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    Clinical Trial Results:
    Impact of empagliflozin on left ventricular functions: a single center, phase III, randomized, open-label, active treatment-controlled, parallel study in patients with type 2 diabetes and normal left ventricular function

    Summary
    EudraCT number
    2016-002225-10
    Trial protocol
    IT  
    Global end of trial date
    27 Sep 2021

    Results information
    Results version number
    v1(current)
    This version publication date
    19 Jun 2022
    First version publication date
    19 Jun 2022
    Other versions
    Summary report(s)
    table 1
    table 2
    table 3
    figure 1
    supplemental figure 1
    supplemental table 1
    supplemental table 2
    supplemental table 3
    supplemental table 4
    complete report

    Trial information

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    Trial identification
    Sponsor protocol code
    EMPA-HEART
    Additional study identifiers
    ISRCTN number
    -
    US NCT number
    -
    WHO universal trial number (UTN)
    -
    Sponsors
    Sponsor organisation name
    Azienda Ospedaliero Universitaria Pisana
    Sponsor organisation address
    Via Savi, 10, Pisa, Italy, 56100
    Public contact
    andrea.natali@unipi.it, Azienda Ospedaliero Universitaria Pisana, andrea.natali@unipi.it
    Scientific contact
    andrea.natali@unipi.it, Azienda Ospedaliero Universitaria Pisana, +39 3471045488, andrea.natali@unipi.it
    Paediatric regulatory details
    Is trial part of an agreed paediatric investigation plan (PIP)
    No
    Does article 45 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Does article 46 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Results analysis stage
    Analysis stage
    Final
    Date of interim/final analysis
    12 Dec 2021
    Is this the analysis of the primary completion data?
    No
    Global end of trial reached?
    Yes
    Global end of trial date
    27 Sep 2021
    Was the trial ended prematurely?
    No
    General information about the trial
    Main objective of the trial
    To verify whether, in type 2 diabetic patients with normal 2-D ejection fraction (>50%) and without inducible myocardial ischemia at the cardiopulmonary test, the treatment with empagliflozin is associated with an improvement in left ventricular systolic function, as measured by global lungitudinal strain (GLS) through speckle tracking echography, in comparison to sitagliptin, an equally effective plasma glucose lowering agent, presumably neutral on cardiac function
    Protection of trial subjects
    The study will be carried out in accordance with the most recent international GCP guidelines (CPMP/ICH/135/1995), EU Directive and guidance and the local legislation on the conduct of clinical trials. Before enrolment in the study, every participant will receive detailed information about study procedures, risks, and benefits, from the staff of the study and he/she will be given all the necessary time to ask any question about the study. The informed consent form, as well as the form for the general practitioner will be given to the participant (see attached files). The informed consent form will be signed during the screening visit, after having checked the eligibility criteria, and a 6-digit PatientID code will be assigned to each patient by the study staff, as the first two letters of the name + the first two letters of surname + a two-digit progressive number from 01 to 75. The enrolment list, including name and surname of the patients, together with the PatientID code, will be stored in the Clinical trial office of Laboratory of nutrition, diabetes and atherosclerosis of the Department of Clinical and Experimental Medicine (Building 43 - Santa chiara Hospital) under the responsibility of Prof. Andrea Natali.
    Background therapy
    Allowed background therapy is stable hypoglycemic therapy since three months with: 1. Metformin 2. Metformin + basal insulin and assuming stable cardio-active therapies since three months (anti-hypertensive drugs, diuretics, drugs for asthma, drugs for migraine). Patients assuming any other hypoglycemic therapy and those who received any investigational new drug within the last 12 weeks will be excluded from the study. With the exception of those drugs listed among non-permitted medications, participants will be allowed to use any concomitant medication necessary for the treatment of pre-existing concomitant pathologies or intercurrent diseases. However, it is recommended that concomitant chronic medication for underlying diseases are given at constant dose for at least 4 weeks prior to entry in the study and for the entire study duration. All medications taken for any reason (including those taken for intercurrent diseases) must be recorded in the appropriate section of the case report form (CRF). The initiation of treatment or changes in dosage of the following medications is not permitted during the total study period. If this occurs at any time during the study it constitutes a protocol violation and it necessitates the discontinuation of the patient from the study.  Any glucose lowering drugs in addition to those included in the present protocol;  Any change in metformin or insulin dose greater than 20% with respect to the entry dosage;  Any drug able to interfere with cardiac function (i.e. beta blockers, ACE inhibitors, calcium antagonists, alpha blockers, diuretics, theophylline, thyroid hormones)  Any drug with potential interference with treatment (cyclosporine, digoxine). The treatment with the following drugs in the 7 days preceding the primary or secondary outcome assessments:  Any drug able to interfere with inflammation when assumed systemically (NSAID, steroids, any other immune suppressors-modulator)
    Evidence for comparator
    Sitagliptin 100 mg/die was chosen as an active comparator because of its similar potency to empagliflozin in terms of glucose control and, on the bases of large clinical trials, does not influence the risk of developing HF (ref 1). The recent evidence of the PROLOGUE trial (Yamada), showing that sitagliptin is able to prevent the time-related deterioration of diastolic function, raises the possibility that our comparator is not completely neutral on cardiac function. However, this effect was evident after 12, but not after 6 months of treatment and sitagliptin has been shown to be neutral on systolic function in patients with post-ischemic heart failure with mildly reduced ejection fraction [ref 2]. Therefore, there will be, if any, a small risk of type 2 error, which we consider acceptable and eventually would, in case, reinforce any observed positive outcome of empagliflozin. References 1. Green JB, Bethel MA, Armstrong PW, et al. (2015) Effect of Sitagliptin on Cardiovascular Outcomes in Type 2 Diabetes. N Engl J Med 373: 232-242 2. Yamada H, Tanaka A, Kusunose K, et al. (2017) Effect of sitagliptin on the echocardiographic parameters of left ventricular diastolic function in patients with type 2 diabetes: a subgroup analysis of the PROLOGUE study. Cardiovasc Diabetol 16: 63
    Actual start date of recruitment
    01 Sep 2016
    Long term follow-up planned
    No
    Independent data monitoring committee (IDMC) involvement?
    No
    Population of trial subjects
    Number of subjects enrolled per country
    Country: Number of subjects enrolled
    Italy: 56
    Worldwide total number of subjects
    56
    EEA total number of subjects
    56
    Number of subjects enrolled per age group
    In utero
    0
    Preterm newborn - gestational age < 37 wk
    0
    Newborns (0-27 days)
    0
    Infants and toddlers (28 days-23 months)
    0
    Children (2-11 years)
    0
    Adolescents (12-17 years)
    0
    Adults (18-64 years)
    28
    From 65 to 84 years
    28
    85 years and over
    0

