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    Clinical Trial Results:
    A randomized controlled clinical trial for assessing the effectiveness of pharmacogenetic information obtained with NEUROFARMAGEN in the treatment of patients with mental disorders

    Summary
    EudraCT number
    2013-002228-18
    Trial protocol
    ES  
    Global end of trial date
    05 Dec 2016

    Results information
    Results version number
    v1(current)
    This version publication date
    11 Jun 2022
    First version publication date
    11 Jun 2022
    Other versions
    Summary report(s)
    Perez 2017 PMID 28705252
    AB-GEN-2013 Summary
    AB-GEN-2013 Clinical Study Report
    AB-GEN-2013 Statistical Report

    Trial information

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    Trial identification
    Sponsor protocol code
    AB-GEN-2013
    Additional study identifiers
    ISRCTN number
    -
    US NCT number
    NCT02529462
    WHO universal trial number (UTN)
    -
    Sponsors
    Sponsor organisation name
    AB-BIOTICS S.A.
    Sponsor organisation address
    Av. De la Torre Blanca, 57, Sant Cugat del Vallès, Spain, 08172
    Public contact
    Ariana Salavert, AB-BIOTICS, 0034 935946024, salavert@ab-biotics.com
    Scientific contact
    Ariana Salavert, AB-BIOTICS, 0034 935946024, salavert@ab-biotics.com
    Paediatric regulatory details
    Is trial part of an agreed paediatric investigation plan (PIP)
    No
    Does article 45 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Does article 46 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Results analysis stage
    Analysis stage
    Final
    Date of interim/final analysis
    17 Mar 2016
    Is this the analysis of the primary completion data?
    Yes
    Primary completion date
    30 Oct 2015
    Global end of trial reached?
    Yes
    Global end of trial date
    05 Dec 2016
    Was the trial ended prematurely?
    No
    General information about the trial
    Main objective of the trial
    To assess NEUROFARMAGEN test effectiveness in selecting drug treatments for mental disorders (major depressive disorder, bipolar disorder, schizophrenia and obsessive-compulsive disorder) by the proportion of patients achieving sustained response over a period of six months. Sustained response is considered when the patient gets a PGI-I of 2 points or less in two consecutive assessments after the last change in treatment.
    Protection of trial subjects
    The study was assessed by the IRB of Hospital Clínic de Barcelona as the centralized reference IRB, as well as the IRB of each participating hospital. The study was conducted in compliance with Good Clinical Practice requirements and the Declaration of Helsinki. Written informed consent was obtained from all participants before enrolment. An electronic case report form (eCRF) with remote access was designed with security protocols. This system met general and specific good clinical practice guidelines and the highest possible computerised system validation requirements with restricted and personalised access for each user (data manager, monitor, investigators, etc.). All data was collected and managed in strict compliance with Organic Law 15/1999 of 13 December, on Personal data protection. The eCRF did not identify subjects by their name or initials or any other variable that may lead to their identification, such as their date of birth. The only acceptable identification that appeared on the eCRF or other documents was the unique subject identification number. Patients were informed Tthat his/her participation in the study is completely free and voluntary and that he/she can withdraw from the study at any time.
    Background therapy
    -
    Evidence for comparator
    -
    Actual start date of recruitment
    01 Jul 2014
    Long term follow-up planned
    No
    Independent data monitoring committee (IDMC) involvement?
    Yes
    Population of trial subjects
    Number of subjects enrolled per country
    Country: Number of subjects enrolled
    Spain: 316
    Worldwide total number of subjects
    316
    EEA total number of subjects
    316
    Number of subjects enrolled per age group
    In utero
    0
    Preterm newborn - gestational age < 37 wk
    0
    Newborns (0-27 days)
    0
    Infants and toddlers (28 days-23 months)
    0
    Children (2-11 years)
    0
    Adolescents (12-17 years)
    0
    Adults (18-64 years)
    272
    From 65 to 84 years
    42
    85 years and over
    2

    Subject disposition

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    Recruitment
    Recruitment details
    Five hundred and twenty patients (both outpatients and inpatients) were enrolled from 18 hospitals and associated mental health centers in Spain from July 29, 2014 to June 15, 2015.

