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    Summary
    EudraCT Number:2015-002715-15
    Sponsor's Protocol Code Number:CAPI015A2201J
    National Competent Authority:Belgium - FPS Health-DGM
    Clinical Trial Type:EEA CTA
    Trial Status:Completed
    Date on which this record was first entered in the EudraCT database:2016-03-10
    Trial results View results
    Index
    A. PROTOCOL INFORMATION
    B. SPONSOR INFORMATION
    C. APPLICANT IDENTIFICATION
    D. IMP IDENTIFICATION
    D.8 INFORMATION ON PLACEBO
    E. GENERAL INFORMATION ON THE TRIAL
    F. POPULATION OF TRIAL SUBJECTS
    G. INVESTIGATOR NETWORKS TO BE INVOLVED IN THE TRIAL
    N. REVIEW BY THE COMPETENT AUTHORITY OR ETHICS COMMITTEE IN THE COUNTRY CONCERNED
    P. END OF TRIAL
    Expand All   Collapse All
    A. Protocol Information
    A.1Member State ConcernedBelgium - FPS Health-DGM
    A.2EudraCT number2015-002715-15
    A.3Full title of the trial
    A randomized, double-blind, placebo-controlled, two-cohort parallel group study to evaluate the efficacy of CAD106 and CNP520 in participants at risk for the onset of clinical symptoms of Alzheimer’s disease
    A.3.1Title of the trial for lay people, in easily understood, i.e. non-technical, language
    To evaluate the efficacy of CAD106 and CNP520 in participants at risk for the onset of Alzheimer’s disease
    A.4.1Sponsor's protocol code numberCAPI015A2201J
    A.7Trial is part of a Paediatric Investigation Plan No
    A.8EMA Decision number of Paediatric Investigation Plan
    B. Sponsor Information
    B.Sponsor: 1
    B.1.1Name of SponsorNovartis Pharma Services AG
    B.1.3.4CountrySwitzerland
    B.3.1 and B.3.2Status of the sponsorCommercial
    B.4 Source(s) of Monetary or Material Support for the clinical trial:
    B.4.1Name of organisation providing supportNovartis Pharma Services AG
    B.4.2CountrySwitzerland
    B.5 Contact point designated by the sponsor for further information on the trial
    B.5.1Name of organisationNovartis Pharma Services AG
    B.5.2Functional name of contact pointClinical Trial Information Desk
    B.5.3 Address:
    B.5.3.1Street AddressLichtstrasse 35
    B.5.3.2Town/ cityBasel
    B.5.3.3Post code4056
    B.5.3.4CountrySwitzerland
    B.5.6E-mailclinicaltrial.enquiries@novartis.com
    D. IMP Identification
    D.IMP: 1
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation No
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.2Product code CAD106
    D.3.4Pharmaceutical form Powder for solution for injection
    D.3.4.1Specific paediatric formulation No
    D.3.7Routes of administration for this IMPIntramuscular use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.8INN - Proposed INNamilomotide
    D.3.9.2Current sponsor codeCAD106
    D.3.9.3Other descriptive nameQΒ VLP COUPLED VIA A CHEMICAL LINKER (SMPH) TO AΒ1-6 PEPTIDE
    D.3.9.4EV Substance CodeSUB180233
    D.3.10 Strength
    D.3.10.1Concentration unit µg microgram(s)
    D.3.10.2Concentration typeequal
    D.3.10.3Concentration number450
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin No
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) Yes
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) No
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product No
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) No
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product No
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy No
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) Yes
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product Yes
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.IMP: 2
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation No
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.2Product code CNP520
    D.3.4Pharmaceutical form Capsule, hard
    D.3.4.1Specific paediatric formulation No
    D.3.7Routes of administration for this IMPOral use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.8INN - Proposed INNNot established
    D.3.9.2Current sponsor codeCNP520
    D.3.9.3Other descriptive nameCNP520
    D.3.9.4EV Substance CodeSUB166276
    D.3.10 Strength
    D.3.10.1Concentration unit mg milligram(s)
    D.3.10.2Concentration typeequal
    D.3.10.3Concentration number50
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) No
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product No