    Subject disposition

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    Recruitment
    Recruitment details
    Volunteers will be recruited among patients attending visits at the Diabetes Outpatient Unit of UO Medicina Interna 1 (AOUP), according to the following inclusion /exclusion criteria: 5.1. Inclusion criteria:  Male of female patients affected by type 2 diabetes mellitus (T2DM) Subjects aged >40 and <80 years  HbA1c levels ≥53 and ≤ 69 mmol/mo

    Pre-assignment
    Screening details
    Male of female patients affected by type 2 diabetes mellitus (T2DM)

    Period 1
    Period 1 title
    overall trial (overall period)
    Is this the baseline period?
    Yes
    Allocation method
    Randomised - controlled
    Blinding used
    Not blinded
    Blinding implementation details
    In order to prevent any influence of the researcher expectations (type 1 error) we will take care that the cardiologist performing the primary and several of the secondary outcome variables measurements are blind with respect to the treatment allocation.

    Arms
    Are arms mutually exclusive
    Yes

    Arm title
    empagliflozin
    Arm description
    experimental arm
    Arm type
    Experimental

    Investigational medicinal product name
    Jardiance
    Investigational medicinal product code
    A10BK03
    Other name
    Jardiance
    Pharmaceutical forms
    Tablet
    Routes of administration
    Oral use
    Dosage and administration details
    Empagliflozin 10 mg/die

    Arm title
    sitagliptin
    Arm description
    active comparator
    Arm type
    Active comparator

    Investigational medicinal product name
    Januvia
    Investigational medicinal product code
    A10BH01
    Other name
    Januvia, Sitagliptin
    Pharmaceutical forms
    Tablet
    Routes of administration
    Oral use
    Dosage and administration details
    Sitagliptin 100 mg/die