    Pre-assignment
    Screening details
    Screening visit (week -4): fulfillment of eligibility criteria, collection of saliva sample to obtain the pharmacogenetic data. N = 520. Randomization visit (week 0): fulfillment of the entry criteria. N = 316

    Pre-assignment period milestones
    Number of subjects started
    520 [1]
    Number of subjects completed
    316

    Pre-assignment subject non-completion reasons
    Reason: Number of subjects
    Incorrectly randomized: 105
    Reason: Number of subjects
    Not meeting eligibility criteria: 99
    Notes
    [1] - The number of subjects reported to have started the pre-assignment period are not the same as the worldwide number enrolled in the trial. It is expected that these numbers will be the same.
    Justification: This trial had a screening visit (pre-baseline, week -4) to recruit patient meeting eligibility criteria and willing to participate, who needed to provide a saliva sample to genotype them so that those falling in the intervention group at the baseline (randomization, week 0) could have their pharamcogenetic information available. That is why 520 entered the study at the screening visit but only 316 still met eligibility criteria and were randomized at baseline.
    Period 1
    Period 1 title
    Overall trial (overall period)
    Is this the baseline period?
    Yes
    Allocation method
    Randomised - controlled
    Blinding used
    Single blind [2]
    Roles blinded
    Subject, Monitor
    Blinding implementation details
    Both patients and telephone interviewers who assessed the main variable were blind to the patient allocation (intervention or control group). The treating psychiatrists had access to the results of NEUROFARMAGEN at baseline for the patients in the study group, and at the final visit for the control patient group.

    Arms
    Are arms mutually exclusive
    Yes

    Arm title
    NEUROFARMAGEN-guided treatment (intervention group)
    Arm description
    In the intervention group, the treating psychiatrists had the results of the NEUROFARMAGEN genetic test as supporting information to help them select the treatment for the patient.
    Arm type
    Experimental

    Investigational medicinal product name
    NEUROFARMAGEN (pharmacogenetic test)
    Investigational medicinal product code
    Other name
    NEUROPHARMAGEN
    Pharmaceutical forms
    Mouthwash
    Routes of administration
    Other use
    Dosage and administration details
    The product under investigation (NEUROFARMAGEN) is a pharmacogenetic test developed by AB-BIOTICS that enables the analysis of genetic polymorphisms related to the pharmacokinetics and pharmacodynamics of multiple psychoactive drugs. A saliva sample of the patients, obtained by means of a liquid saliva collector, was needed to genotype them and obtain a pharmacogenetic report. In the intervention arm, treating psychiatrists had access to the pharmacogenetic results to guide the choice the the patient's pharmacological treatment.

    Arm title
    Treatment as Usual (Control group)
    Arm description
    In the control patient group, patients were selected and prescribed pharmacological treatment to treat major depression in accordance with routine clinical practice.
    Arm type
    No intervention

    Investigational medicinal product name
    No investigational medicinal product assigned in this arm
    Notes
    [2] - The number of roles blinded appears inconsistent with a single blinded trial. It is expected that there will be one role blinded in a single blind trial.
    Justification: Both patients and phone interviewers who assessed the main variable were blind to the patient allocation (intervention or control group). The treating psychiatrists/investigators, who assessed patients' clinical status in this trial, had access to the results of NEUROFARMAGEN at baseline for the patients in the study group so that they could prescribe a treatment according to NEUROFARMAGEN. Thus, it is a single blinded trial with a second evaluators for the main variable who is also blind.
    Number of subjects in period 1
    NEUROFARMAGEN-guided treatment (intervention group) Treatment as Usual (Control group)
    Started
    155
    161
    Completed
    147
    143
    Not completed
    8
    18
         Consent withdrawn by subject
    2
    4
         Others
    2
    4
         Lost to follow-up
    4
    10

    Baseline characteristics

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    Baseline characteristics reporting groups
    Reporting group title
    NEUROFARMAGEN-guided treatment (intervention group)
    Reporting group description
    In the intervention group, the treating psychiatrists had the results of the NEUROFARMAGEN genetic test as supporting information to help them select the treatment for the patient.

