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    Summary
    EudraCT Number:2020-005457-25
    Sponsor's Protocol Code Number:PCN-101-21
    National Competent Authority:Germany - BfArM
    Clinical Trial Type:EEA CTA
    Trial Status:Completed
    Date on which this record was first entered in the EudraCT database:2021-05-11
    Trial results
    Index
    A. PROTOCOL INFORMATION
    B. SPONSOR INFORMATION
    C. APPLICANT IDENTIFICATION
    D. IMP IDENTIFICATION
    D.8 INFORMATION ON PLACEBO
    E. GENERAL INFORMATION ON THE TRIAL
    F. POPULATION OF TRIAL SUBJECTS
    G. INVESTIGATOR NETWORKS TO BE INVOLVED IN THE TRIAL
    N. REVIEW BY THE COMPETENT AUTHORITY OR ETHICS COMMITTEE IN THE COUNTRY CONCERNED
    P. END OF TRIAL
    Expand All   Collapse All
    A. Protocol Information
    A.1Member State ConcernedGermany - BfArM
    A.2EudraCT number2020-005457-25
    A.3Full title of the trial
    A randomized, placebo-controlled, double-blind study to assess the safety and efficacy of intravenous PCN-101 in treatment-resistant depression
    A.3.1Title of the trial for lay people, in easily understood, i.e. non-technical, language
    Study to assess the safety and efficacy of PCN-101 in treatment-resistant depression
    A.4.1Sponsor's protocol code numberPCN-101-21
    A.7Trial is part of a Paediatric Investigation Plan No
    A.8EMA Decision number of Paediatric Investigation Plan
    B. Sponsor Information
    B.Sponsor: 1
    B.1.1Name of SponsorPerception Neuroscience, Inc
    B.1.3.4CountryUnited States
    B.3.1 and B.3.2Status of the sponsorCommercial
    B.4 Source(s) of Monetary or Material Support for the clinical trial:
    B.4.1Name of organisation providing supportPerception Neuroscience, Inc.
    B.4.2CountryUnited States
    B.5 Contact point designated by the sponsor for further information on the trial
    B.5.1Name of organisationPerception Neuroscience Inc.
    B.5.2Functional name of contact pointClinical Trials Group
    B.5.3 Address:
    B.5.3.1Street Addressc/o atai Life Sciences, WeWork 524 Broadway
    B.5.3.2Town/ cityNew York, NY
    B.5.3.3Post code10012
    B.5.3.4CountryUnited States
    B.5.4Telephone number+164690539732
    B.5.6E-mailclinicaltrials@perceptionneuroscience.com
    D. IMP Identification
    D.IMP: 1
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation No
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.1Product nameR-ketamine hydrochloride
    D.3.2Product code PCN-101
    D.3.4Pharmaceutical form Concentrate for solution for infusion
    D.3.4.1Specific paediatric formulation No
    D.3.7Routes of administration for this IMPIntravenous use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.8INN - Proposed INNR-ketamine
    D.3.9.1CAS number 33795-24-3
    D.3.9.2Current sponsor codePC-101
    D.3.9.3Other descriptive name(R)-Ketamine
    D.3.9.4EV Substance CodeSUB217966
    D.3.10 Strength
    D.3.10.1Concentration unit mg/ml milligram(s)/millilitre
    D.3.10.2Concentration typeequal
    D.3.10.3Concentration number30
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) No
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product No
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) No
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product No
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy No
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product No
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.IMP: 2
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation No
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.1Product nameR-ketamine hydrochloride
    D.3.2Product code PCN-101
    D.3.4Pharmaceutical form Concentrate for solution for infusion
    D.3.4.1Specific paediatric formulation No
    D.3.7Routes of administration for this IMPIntravenous use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.8INN - Proposed INNR-ketamine
    D.3.9.1CAS number 33795-24-3
    D.3.9.2Current sponsor codePCN-101
    D.3.9.3Other descriptive name(R)-Ketamine
    D.3.9.4EV Substance CodeSUB217966
    D.3.10 Strength
    D.3.10.1Concentration unit mg/ml milligram(s)/millilitre
    D.3.10.2Concentration typeequal
    D.3.10.3Concentration number60
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) No