    Number of subjects in period 1
    empagliflozin sitagliptin
    Started
    27
    29
    Completed
    22
    22
    Not completed
    5
    7
         Consent withdrawn by subject
    1
    3
         Physician decision
    3
    4
         Adverse event, non-fatal
    1
    -

    Baseline characteristics

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    Baseline characteristics reporting groups
    Reporting group title
    empagliflozin
    Reporting group description
    experimental arm

    Reporting group title
    sitagliptin
    Reporting group description
    active comparator

    Reporting group values
    empagliflozin sitagliptin Total
    Number of subjects
    27 29 56
    Age categorical
    age
    Units: Subjects
        In utero
    0 0 0
        Preterm newborn infants (gestational age < 37 wks)
    0 0 0
        Newborns (0-27 days)
    0 0 0
        Infants and toddlers (28 days-23 months)
    0 0 0
        Children (2-11 years)
    0 0 0
        Adolescents (12-17 years)
    0 0 0
        Adults (18-64 years)
    13 14 27
        From 65-84 years
    14 15 29
        85 years and over
    0 0 0
    Gender categorical
    Units: Subjects
        Female
    4 4 8
        Male
    23 25 48

    End points

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    End points reporting groups
    Reporting group title
    empagliflozin
    Reporting group description
    experimental arm

    Reporting group title
    sitagliptin
    Reporting group description
    active comparator

    Primary: Primary objective

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    End point title
    Primary objective
    End point description
    The primary aim is to verify whether, in type 2 diabetic patients with normal 2-D ejection fraction (≥50%) and without inducible myocardial ischemia at the cardiopulmonary test, the treatment with empagliflozin is associated with an improvement in left ventricular systolic function, as measured by global lungitudinal strain (GLS) through speckle tracking echography, in comparison to sitagliptin, an equally effective plasma glucose lowering agent, presumably neutral on cardiac function.
    End point type
    Primary
    End point timeframe
    2
    End point values
    empagliflozin sitagliptin
    Number of subjects analysed
    22 [1]
    22 [2]
    Units: %
        number (not applicable)
    22
    22
    Notes
    [1] - 22
    [2] - 22
    Statistical analysis title
    Statistical analysis
    Statistical analysis description
    In an MANOVA design for three repeated measures (baseline, 1 month, 6 months) the power of the study to detect a difference between the treatments of 2.5% or 1.7% is 0.98 and 0.80, respectively. In an ANCOVA design with 4 covariates a sample size of 60 subjects will have the power of 0.71 to detect an effect of 0.10 (expressed as of proportion of variance explained by the effect under consideration), which is commonly considered small in biostatistics and a power of 0.99 to detect a medium effec
    Comparison groups
    empagliflozin v sitagliptin
    Number of subjects included in analysis
    44
    Analysis specification
    Pre-specified
    Analysis type
    other [3]
    P-value
    < 0.05 [4]
    Method
    ANOVA
    Parameter type
    Mean difference (final values)
    Point estimate
    90
    Confidence interval
         level
    95%
         sides
    2-sided
         lower limit
    90
         upper limit
    100
    Variability estimate
    Standard deviation
    Dispersion value
    2
    Notes
    [3] - In an MANOVA design for three repeated measures (baseline, 1 month, 6 months) the power of the study to detect a difference between the treatments of 2.5% or 1.7% is 0.98 and 0.80, respectively. In an ANCOVA design with 4 covariates a sample size of 60 subjects will have the power of 0.71 to detect an effect of 0.10 (expressed as of proportion of variance explained by the effect under consideration), which is commonly considered small in biostatistics and a power of 0.99 to detect a medium effec
    [4] - significant

    Secondary: Secondary objectives

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    End point title
    Secondary objectives
    End point description
    To assess the effects of the two treatments on the following parameters:  Changes from baseline at 6 months after treatment initiation in HbA1c;  Changes from baseline at 1 and 6 months after treatment initiation in other well established parameters of cardiac function, such as 3-D ejection fraction, left atrial volume, and E/E'.  Changes from baseline at 6 months after treatment initiation in VO2 max (Cardiopulmonary exercise test), an extremely clinically relevant parameter that will help in appreciating the relevance of the imaging data.
    End point type
    Secondary
    End point timeframe
    2
    End point values
    empagliflozin sitagliptin
    Number of subjects analysed
    22 [5]
    22 [6]
    Units: %
        number (not applicable)
    22
    22
    Notes
    [5] - 22
    [6] - 22
    No statistical analyses for this end point