    Reporting group title
    Treatment as Usual (Control group)
    Reporting group description
    In the control patient group, patients were selected and prescribed pharmacological treatment to treat major depression in accordance with routine clinical practice.

    Reporting group values
    NEUROFARMAGEN-guided treatment (intervention group) Treatment as Usual (Control group) Total
    Number of subjects
    155 161 316
    Age categorical
    All subjects included in the study were 18 years and over (as per inclusion criterium).
    Units: Subjects
        18 years and over
    155 161 316
    Age continuous
    The age of patients was analysed as a continuous variable as part of the demographic characteristics of the sample population. The intervention and control groups were balanced for this variable.
    Units: years
        arithmetic mean (standard deviation)
    51.74 ( 12.05 ) 50.74 ( 13.12 ) -
    Gender categorical
    Units: Subjects
        Female
    99 102 201
        Male
    56 59 115
    Ethnicity
    Self-reported.
    Units: Subjects
        Caucasian
    145 147 292
        Hispanic
    7 10 17
        Asian
    0 1 1
        Middle East
    1 0 1
        Others
    2 3 5
    Previous treatment
    Patients with previous antidepressant treatment for the current episode of major depression.
    Units: Subjects
        Yes
    130 136 266
        No
    25 25 50
    Patient Global Impression of Improvement (PGI-I)
    The PGI-I scale reports the patient's own assessment of improvement after the therapeutic interventions. It is a single-item questionnaire that assesses the change experienced using a 7-point Likert scale that runs from 1 (very much better) to 7 (very much worse). A patient will be considered a responder when reporting a PGI-I score of 2 or less (i.e. "much better"/"very much better").
    Units: Subjects
        Very much better
    0 0 0
        Much better
    0 0 0
        A little better
    0 0 0
        No change
    108 123 231
        A little worse
    26 20 46
        Much worse
    16 16 32
        Very much worse
    5 2 7
    Time since diagnosis
    Units: months
        arithmetic mean (standard deviation)
    58.89 ( 93.29 ) 61.52 ( 95.80 ) -
    Previous treatment lines
    Number of previous failed antidepressant treatments for the current epidose of major depression.
    Units: Number of failed antidepressants
        arithmetic mean (standard deviation)
    2.55 ( 2.35 ) 2.57 ( 2.10 ) -
    Clinical Global Impression-Severity (CGI-S) scale, clinician rated
    CGI-S is a descriptive scale that provides qualitative information on the severity of the patient's illness. It assesses the severity of the illness using a 7-point Likert scale that runs from 1 (not at all ill) to 7 (among the most extremely ill patients). In this study, both the self-rated (whereby the patient rates his/her own situation) and the doctor-rated versions will be administered so that the doctor can assess the severity of the condition.
    Units: Points
        arithmetic mean (standard deviation)
    4.50 ( 0.62 ) 4.40 ( 0.57 ) -
    Hamilton Depression Rating Scale, 17-items (HDRS)
    HDRS-17 rates the clinical severity of depression. It has 17 questions, each with three to five possible answers, with scores ranging from 0 to 2 or from 0 to 4, respectively. The total score ranges from 0 to 52 and cut-off scores can be used to classify the depressive disorder.
    Units: Points
        arithmetic mean (standard deviation)
    19.47 ( 5.96 ) 19.01 ( 5.71 ) -
    Burden of Side Effects
    Burden of side effects was evaluated using the Burden domain of the Frequency, Intensity and Burden of Side Effects Rating (FIBSER) scale. The Burden domain scores range from 0 (no side effects / no impairment) to 6 (intolerable / unable to function / present all of the time).
    Units: Points
        arithmetic mean (standard deviation)
    1.99 ( 1.83 ) 1.50 ( 1.66 ) -
    Subject analysis sets