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product No
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) No
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product No
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy No
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product No
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.8 Information on Placebo
    D.8 Placebo: 1
    D.8.1Is a Placebo used in this Trial?Yes
    D.8.3Pharmaceutical form of the placeboConcentrate for solution for infusion
    D.8.4Route of administration of the placeboIntravenous use
    E. General Information on the Trial
    E.1 Medical condition or disease under investigation
    E.1.1Medical condition(s) being investigated
    Treatment-resistant depression
    E.1.1.1Medical condition in easily understood language
    Treatment-resistant depression
    E.1.1.2Therapeutic area Psychiatry and Psychology [F] - Mental Disorders [F03]
    MedDRA Classification
    E.1.2 Medical condition or disease under investigation
    E.1.2Version 20.0
    E.1.2Level PT
    E.1.2Classification code 10012378
    E.1.2Term Depression
    E.1.2System Organ Class 10037175 - Psychiatric disorders
    E.1.3Condition being studied is a rare disease No
    E.2 Objective of the trial
    E.2.1Main objective of the trial
    To determine the efficacy of 2 doses (30 mg and 60 mg) of intravenous (IV) PCN-101 compared with placebo in improving depressive symptoms in subjects with TRD.
    E.2.2Secondary objectives of the trial
    • To assess the proportion of subjects with a response (defined as ≥ 50% improvement in MADRS total score from predose).
    • To assess the proportion of subjects with remission (defined as MADRS total score ≤ 10).
    • To define changes in Hamilton Depression Rating Scale (HAM-D).
    • Generalized Anxiety Disorder 7-Item (GAD-7).
    • Clinical Global Impression - Severity (CGI-S) and Clinical Global Impression - Improvement (CGI-I).
    • Quick Inventory of Depressive Symptomatology - 16 Items (QIDS-SR-16).
    • European Quality - 5 Dimensions - 3 Levels (EQ-5D-3L).
    • To determine the safety and tolerability of 2 doses of PCN-101 administered IV in subjects with TRD compared with placebo.
    E.2.3Trial contains a sub-study No
    E.3Principal inclusion criteria
    Subjects are eligible to be included in the study only if all of the following criteria apply:
    1. Be capable of giving and give signed informed consent, which includes compliance with the requirements and restrictions listed in the Informed Consent Form (ICF) and in this protocol.
    2. Be male or female 18 to 65 years of age inclusive at the time of signing the ICF.
    3. Weigh ≥ 50 kg and have a body mass index (BMI) ≥ 18 and ≤ 35.
    4. Have a diagnosis of recurrent major depressive disorder (MDD) without psychotic features per the Diagnostic and Statistical Manual of Mental Disorders, Fifth Edition (DSM-V), confirmed by the
    Mini-International Neuropsychiatric Interview (MINI).
    5. Have an HAM-D total score > 20 at screening and baseline (Day -1).
    6. Have an inadequate response to at least 2 antidepressants in the current episode of depression that were each given for ≥ 6 weeks at an adequate dose as defined by the Massachusetts General Hospital
    Antidepressant Response Questionnaire (MGH-ATRQ).
    7. Must be on stable oral antidepressant treatment without a dose change for at least 30 days before screening (a missed dose, or reasonable number of missed doses per Investigator’s discretion, in that period does not exclude a subject).
    8. A male subject must be medically confirmed sterile for at least 6 months prior to screening or agree to use highly effective contraception (see Protocol Appendix 5) during the treatment period and for at least 3 months after the last dose of study treatment and refrain from donating sperm during this period. If a male with a partner who is of childbearing potential (OCBP) is included, his partner also needs to use highly effective birth control measures.
    9. A female subject is eligible to participate if she is not pregnant, not breastfeeding, and at least 1 of the following conditions applies:
    • Not of childbearing potential (see Protocol Appendix 5).
