    Reporting group description
    -

    Primary: Ability of the HER2-E subtype to predict pCR in breast

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    End point title
    Ability of the HER2-E subtype to predict pCR in breast
    End point description
    End point type
    Primary
    End point timeframe
    Between October 2013 and December 2015, a total number of 216 patients were screened and signed the informed consent. Of these, 151 patients were Enrolled into the study.
    End point values
    Total sample Total sample
    Number of subjects analysed
    46
    44
    Units: Subjects
        HER2-E
    41
    3
        non HER2-E
    5
    39
    Statistical analysis title
    Primary efficacy endpoint
    Comparison groups
    Total sample v Total sample
    Number of subjects included in analysis
    90
    Analysis specification
    Pre-specified
    Analysis type
    equivalence
    P-value
    = 0.0004
    Method
    Chi-squared corrected
    Parameter type
    Odds ratio (OR)
    Point estimate
    6.15
    Confidence interval
         level
    95%
         sides
    2-sided
         lower limit
    2.3
         upper limit
    16.8

    Secondary: Ability of the HER2-E subtype to predict pCR in breast and axila

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    End point title
    Ability of the HER2-E subtype to predict pCR in breast and axila
    End point description
    End point type
    Secondary
    End point timeframe
    Between October 2013 and December 2015, a total number of 216 patients were screened and signed the informed consent. Of these, 151 patients were Enrolled into the study
    End point values
    Total sample Total sample
    Number of subjects analysed
    151
    137
    Units: Subjects
        HER2-E
    35
    53
        non HER2-E
    5
    8
    No statistical analyses for this end point

    Secondary: pCR depending on Gene expression changes

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    End point title
    pCR depending on Gene expression changes
    End point description
    End point type
    Secondary
    End point timeframe
    14 days
    End point values
    Total sample
    Number of subjects analysed
    144
    Units: percent
    number (confidence interval 95%)
        Total
    31 (24 to 39)
        luminal A
    8 (3 to 22)
        luminal B
    25 (14 to 69)
        HER2-E
    14 (12 to 69)
        Basal-Like
    38 (14 to 69)
        Normal-Like
    49 (37 to 61)
    No statistical analyses for this end point

    Secondary: Molecular subtype at day 14

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    End point title
    Molecular subtype at day 14
    End point description
    End point type
    Secondary
    End point timeframe
    14 days
    End point values
    Total sample
    Number of subjects analysed
    144
    Units: Subjects
        Luminal A
    36
        Luminal B
    4
        Her2-E
    26
        Basal-Like
    8
        Normal-Like
    70
    No statistical analyses for this end point

    Secondary: pCR rates according to changes in subtype

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    End point title
    pCR rates according to changes in subtype
    End point description
    End point type
    Secondary
    End point timeframe
    15 Days
    End point values
    Total sample
    Number of subjects analysed
    144
    Units: Subjects
        Normal- Like/ Her2-E
    30
        Normal- Like/ non-HER2E
    5
        non Normal-Like/HER2-E
    10
        non Normal-Like/non-HER2E
    0
    No statistical analyses for this end point

    Secondary: pCR rates within HR-negative disease

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    End point title
    pCR rates within HR-negative disease
    End point description
    End point type
    Secondary
    End point timeframe
    14 Days
    End point values
    Total sample
    Number of subjects analysed
    74
    Units: Subjects
        Luminal A
    0
        Luminal B
    0
        HER2E
    29
        Basal-like
    1
        Normal-like
    2
    No statistical analyses for this end point

    Secondary: pCR rates within HR+ disease

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    End point title
    pCR rates within HR+ disease
    End point description
    End point type
    Secondary
    End point timeframe
    14 days
    End point values
    Total sample
    Number of subjects analysed
    77
    Units: Subjects
        Luminal A
    0
        Luminal B
    2
        HER2E
    12
        Basal-Like
    0
        Normal-Like
    0
    No statistical analyses for this end point

    Adverse events

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    Adverse events information
    Timeframe for reporting adverse events
    During treatment
    Assessment type
    Systematic
    Dictionary used for adverse event reporting
    Dictionary name
    MedDRA
    Dictionary version
    21.1
    Reporting groups
    Reporting group title
    Total Sample
    Reporting group description
    -