    Subject analysis set title
    Intention-to-Treat (ITT)
    Subject analysis set type
    Intention-to-treat
    Subject analysis set description
    The intention-to-treat (ITT) population analysed 316 patients and the per protocol (PP) population analysed 237 patients. The percentage of participants not randomised and lost to follow-up was higher than expected. For this reason, the low number of patients included in PP population did not ensure that the test had high statistical power. Thus, the results reported herein are based on the ITT population.

    Subject analysis sets values
    Intention-to-Treat (ITT)
    Number of subjects
    316
    Age categorical
    All subjects included in the study were 18 years and over (as per inclusion criterium).
    Units: Subjects
        18 years and over
    316
    Age continuous
    The age of patients was analysed as a continuous variable as part of the demographic characteristics of the sample population. The intervention and control groups were balanced for this variable.
    Units: years
        arithmetic mean (standard deviation)
    51.23 ( 12.60 )
    Gender categorical
    Units: Subjects
        Female
    201
        Male
    115
    Ethnicity
    Self-reported.
    Units: Subjects
        Caucasian
    292
        Hispanic
    17
        Asian
    1
        Middle East
    1
        Others
    5
    Previous treatment
    Patients with previous antidepressant treatment for the current episode of major depression.
    Units: Subjects
        Yes
    266
        No
    50
    Patient Global Impression of Improvement (PGI-I)
    The PGI-I scale reports the patient's own assessment of improvement after the therapeutic interventions. It is a single-item questionnaire that assesses the change experienced using a 7-point Likert scale that runs from 1 (very much better) to 7 (very much worse). A patient will be considered a responder when reporting a PGI-I score of 2 or less (i.e. "much better"/"very much better").
    Units: Subjects
        Very much better
    0
        Much better
    0
        A little better
    0
        No change
    231
        A little worse
    46
        Much worse
    32
        Very much worse
    7
    Time since diagnosis
    Units: months
        arithmetic mean (standard deviation)
    60.23 ( 94.44 )
    Previous treatment lines
    Number of previous failed antidepressant treatments for the current epidose of major depression.
    Units: Number of failed antidepressants
        arithmetic mean (standard deviation)
    2.56 ( 2.22 )
    Clinical Global Impression-Severity (CGI-S) scale, clinician rated
    CGI-S is a descriptive scale that provides qualitative information on the severity of the patient's illness. It assesses the severity of the illness using a 7-point Likert scale that runs from 1 (not at all ill) to 7 (among the most extremely ill patients). In this study, both the self-rated (whereby the patient rates his/her own situation) and the doctor-rated versions will be administered so that the doctor can assess the severity of the condition.
    Units: Points
        arithmetic mean (standard deviation)
    4.45 ( 0.60 )
    Hamilton Depression Rating Scale, 17-items (HDRS)
    HDRS-17 rates the clinical severity of depression. It has 17 questions, each with three to five possible answers, with scores ranging from 0 to 2 or from 0 to 4, respectively. The total score ranges from 0 to 52 and cut-off scores can be used to classify the depressive disorder.
    Units: Points
        arithmetic mean (standard deviation)
    19.24 ( 5.83 )
    Burden of Side Effects
    Burden of side effects was evaluated using the Burden domain of the Frequency, Intensity and Burden of Side Effects Rating (FIBSER) scale. The Burden domain scores range from 0 (no side effects / no impairment) to 6 (intolerable / unable to function / present all of the time).
    Units: Points
        arithmetic mean (standard deviation)
    1.74 ( 1.76 )

    End points

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    End points reporting groups
    Reporting group title
    NEUROFARMAGEN-guided treatment (intervention group)
    Reporting group description
    In the intervention group, the treating psychiatrists had the results of the NEUROFARMAGEN genetic test as supporting information to help them select the treatment for the patient.