    Other pre-specified: exploratory objectives

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    End point title
    exploratory objectives
    End point description
    Given the exploratory nature of the study, we will verify the following hypothesis:  Whether changes from baseline at 6 months after treatment initiation in plasma markers of myocyte strain (BNP, NT-proBNP, proadrenomedullin), inflammation/oxidative stress (hsCRP, TNF-a, myeloperoxydase, uric acid), matrix remodeling (procollagen type III) and myocyte injury (Troponin T) help understanding the mechanisms of action through which the treatments exert their effect/s on the heart.  Whether changes from baseline at 6 months after treatment initiation in cardiac autonomic function score (based on RR changes with Valsalva, deep breathing, standing-to-laying) contribute to the mechanisms of action of the treatments.  Whether the effects of the treatments differ in the subgroup of patients whom at baseline have mild abnormalities in cardiac systolic function or abnormal values of plasma biomarkers or abnormal cardiac autonomic function tests.  Whether the changes in cardiac function a
    End point type
    Other pre-specified
    End point timeframe
    2
    End point values
    empagliflozin sitagliptin
    Number of subjects analysed
    22 [7]
    22 [8]
    Units: %
        number (not applicable)
    22
    22
    Notes
    [7] - 22
    [8] - 22
    Statistical analysis title
    Statistical analysis
    Statistical analysis description
    2-sided, per protocol population (PPP), no interim analysis
    Comparison groups
    empagliflozin v sitagliptin
    Number of subjects included in analysis
    44
    Analysis specification
    Pre-specified
    Analysis type
    other [9]
    P-value
    < 0.05 [10]
    Method
    ANOVA
    Parameter type
    Mean difference (final values)
    Point estimate
    100
    Confidence interval
         level
    95%
         sides
    2-sided
         lower limit
    90
         upper limit
    100
    Variability estimate
    Standard deviation
    Dispersion value
    2
    Notes
    [9] - 2-sided, per protocol population (PPP), no interim analysis
    [10] - significant

    Adverse events

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    Adverse events information
    Timeframe for reporting adverse events
    6 months
    Adverse event reporting additional description
    No patient developed serious adverse events (SAEs) and/or serious adverse drug reactions (SARs) with either sitagliptin or empagliflozin. • No patient experienced Unexpected Adverse Reactions (UARs) and Suspected Unexpected Serious Adverse Reactions (SUSARs) • No death was recorded during the study period and during the 30 days following the end
    Assessment type
    Systematic
    Dictionary used for adverse event reporting
    Dictionary name
    MedDRA
    Dictionary version
    25.0
    Reporting groups
    Reporting group title
    Empagliflozin
    Reporting group description
    Infective balanopostitis

    Serious adverse events
    Empagliflozin
    Total subjects affected by serious adverse events
         subjects affected / exposed
    0 / 2 (0.00%)
         number of deaths (all causes)
    0
         number of deaths resulting from adverse events
    0
    Frequency threshold for reporting non-serious adverse events: 5%
    Non-serious adverse events
    Empagliflozin
    Total subjects affected by non serious adverse events
         subjects affected / exposed
    2 / 2 (100.00%)
    Reproductive system and breast disorders
    Balanoposthitis infective
    Additional description: 2 subjects
         subjects affected / exposed
    2 / 2 (100.00%)
         occurrences all number
    2

    More information

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    Substantial protocol amendments (globally)

    Were there any global substantial amendments to the protocol? No

    Interruptions (globally)

    Were there any global interruptions to the trial? No

    Limitations and caveats

    Limitations of the trial such as small numbers of subjects analysed or technical problems leading to unreliable data.
    None reported
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    As of 31 January 2023, all EU/EEA initial clinical trial applications must be submitted through CTIS . Updated EudraCT trials information and information on PIP/Art 46 trials conducted exclusively in third countries continues to be submitted through EudraCT and published on this website.

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