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) No
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product No
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy No
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product No
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.8 Information on Placebo
    D.8 Placebo: 1
    D.8.1Is a Placebo used in this Trial?Yes
    D.8.3Pharmaceutical form of the placeboPowder for solution for injection
    D.8.4Route of administration of the placeboIntramuscular use
    D.8 Placebo: 2
    D.8.1Is a Placebo used in this Trial?Yes
    D.8.3Pharmaceutical form of the placeboCapsule, hard
    D.8.4Route of administration of the placeboOral use
    E. General Information on the Trial
    E.1 Medical condition or disease under investigation
    E.1.1Medical condition(s) being investigated
    Alzheimer's disease
    E.1.1.1Medical condition in easily understood language
    Dementia
    E.1.1.2Therapeutic area Diseases [C] - Nervous System Diseases [C10]
    MedDRA Classification
    E.1.2 Medical condition or disease under investigation
    E.1.2Version 20.0
    E.1.2Level LLT
    E.1.2Classification code 10001896
    E.1.2Term Alzheimer's disease
    E.1.2System Organ Class 100000004852
    E.1.3Condition being studied is a rare disease No
    E.2 Objective of the trial
    E.2.1Main objective of the trial
    - To demonstrate the effects of CAD106 and CNP520 respective vs. placebo on Time-to-event, with event defined as a diagnosis of MCI due to AD or dementia due to AD, whichever occurs first during the course of the study.
    - To demonstrate the effects of CAD106 and CNP520 vs. respective vs. placebo on cognition as measured by the change from Baseline to Month 60 in the APCC test score.
    E.2.2Secondary objectives of the trial
    - To demonstrate the effects of CAD106/CNP520 vs respective placebo on global clinical status as measured by the change from Baseline to Month 60 in CDR-SOB score.
    - To demonstrate the safety/tolerability of CAD106/CNP520 vs respective placebo as measured by AEs, changes in MRI, lab tests, vital signs, ECG, C-SSRS, injection-related reactions from Cohort I and skinrelated AEs from Cohort II.
    - To demonstrate the effects of CAD106/CNP520 vs respective placebo on cognition as measured by changes from Baseline to Month 60 on RBANS.
    - To demonstrate the effects of CAD106/CNP520 vs respective placebo on function as measured by the change from Baseline to Month 60 in the ECog total scores reported by the participant and study partner, respectively.
    - To demonstrate the effects of CAD106/CNP520 vs respective placebo on AD-related biomarkers as measured by change from Baseline to Months 24 and 60 in the subset of participants who consent.
    E.2.3Trial contains a sub-study No
    E.3Principal inclusion criteria
    Pre-screening Epoch and Genetic Disclosure Follow-up inclusion criteria:
    1. Written informed consent (Informed consent #1) obtained before any assessment is performed, including consent to receive disclosure of their APOE genotype.
    2. Male or female, age 60 to 75 years inclusive, at the time of signing Informed consent #1 (same age restriction also applied at informed consent #2).
    a. Once the cap of approximately 20% of total participants in the age group 60-64 years is met, a restriction to this age group will apply.
    3. Females must be considered post-menopausal and not of child bearing potential. Confirmation will be obtained for those who continue on to the Screening Epoch.
    4. Mini-Mental State Examination (MMSE) total score ≥24.
    5. Psychological readiness to receive APOE genotype information based on pre-disclosure rating scales:
    a. Geriatric Depression Scale (GDS short form) total score ≤6.
    If the score is between 7 and 10 (inclusive), the participant can only be included based on investigator's judgment assessing in particular the scores of the questions:
    i. Item 3: "Do you feel your life is empty?"
    ii. Item 6: "Are you afraid that something bad is going to happen to you?"
    iii. Item 12: "Do you feel pretty worthless the way you are now?"
    iv. Item 14: "Do you feel your situation is hopeless?"
    b. Six Item Subset Inventory of the STAI-AD total score ≤17.
    If the score is 18 or 19, the participant can only be included based on the investigator's judgment.