    Reporting group title
    Treatment as Usual (Control group)
    Reporting group description
    In the control patient group, patients were selected and prescribed pharmacological treatment to treat major depression in accordance with routine clinical practice.

    Subject analysis set title
    Intention-to-Treat (ITT)
    Subject analysis set type
    Intention-to-treat
    Subject analysis set description
    The intention-to-treat (ITT) population analysed 316 patients and the per protocol (PP) population analysed 237 patients. The percentage of participants not randomised and lost to follow-up was higher than expected. For this reason, the low number of patients included in PP population did not ensure that the test had high statistical power. Thus, the results reported herein are based on the ITT population.

    Primary: Sustained response to treatment (accordig to PGI-I)

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    End point title
    Sustained response to treatment (accordig to PGI-I)
    End point description
    The PGI-I scale (Patient Global Impression of Improvement) reports the patient's own assessment of improvement after the therapeutic interventions. It is a single-item questionnaire that assesses the change experienced using a 7-point Likert scale that runs from 1 (very much better) to 7 (very much worse). A sustained response will be considered when the patient reports a PGI-I score of 2 or less, on at least two consecutive assessments, maintained until the end of the follow-up.
    End point type
    Primary
    End point timeframe
    12 weeks
    End point values
    NEUROFARMAGEN-guided treatment (intervention group) Treatment as Usual (Control group) Intention-to-Treat (ITT)
    Number of subjects analysed
    143
    151
    294
    Units: Patients
    number (not applicable)
        Yes
    55
    52
    107
        No
    88
    99
    187
    Statistical analysis title
    Sustained Response at 12 weeks
    Statistical analysis description
    Differences between the intervention and control groups with regards to the number of patients with at least two consecutive evaluations by phone interview with a PGI-I score of 2 or less after the last change of treatment.
    Comparison groups
    Treatment as Usual (Control group) v NEUROFARMAGEN-guided treatment (intervention group)
    Number of subjects included in analysis
    294
    Analysis specification
    Pre-specified
    Analysis type
    superiority
    P-value
    < 0.05
    Method
    Chi-squared
    Confidence interval

    Secondary: Response to treatment (according to PGI-I)

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    End point title
    Response to treatment (according to PGI-I)
    End point description
    The PGI-I scale (Patient Global Impression of Improvement) reports the patient's own assessment of improvement after the therapeutic interventions. It is a single-item questionnaire that assesses the change experienced using a 7-point Likert scale that runs from 1 (very much better) to 7 (very much worse). A patient was considered a responder when reporting a PGI-I score of 2 or less (i.e. "much better"/"very much better").
    End point type
    Secondary
    End point timeframe
    12 weeks
    End point values
    NEUROFARMAGEN-guided treatment (intervention group) Treatment as Usual (Control group)
    Number of subjects analysed
    136
    144
    Units: Patients
    number (not applicable)
        Yes
    65
    52
        No
    71
    92
    Statistical analysis title
    Response at 12 weeks
    Comparison groups
    NEUROFARMAGEN-guided treatment (intervention group) v Treatment as Usual (Control group)
    Number of subjects included in analysis
    280
    Analysis specification
    Pre-specified
    Analysis type
    superiority
    P-value
    < 0.05
    Method
    Chi-squared
    Parameter type
    Odds ratio (OR)
    Point estimate
    1.62
    Confidence interval
         level
    95%
         sides
    2-sided
         lower limit
    1
         upper limit
    2.61

    Secondary: Response to treatment (according to HDRS-17)

