E.1 Medical condition or disease under investigation |
E.1.1 | Medical condition(s) being investigated |
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E.1.1.1 | Medical condition in easily understood language |
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E.1.1.2 | Therapeutic area | Diseases [C] - Cancer [C04] |
MedDRA Classification |
E.1.2 Medical condition or disease under investigation |
E.1.2 | Version | 21.0 |
E.1.2 | Level | LLT |
E.1.2 | Classification code | 10015366 |
E.1.2 | Term | Esophageal carcinoma |
E.1.2 | System Organ Class | 100000004864 |
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E.1.3 | Condition being studied is a rare disease | No |
E.2 Objective of the trial |
E.2.1 | Main objective of the trial |
1. To compare definitive chemoradiotherapy (dCRT) + pembrolizumab to dCRT + placebo with respect to overall survival (OS) in participants with esophageal squamous cell carcinoma (ESCC), in participants whose tumors express programmed cell death-ligand 1 (PD-L1) Combined Positive Score (CPS) ≥10, and in all participants 2. To compare dCRT + pembrolizumab to dCRT + placebo with respect to event-free survival (EFS) per blinded independent central review (BICR) or biopsy in participants with ESCC, in participants whose tumors express PD-L1 CPS ≥10, and in all participants. |
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E.2.2 | Secondary objectives of the trial |
1. To evaluate the safety and tolerability profile of dCRT + pembrolizumab |
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E.2.3 | Trial contains a sub-study | No |
E.3 | Principal inclusion criteria |
1. Is male or female and is at least 18 years of age on the day of providing documented informed consent with histologically or cytologically confirmed diagnosis of cTX N+ M0 or cT2-T4a NX M0 ESCC (as defined by AJCC 8th edition), GEJC, EAC, or histologically or cytologically confirmed diagnosis of cTX N+ M1 cervical or upper thoracic esophageal carcinoma with supraclavicular lymph node metastases only, is deemed suitable for dCRT (per requirement in the radiotherapy manual), has disease that is qualitatively evaluable upon radiographic assessment by local site Investigator, and is ineligible for curative surgery based on the documented opinion of a qualified medical/surgical/radiation oncologist. 2. Is not be expected to require tumor resection during the course of the study 3. Has an ECOG performance status of 0 to 1 within 3 days of the first dose of study intervention 4. Is adequately nourished and hydrated per the Investigator’s judgment. A feeding tube is acceptable to maintain adequate nourishment 5. Has provided tumor tissue sample deemed adequate for PD-L1 and MSI biomarker analysis. The PD-L1 result must be determined as positive or negative by the central laboratory and the site notified of its adequacy. Study sites will be masked as to the PDL1 result. A repeat sample will be required if submitted sample is inadequate 6. Has adequate organ function. Specimens must be collected within 14 days prior to the start of study treatment 7. Male participants are eligible to participate if they agree to the following during the intervention period and through 90 days after the last dose of chemotherapy: - Refrain from donating sperm PLUS EITHER: - Be abstinent from heterosexual intercourse as their preferred and usual lifestyle (abstinent on a long term and persistent basis) and agree to remain abstinent OR - Must agree to use contraception as detailed below unless confirmed to be azoospermic (vasectomized or secondary to medical cause): Agree to use a male condom plus partner use of an additional contraceptive method when having penile-vaginal intercourse with a WOCBP who is not currently pregnant - If the contraception requirements in the local label for any of the study drugs is more stringent than the requirements above, the local label requirements should be followed. 8. A female participant is eligible to participate if she is not pregnant or breastfeeding, and at least 1 of the following conditions applies: - Is not a Woman of Childbearing Potential (WOCBP) OR - Is a WOCBP and using a contraceptive method that is highly effective (with a failure rate of <1% per year), with low user dependency, or be abstinent from heterosexual intercourse as their preferred and usual lifestyle (abstinent on a long-term and persistent basis), during the intervention period through 180 days after the last dose of chemotherapy or 120 days after the last dose of pembrolizumab, whichever is greater, and agrees not to donate eggs (ova, oocytes) to others or freeze/store for her own use for