    6. Participant is fluent in, and able to read the language in which the study assessments are administered (e.g. completion of at least 6 years of regular schooling or sustained employment).
    7. Participant's willingness to have a study partner for the Screening and Treatment Epoch.

    Screening, Treatment and Follow-up Epoch inclusion criteria:
    Participants eligible for inclusion must fulfill all of the following criteria prior to randomization:
    1. Written informed consent (Informed consent #2) for participation to the Screening and Treatment Epochs (Participant must still be between 60-75 years, inclusive at the time of signing Informed consent #2; respectively 65-75 after reaching the maximum of 20% in the younger age group 60-64).
    2. Continue to meet all eligibility criteria from Pre-screening Epoch and Genetic Disclosure Follow-up, as confirmed by the review of the medical records by the Investigator.
    3. Homozygous APOE4 genotype.
    4. Cognitively unimpaired as defined by:
    - At the screening visit, score of 85 or greater on the RBANS delayed memory index score AND CDR global score of 0.
    With two exceptions:
    - If the RBANS delayed memory index score is between 70 and 84 (inclusive) AND the global CDR score = 0, the participant may be allowed to continue ONLY if the Investigator judges that cognition is unimpaired following review of the MCI/dementia criteria.
    - If the global CDR score = 0.5 AND the RBANS delayed memory index score is 85 or greater, the participant may be allowed to continue ONLY if the Investigator judges that cognition is unimpaired following review of the MCI/dementia criteria.
    5. Females must be considered post-menopausal and not of child bearing potential, i.e. they have had 12 months of natural (spontaneous) amenorrhea with an appropriate clinical profile (e.g. age appropriate, history of vasomotor symptoms) or have had surgical bilateral oophorectomy (with or without hysterectomy), total hysterectomy, or
    tubal ligation at least six weeks before the amyloid PET.

    Other protocol defined inclusion criteria may apply.
    E.4Principal exclusion criteria
    Pre-screening Epoch and Genetic Disclosure Follow-up exclusion criteria:
    1. Any disability that may prevent the participants from completing all study requirements.
    2. Current medical or neurological condition that might impact cognition or performance on cognitive assessments.
    3. Advanced, severe progressive or unstable disease that may interfere with the safety, tolerability and study assessments, or put the participant at special risk.
    4. History of malignancy of any organ system, treated or untreated, within the past 60 months, regardless of whether there is evidence of local recurrence or metastases. However, localized nonmalignant tumors not requiring systemic chemo- or radio-therapy, localized basal or squamous cell carcinoma of the skin, in-situ cervical cancer, localized vulvar carcinoma and localized prostrate carcinoma with no progression over the past two years are permitted.
    5. History of hypersensitivity to any of the investigational drugs or their excipients/adjuvant, or to drugs of similar chemical classes.
    6. Indication for or current treatment with ChEIs and/or another AD treatment.
    7. Contraindication or intolerance to MRI or PET investigations.
    Screening, Treatment and Follow-up Epochs exclusion criteria:
    Participants fulfilling any of the following criteria prior to randomization will be excluded.
    Participants, who fulfill one or more exclusion criteria due to a temporary condition, or the use of treatment requiring a specific time window prior to randomization, can be re-screened at a later stage:
    1. Brain MRI results from the central reading showing findings unrelated to AD that, in the opinion of the Investigator might be a leading cause of future cognitive decline, might pose a risk to the participant, or might confound MRI assessment for safety monitoring.
    For Cohort I (CAD 106) only, in addition, evidence of ARIAH as demonstrated by:
    - More than four cerebral microhemorrhages regardless of their anatomical location;
    - Single area of superficial siderosis of the CNS or evidence of a priorcerebral macrohemorrhage.
    2. Score "yes" on item four or item five of the Suicidal Ideation Section of the C-SSRS if this ideation occurred in the past six months, or "yes" on any item of the Suicidal Behavior Section, except for the "Non-Suicidal Self-Injurious Behavior" if this behavior occurred in the past two years prior to screening.