    • A subject OCBP who agrees to follow the highly effective contraceptive guidance (see Protocol Appendix 5) on highly effective birth control measures during the treatment period and for at least 3 months after the last dose of study treatment and refrain from donating eggs during this period.
    10. Be medically stable on the basis of physical examination, medical history, vital signs, and 12-lead ECG performed at screening. If there are abnormalities, the subject may be included only if the
    Investigator judges the abnormalities not to be clinically important. This determination must be recorded in the subject's source documents and initialed and dated by the Investigator.
    E.4Principal exclusion criteria
    1. History of, or current signs and symptoms of, diseases or conditions that could prevent, limit, or confound the protocol specified assessments.
    2. History of moderate or severe head trauma or other neurological disorders (including a diagnosis of epilepsy or has had a seizure in
    the last 6 months), neurodegenerative disorder or systemic medical diseases that are, in the opinion of the Investigator, likely to interfere with the conduct of the study or confound the study assessments.
    3. Has a primary DSM-V diagnosis of current MDD with psychotic features, panic disorder, obsessive compulsive disorder, posttraumatic stress disorder, anorexia nervosa, or bulimia nervosa.
    4. Has a current or prior DSM-V diagnosis of a primary psychotic disorder (eg, schizophrenia), bipolar or related disorders (confirmed by the MINI), intellectual or autism spectrum disorder, or borderline
    personality disorder.
    5. Has any significant disease or disorder that, in the opinion of the Investigator, may either put the subject at risk because of
    participation in the study, influence the results of the study.
    6. Has uncontrolled hypertension, despite medication, at Screening (systolic blood pressure [SBP]> 160 mm Hg or diastolic blood pressure [DBP] > 90 mm Hg) or any past history of hypertensive
    crisis.
    7. Has an abnormal ECG of clinical relevance at screening or baseline (Day -1).
    8. Has known history of, or positive serology for HIV; has a positive hepatitis B surface antigen, and/or confirmed current hepatitis C infection (positive HCV antibody confirmed with reflex HCV ribonucleic acid [RNA] test).
    9. Has a history of malignancy within the 5 years prior to screening (exceptions are squamous and basal cell carcinomas of the skin and carcinoma in situ of the cervix, or a malignancy that in the opinion of
    the Investigator, with concurrence with the Sponsor's Medical Monitor, is considered to have minimal risk of recurrence).
    10. Has homicidal ideation/intent per the Investigator’s clinical judgment; or has suicidal ideation with some intent to act within 1 month prior to the start of screening per the Investigator’s clinical
    judgment or based on the C-SSRS, corresponding to a response of “Yes” on Item 4 (active suicidal ideation with some intent to act, without specific plan) or Item 5 (active suicidal ideation with specific
    plan and intent); or a history of suicidal behavior within the past year prior to the start of the screening/prospective observational phase.
    11. Has had major surgery (eg, requiring general or local anesthesia) within the 4 weeks before screening, or will not have fully recovered from surgery or planned surgery during the time the subject is
    expected to participate in the study.
    12. Has moderately impaired hepatic function at screening, defined as serum ALT or AST > 2 × upper limit of normal (ULN) or total bilirubin (TBL) > 2 × ULN.
    13. Has received any disallowed therapies (see Protocol Section 6.5 for further details).
    14. Has initiated psychotherapy (eg, Cognitive Behavior Therapy, Interpersonal Psychotherapy, Psychodynamic Psychotherapy other than psycho-education, or acupuncture within the past 90 days
    of screening. Patients planning to initiate individual or group therapy during the study are also not eligible.
    15. Has received electroconvulsive therapy, transcranial magnetic stimulation, vagal nerve stimulation, deep brain stimulation, or other brain stimulation treatment within the past 4 weeks or currently used
    as either an acute or maintenance treatment of depression.
    16. Has received any investigational product (IP) within 30 days or 5 half-lives prior to dosing with PCN-101.
    17. Has a history of substance abuse (drug or alcohol) or dependence (except nicotine or caffeine) within the previous 6 months prior to the screening visit.