the purpose of reproduction during this period. The Investigator should evaluate the potential for contraceptive method failure (ie, noncompliance, recently initiated) in relationship to the first dose of study intervention - A WOCBP must have a negative highly sensitive pregnancy test ([urine or serum] as required by local regulations) within 24 or 72 hours respectively before the first dose of study intervention The Investigator is responsible for review of medical history, menstrual history, and recent sexual activity to decrease the risk for inclusion of a woman with an early undetected pregnancy - If the contraception requirements in the local label for any of the study drugs is more stringent than the requirements above, the local label requirements should be followed. 9. Has (or legally acceptable representative if applicable) provided documented informed consent for the study. The participant may also provide consent/assent for future biomedical research. However, the participant may participate in the main study without participating in future biomedical research |
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E.4 | Principal exclusion criteria |
1. Has direct invasion of tumor into adjacent organs such as the aorta or trachea (participants with T4b disease are not eligible for study participation) or has radiographic evidence of >90 degree encasement or invasion of a major blood vessel, or of intratumoral cavitation. 2. Has had major surgery other than for insertion of a feeding tube, open biopsy, or significant traumatic injury within 28 days prior to randomization, or anticipation of the need for major surgery during study treatment. In addition, participants with gastric or esophageal fistulae are excluded from the trial. 3. Has had weight loss of >20% in the previous 3 months 4. Has had prior chemotherapy or RT for esophageal cancer 5. Has had a myocardial infarction within the past 6 months. If the myocardial infarction occurred >6 months ago, participant may be included if no transient ischemia is evident and at the discretion of the Principal Investigator with input from a cardiologist 6. Has symptomatic congestive heart failure (ie, NYHA Class 2 or higher) 7. Has a history or current evidence of any condition (eg, known deficiency of the enzyme dihydropyrimidine dehydrogenase, hearing impairment, etc), therapy, or laboratory abnormality that might confound the results of the trial, interfere with the participant’s participation for the full duration of the trial, or is not in the best interest of the participant to participate (eg, any contraindication to the use of cisplatin, oxaliplatin, leucovorin or 5-FU), in the opinion of the treating Investigator 8. Has received prior therapy with an antiPD-1, antiPD-L1, or antiPD-L2 agent or with an agent directed to another stimulatory or coinhibitory T-cell receptor (eg, CTLA-4, OX-40, CD137). 9. Has received a live or live-attenuated vaccine within 30 days prior to the first dose of study intervention. Administration of killed vaccines is allowed. 10. Has received any prior systemic anticancer therapy for esophageal cancer including investigational agents 11. Has not recovered from all AEs due to previous non-anticancer therapies to ≤Grade 1 or baseline. Participants with ≤Grade 2 neuropathy may be eligible 12. Is currently participating in or has participated in a study of an investigational agent for a condition or has used an investigational device within 4 weeks prior to the first dose of study intervention 13. Has a diagnosis of immunodeficiency or is receiving chronic systemic steroid therapy (in dosing exceeding 10 mg daily of prednisone equivalent) or any other form of immunosuppressive therapy within 7 days prior the first dose of study drug 14. Has a known additional malignancy that is progressing or has required active treatment within the past 3 years 15. Has severe hypersensitivity (≥Grade 3) to pembrolizumab, any of the study chemotherapy agents, or their excipients 16. Has an active autoimmune disease that has required systemic treatment in past 2 years (ie, with use of disease modifying agents, corticosteroids or immunosuppressive drugs). Replacement therapy (eg, thyroxine, insulin, or physiologic corticosteroid replacement therapy for adrenal or pituitary insufficiency) is not considered a form of systemic treatment and is allowed 17. Has a history of (non-infectious) pneumonitis that required steroids or has current pneumonitis. Participant should be excluded if systemic steroids were required 18. Has an active infection requiring systemic therapy 19. Has a known history of human immunodeficiency virus (HIV) infection 20. Has a known history of Hepatitis B (defined as Hepatitis B surface antigen [HBsAg] reactive) or known active Hepatitis C virus (defined as HCV RNA [qualitative] is detected) infection 21. Has a known history of active tuberculosis (TB; Bacillus tuberculosis) 22. Has a history or current evidence of any condition, therapy, or laboratory abnormality that might confound the results of the study, interfere with the participant's participation for the full duration of the study, or is not in the best interest of the participant to participate, in the opinion of the treating investigator 23. Has a known psychiatric or substance abuse disorder that would interfere with the participant’s ability to cooperate with the requirements of the study 24. Is pregnant or breastfeeding or expecting to conceive or father children within the projected duration of the study, starting with the screening visit through 120 days after the last dose of study intervention (180 days for participants receiving cisplatin who are breastfeeding) 25. Has had an allogenic tissue/solid organ transplant |
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E.5 End points |
E.5.1 | Primary end point(s) |
1. Overall Survival (OS) 2. Event-free Survival (EFS) |
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E.5.1.1 | Timepoint(s) of evaluation of this end point |
1. Up to ~72 months 2. Up to ~60 months |
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E.5.2 | Secondary end point(s) |
1. Number of participants with an adverse event (AE) 2. Number of participants discontinuing study treatment due to an AE |
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E.5.2.1 | Timepoint(s) of evaluation of this end point |
1. Up to ~15 months 2. Up to ~12 months |
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E.6 and E.7 Scope of the trial |
E.6 | Scope of the trial |
E.6.1 | Diagnosis | No |
E.6.2 | Prophylaxis | No |
E.6.3 | Therapy | Yes |
E.6.4 | Safety | Yes |
E.6.5 | Efficacy | Yes |
E.6.6 | Pharmacokinetic | No |
E.6.7 | Pharmacodynamic | No |
E.6.8 | Bioequivalence | No |
E.6.9 | Dose response | No |
E.6.10 | Pharmacogenetic | Yes |
E.6.11 | Pharmacogenomic | Yes |
E.6.12 | Pharmacoeconomic | No |
E.6.13 | Others | No |
E.7 | Trial type and phase |
E.7.1 | Human pharmacology (Phase I) | No |
E.7.1.1 | First administration to humans | No |
E.7.1.2 | Bioequivalence study | No |
E.7.1.3 | Other | No |
E.7.1.3.1 | Other trial type description | |
E.7.2 | Therapeutic exploratory (Phase II) | No |
E.7.3 | Therapeutic confirmatory (Phase III) | Yes |
E.7.4 | Therapeutic use (Phase IV) | No |
E.8 Design of the trial |
E.8.1 | Controlled | Yes |
E.8.1.1 | Randomised | Yes |
E.8.1.2 | Open | No |
E.8.1.3 | Single blind | No |
E.8.1.4 | Double blind | Yes |
E.8.1.5 | Parallel group | Yes |
E.8.1.6 | Cross over | No |
E.8.1.7 | Other | No |
E.8.2 | Comparator of controlled trial |
E.8.2.1 | Other medicinal product(s) | No |
E.8.2.2 | Placebo | Yes |
E.8.2.3 | Other | No |
E.8.2.4 | Number of treatment arms in the trial | 2 |
E.8.3 |
The trial involves single site in the Member State concerned
| Information not present in EudraCT |
E.8.4 | The trial involves multiple sites in the Member State concerned | Information not present in EudraCT |
E.8.5 | The trial involves multiple Member States | Yes |
E.8.5.1 | Number of sites anticipated in the EEA | 65 |
E.8.6 Trial involving sites outside the EEA |
E.8.6.1 | Trial being conducted both within and outside the EEA | Yes |
E.8.6.2 | Trial being conducted completely outside of the EEA | No |
E.8.6.3 | If E.8.6.1 or E.8.6.2 are Yes, specify the regions in which trial sites are planned |
Brazil |
Canada |
Chile |
China |
Guatemala |
Hong Kong |
Japan |
Korea, Republic of |
Malaysia |
Peru |
Philippines |
Russian Federation |
Taiwan |
Thailand |
Turkey |
Ukraine |
United States |
Denmark |
Estonia |
France |
Germany |
Hungary |
Italy |
Latvia |
Portugal |
Romania |
United Kingdom |
Argentina |
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E.8.7 | Trial has a data monitoring committee | Yes |
E.8.8 |
Definition of the end of the trial and justification where it is not the last
visit of the last subject undergoing the trial
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E.8.9 Initial estimate of the duration of the trial |
E.8.9.1 | In the Member State concerned years | |
E.8.9.1 | In the Member State concerned months | |
E.8.9.1 | In the Member State concerned days | |
E.8.9.2 | In all countries concerned by the trial years | 6 |
E.8.9.2 | In all countries concerned by the trial months | 0 |
E.8.9.2 | In all countries concerned by the trial days | 0 |