    3. A positive drug screen at Screening, if, in the Investigator's opinion, this is due to drug abuse or dependence. Participants with a positive drug screen not believed to be related to drug abuse or dependence, can be re-screened once.
    4. Significantly abnormal laboratory results at Screening as described in Appendix 13.4 or meeting the exclusionary alert values as specified in the Lab Manual. If, in the opinion of the Investigator, an abnormal finding is the result of a temporary condition, the laboratory test can be repeated once.
    5. Clinically significant active infection which has not resolved within 2weeks prior to initial dosing.
    6. Current clinically significant ECG findings.
    7. Use of other investigational drugs prior to screening until:
    - Blood concentration has returned to Baseline (or below Serological responder threshold) for biologics, e.g. antibodies induced by active immunotherapy; or
    - Within 30 days or 5 half-lives, whichever is the longest for monoclonal antibodies or small molecules e.g. BACE-1 inhibitors.
    8. Treatment in the four weeks prior to randomization with any drug or treatment known for their potential to cause major organ system toxicity, i.e. drugs that may require periodic safety monitoring of aspecific organ or body fluid.
    9. Violations of concomitant medication restrictions as described in Table5-3.
    10. Donation or loss of 400 mL or more of blood within 8 weeks prior to screening blood sampling and/or lumbar puncture if applicable.
    11. Previous or planned Nuclear Medicine Radiology exposure that will exceed the acceptable dosimetry exposure in the country, when adding the scheduled study PET scans or allergy to low doses of fluorinated radioligands.
    12. For Cohort II only: Participants with clinically relevant depigmenting or hypopigmenting conditions or active/history of chronic urticaria in the past year.
    13. For cohort I only: Participants with previous organ transplantation or stem cell transplantation.
    Exclusion criteria for participation in biomarker CSF sampling:
    14. Contraindictaion to lumbar puncture e.g. low platelet count, abnormal PT-INR, history of lumbar-spinal surgery, signs or symptoms of intracranial pressure, spinal deformities or other conditions.

    Other protocol defined exclusion criteria may apply.
    E.5 End points
    E.5.1Primary end point(s)
    - Time-to-event (MCI or dementia due to AD) measured by the MCI/dementia diagnostic verification form that includes measurements of cognitive function (RBANS, MMSE), function/cognition (CDR-SOB), daily function and subjective/observer memory concerns (ECog), plus Neuropsychiatric Inventory Questionnaire (NPI-Q), Geriatric Depression Scale, and safety MRI.
    - API Preclinical Composite Cognitive (APCC) Battery derived from tests performed as part of the cognitive scales (MMSE, RBANS, and a subset of Raven’s Progressive Matrices) administered during the study.
    E.5.1.1Timepoint(s) of evaluation of this end point
    - Baseline to Month 60.
    - Baseline to Month 60.
    E.5.2Secondary end point(s)
    - Global clinical status as measured by the change in Clinical Dementia Rating Scale Sum of Boxes score.
    E.5.2.1Timepoint(s) of evaluation of this end point
    - Baseline to Month 60.