    Serious adverse events
    Total Sample
    Total subjects affected by serious adverse events
         subjects affected / exposed
    8 / 151 (5.30%)
         number of deaths (all causes)
    0
         number of deaths resulting from adverse events
    0
    Investigations
    Alanine aminotransferase increased
         subjects affected / exposed
    1 / 151 (0.66%)
         occurrences causally related to treatment / all
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    Transaminases increased
         subjects affected / exposed
    1 / 151 (0.66%)
         occurrences causally related to treatment / all
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    Neoplasms benign, malignant and unspecified (incl cysts and polyps)
    Essential thrombocythaemia
         subjects affected / exposed
    1 / 151 (0.66%)
         occurrences causally related to treatment / all
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    Gastrointestinal disorders
    Diarrhoea
         subjects affected / exposed
    3 / 151 (1.99%)
         occurrences causally related to treatment / all
    3 / 3
         deaths causally related to treatment / all
    0 / 0
    Respiratory, thoracic and mediastinal disorders
    Acute respiratory failure
         subjects affected / exposed
    1 / 151 (0.66%)
         occurrences causally related to treatment / all
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    Infections and infestations
    Pneumonia
         subjects affected / exposed
    1 / 151 (0.66%)
         occurrences causally related to treatment / all
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    Frequency threshold for reporting non-serious adverse events: 2%
    Non-serious adverse events
    Total Sample
    Total subjects affected by non serious adverse events
         subjects affected / exposed
    150 / 151 (99.34%)
    Investigations
    Alanine aminotransferase increased
         subjects affected / exposed
    17 / 151 (11.26%)
         occurrences all number
    26
    Nervous system disorders
    Headache
         subjects affected / exposed
    18 / 151 (11.92%)
         occurrences all number
    26
    Gastrointestinal disorders
    Diarrhoea
         subjects affected / exposed
    105 / 151 (69.54%)
         occurrences all number
    241
    Mucositis management
         subjects affected / exposed
    43 / 151 (28.48%)
         occurrences all number
    60
    Nausea
         subjects affected / exposed
    23 / 151 (15.23%)
         occurrences all number
    29
    Skin and subcutaneous tissue disorders
    Rash
         subjects affected / exposed
    77 / 151 (50.99%)
         occurrences all number
    99
    Pruritus
         subjects affected / exposed
    19 / 151 (12.58%)
         occurrences all number
    28
    Skin disorder
         subjects affected / exposed
    23 / 151 (15.23%)
         occurrences all number
    28
    Dry skin
         subjects affected / exposed
    23 / 151 (15.23%)
         occurrences all number
    25
    Musculoskeletal and connective tissue disorders
    Muscle disorder
         subjects affected / exposed
    43 / 151 (28.48%)
         occurrences all number
    53

    More information

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    Substantial protocol amendments (globally)

    Were there any global substantial amendments to the protocol? Yes
    Date
    Amendment
    20 Nov 2013
    • Expand the centers participating in this study. • Update the ASCO / CAP guidelines for determining HER2, which are used for patient selection. • Add one inclusion criteria for multifocal patients. • Add an inclusion criterion specifying that patients who do not have sufficient sample for the PAM50 analysis (main study objective) and do not want to be re-biopsied will not be enrolled in the study. • Specify the windows allowed for the different test evaluations. • Change the WHO tumor response assessment criteria to RECIST 1.1 because they are the most used by the centers participating in the trial. • Correct the platform to be used for genomic analysis. It is the same gene bank (PAM50) but it is not the version sold under the name ProsignaTM. This is another version that is marketed for use in research only. • Eliminate the independent data monitoring committee (CIMD), since only the Steering Committee of the study will eventually be formed. • Add bibliography relevant to the justification of the study. • Writing and typographical corrections. • Correct the information sheet to the patient according to the changes described above and specify the tests that are performed before the surgery. A new version of informed consent is generated (version 3.0 of November 20, 2013).
    17 Nov 2014
    • Protocol version 4.0 dated November 17, 2014 is generated and a new patient information sheet and informed consent for the assignment of surplus samples obtained in the PAMELA study, version 1.0 dated November 17, 2014.

    Interruptions (globally)

    Were there any global interruptions to the trial? No

    Limitations and caveats

    Limitations of the trial such as small numbers of subjects analysed or technical problems leading to unreliable data.
    None reported

    Online references

    http://www.ncbi.nlm.nih.gov/pubmed/32938620
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