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    End point title
    Response to treatment (according to HDRS-17)
    End point description
    HDRS-17 rates the clinical severity of depression. It has 17 questions, each with three to five possible answers, with scores ranging from 0 to 2 or from 0 to 4, respectively. The total score ranges from 0 to 52 and cut-off scores can be used to classify the depressive disorder. The analysis of the response to treatment according the the HDRS-17 sought to find statystical differences between study groups in terms of score change in this scale from baseline to the end of the study.
    End point type
    Secondary
    End point timeframe
    12 weeks
    End point values
    NEUROFARMAGEN-guided treatment (intervention group) Treatment as Usual (Control group)
    Number of subjects analysed
    141
    139
    Units: Points
        arithmetic mean (standard deviation)
    -8.04 ( 7.72 )
    -6.47 ( 7.12 )
    Statistical analysis title
    Response at 12 weeks
    Comparison groups
    NEUROFARMAGEN-guided treatment (intervention group) v Treatment as Usual (Control group)
    Number of subjects included in analysis
    280
    Analysis specification
    Pre-specified
    Analysis type
    superiority
    P-value
    < 0.1
    Method
    t-test, 2-sided
    Parameter type
    Mean difference (final values)
    Point estimate
    1.57
    Confidence interval
         level
    95%
         sides
    2-sided
         lower limit
    -0.18
         upper limit
    3.32
    Variability estimate
    Standard error of the mean
    Dispersion value
    0.89

    Secondary: Burden of Side Effects

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    End point title
    Burden of Side Effects
    End point description
    The Burden domain consists of 1 questions with scores ranging from 0 (no side effects / no impairment) to 6 (intolerable / unable to function / present all of the time). The aim was to compare the number of subjects in the study and control groups with a score equal or lower than 2 (i.e., tolerated pharmacological treatment).
    End point type
    Secondary
    End point timeframe
    12 weeks
    End point values
    NEUROFARMAGEN-guided treatment (intervention group) Treatment as Usual (Control group)
    Number of subjects analysed
    141
    140
    Units: Points
        arithmetic mean (standard deviation)
    -0.57 ( 2.00 )
    -0.01 ( 1.72 )
    Statistical analysis title
    Response at 12 weeks
    Comparison groups
    NEUROFARMAGEN-guided treatment (intervention group) v Treatment as Usual (Control group)
    Number of subjects included in analysis
    281
    Analysis specification
    Pre-specified
    Analysis type
    superiority
    P-value
    < 0.05
    Method
    t-test, 2-sided
    Parameter type
    Mean difference (final values)
    Point estimate
    -0.56
    Confidence interval
         level
    95%
         sides
    2-sided
         lower limit
    -1
         upper limit
    -0.12
    Variability estimate
    Standard error of the mean
    Dispersion value
    0.22

    Adverse events

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    Adverse events information [1]
    Timeframe for reporting adverse events
    Adverse events regardless of causality were collected for all patients from the time of signature of informed consent (screening visit, week -4) throughout the follow-up period (end of the study, week 12).
    Adverse event reporting additional description
    All Adverse Events (AEs) starting after baseline were recorded on the case report form by the investigators, and included: start date, severity, causality with the drug, actions taken with regards to treatment, date and resolution of AE, unexpected and/or serious AE.
    Assessment type
    Systematic
    Dictionary used for adverse event reporting
    Dictionary name
    MedDRA
    Dictionary version
    16.0
    Frequency threshold for reporting non-serious adverse events: 5%
    Notes
    [1] - There are no non-serious adverse events recorded for these results. It is expected that there will be at least one non-serious adverse event reported.
    Justification: Adverse events are reported in table 25 and table 26 of the Clinical Trial Report (attached document)

    More information

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    Substantial protocol amendments (globally)

    Were there any global substantial amendments to the protocol? No

    Interruptions (globally)

    Were there any global interruptions to the trial? No

    Limitations and caveats

    Limitations of the trial such as small numbers of subjects analysed or technical problems leading to unreliable data.
    Main limitations: - majority of patients of Caucasian origin - primary variable measured with a simple patient-rated scale (PGI-I)

    Online references

    http://www.ncbi.nlm.nih.gov/pubmed/2870525
    http://www.ncbi.nlm.nih.gov/pubmed/29728861
    http://www.ncbi.nlm.nih.gov/pubmed/31480800
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