    E.6 and E.7 Scope of the trial
    E.6Scope of the trial
    E.6.1Diagnosis No
    E.6.2Prophylaxis No
    E.6.3Therapy No
    E.6.4Safety Yes
    E.6.5Efficacy Yes
    E.6.6Pharmacokinetic No
    E.6.7Pharmacodynamic No
    E.6.8Bioequivalence No
    E.6.9Dose response No
    E.6.10Pharmacogenetic No
    E.6.11Pharmacogenomic No
    E.6.12Pharmacoeconomic No
    E.6.13Others No
    E.7Trial type and phase
    E.7.1Human pharmacology (Phase I) No
    E.7.1.1First administration to humans No
    E.7.1.2Bioequivalence study No
    E.7.1.3Other No
    E.7.1.3.1Other trial type description
    E.7.2Therapeutic exploratory (Phase II) Yes
    E.7.3Therapeutic confirmatory (Phase III) Yes
    E.7.4Therapeutic use (Phase IV) No
    E.8 Design of the trial
    E.8.1Controlled Yes
    E.8.1.1Randomised Yes
    E.8.1.2Open No
    E.8.1.3Single blind No
    E.8.1.4Double blind Yes
    E.8.1.5Parallel group Yes
    E.8.1.6Cross over No
    E.8.1.7Other No
    E.8.2 Comparator of controlled trial
    E.8.2.1Other medicinal product(s) No
    E.8.2.2Placebo Yes
    E.8.2.3Other No
    E.8.2.4Number of treatment arms in the trial4
    E.8.3 The trial involves single site in the Member State concerned Yes
    E.8.4 The trial involves multiple sites in the Member State concerned No
    E.8.5The trial involves multiple Member States Yes
    E.8.5.1Number of sites anticipated in the EEA44
    E.8.6 Trial involving sites outside the EEA
    E.8.6.1Trial being conducted both within and outside the EEA Yes
    E.8.6.2Trial being conducted completely outside of the EEA No
    E.8.6.3If E.8.6.1 or E.8.6.2 are Yes, specify the regions in which trial sites are planned
    Australia
    Belgium
    Canada
    Finland
    Germany
    Netherlands
    Spain
    Switzerland
    United Kingdom
    United States
    E.8.7Trial has a data monitoring committee Yes
    E.8.8 Definition of the end of the trial and justification where it is not the last visit of the last subject undergoing the trial
    LVLS
    E.8.9 Initial estimate of the duration of the trial
    E.8.9.1In the Member State concerned years7
    E.8.9.1In the Member State concerned months3
    E.8.9.1In the Member State concerned days
    E.8.9.2In all countries concerned by the trial years7
    E.8.9.2In all countries concerned by the trial months9
    F. Population of Trial Subjects
    F.1 Age Range
    F.1.1Trial has subjects under 18 No
    F.1.1.1In Utero No
    F.1.1.2Preterm newborn infants (up to gestational age < 37 weeks) No
    F.1.1.3Newborns (0-27 days) No
    F.1.1.4Infants and toddlers (28 days-23 months) No
    F.1.1.5Children (2-11years) No
    F.1.1.6Adolescents (12-17 years) No
    F.1.2Adults (18-64 years) Yes
    F.1.2.1Number of subjects for this age range: 268
    F.1.3Elderly (>=65 years) Yes
    F.1.3.1Number of subjects for this age range: 1072
    F.2 Gender
    F.2.1Female Yes
    F.2.2Male Yes
    F.3 Group of trial subjects
    F.3.1Healthy volunteers No
    F.3.2Patients Yes
    F.3.3Specific vulnerable populations Yes
    F.3.3.1Women of childbearing potential not using contraception No
    F.3.3.2Women of child-bearing potential using contraception No
    F.3.3.3Pregnant women No
    F.3.3.4Nursing women No
    F.3.3.5Emergency situation No
    F.3.3.6Subjects incapable of giving consent personally No
    F.3.3.7Others Yes
    F.3.3.7.1Details of other specific vulnerable populations
    Participants at risk for the onset of clinical symptoms of AD based on their APOE4 HM genotype
    F.4 Planned number of subjects to be included
    F.4.1In the member state20
    F.4.2 For a multinational trial
    F.4.2.1In the EEA 835
    F.4.2.2In the whole clinical trial 1340
    F.5 Plans for treatment or care after the subject has ended the participation in the trial (if it is different from the expected normal treatment of that condition)
    Upon study completion (assuming futility for one or both investigational drugs was not met), participants may have the opportunity to enter an extension under a separate study, if eligible.
    G. Investigator Networks to be involved in the Trial
    N. Review by the Competent Authority or Ethics Committee in the country concerned
    N.Competent Authority Decision Authorised
    N.Date of Competent Authority Decision2016-04-05
    N.Ethics Committee Opinion of the trial applicationFavourable
    N.Ethics Committee Opinion: Reason(s) for unfavourable opinion
    N.Date of Ethics Committee Opinion2016-06-13
    P. End of Trial
    P.End of Trial StatusCompleted
    P.Date of the global end of the trial2020-04-30
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