    • Has a positive urine drug screen for ketamine, opiates, cocaine, barbiturates, and/or amphetamine/methamphetamine or positive alcohol screen at Screening or Day -1.
    • Subjects who have a positive test result at screening due to prescribed opiates or amphetamines may be permitted to continue the screening phase if the prohibited medication is discontinued at
    least 1 week or 5 half-lives, whichever is longer, before the first dose of study medication.
    18. Has a history of previous nonresponse to ketamine, R-ketamine or S-ketamine, or has received 8 or more doses of the same in their lifetime.
    19. Has a previous history of intolerance to ketamine, R-ketamine, or S-ketamine.
    20. History of abuse of ketamine, R-ketamine, S-ketamine, or phencyclidine.
    21. Subjects should not consume grapefruit, grapefruit juice, or Seville orange -related products for 72 hours before IP administration and throughout the study.
    22. Has the presence of clinically relevant long-term COVID-19 symptoms or current signs of COVID-19.
    23. COVID-19 vaccination is allowed as long as the doses are administered ≥ 30 days before study drug administration.
    E.5 End points
    E.5.1Primary end point(s)
    Change from baseline in MADRS total score assessed at 24 hours after the start of the infusion.
    E.5.1.1Timepoint(s) of evaluation of this end point
    24 hours after the start of the infusion.
    E.5.2Secondary end point(s)
    • Change from baseline in MADRS total score at 2 hours, 4 hours,
    7 days, and 14 days after the start of the infusion.
    • Proportion of subjects with ≥ 50% improvement in MADRS total score at 24 hours, 7 days, and 14 days after start of infusion.
    • Proportion of subjects with a MADRS total score ≤ 10 at 24 hours, 7 days, and 14 days after start of infusion.
    • Changes in HAM-D on Day 8 and Day 15 after start of infusion.
    • Change from baseline in QIDS-SR-16 by visit.
    • Change from baseline in GAD-7 by visit.
    • Change from baseline in EQ-5D-3L by visit.
    • Change from baseline in CGI S by visit and CGI I (calculated from
    predose CGI S).
    E.5.2.1Timepoint(s) of evaluation of this end point
    24 hours after the start of the infusion.
    E.6 and E.7 Scope of the trial
    E.6Scope of the trial
    E.6.1Diagnosis No
    E.6.2Prophylaxis No
    E.6.3Therapy Yes
    E.6.4Safety Yes
    E.6.5Efficacy Yes
    E.6.6Pharmacokinetic No
    E.6.7Pharmacodynamic No
    E.6.8Bioequivalence No
    E.6.9Dose response No
    E.6.10Pharmacogenetic No
    E.6.11Pharmacogenomic No
    E.6.12Pharmacoeconomic No
    E.6.13Others No
    E.7Trial type and phase
    E.7.1Human pharmacology (Phase I) No
    E.7.1.1First administration to humans No
    E.7.1.2Bioequivalence study No
    E.7.1.3Other No
    E.7.1.3.1Other trial type description
    E.7.2Therapeutic exploratory (Phase II) Yes
    E.7.3Therapeutic confirmatory (Phase III) No
    E.7.4Therapeutic use (Phase IV) No
    E.8 Design of the trial
    E.8.1Controlled Yes
    E.8.1.1Randomised Yes
    E.8.1.2Open No
    E.8.1.3Single blind No
    E.8.1.4Double blind Yes
    E.8.1.5Parallel group Yes
    E.8.1.6Cross over No
    E.8.1.7Other No
    E.8.2 Comparator of controlled trial
    E.8.2.1Other medicinal product(s) No
    E.8.2.2Placebo Yes
    E.8.2.3Other No
    E.8.2.4Number of treatment arms in the trial3
    E.8.3 The trial involves single site in the Member State concerned No
    E.8.4 The trial involves multiple sites in the Member State concerned Yes
    E.8.4.1Number of sites anticipated in Member State concerned6
    E.8.5The trial involves multiple Member States Yes
    E.8.5.1Number of sites anticipated in the EEA13
    E.8.6 Trial involving sites outside the EEA
    E.8.6.1Trial being conducted both within and outside the EEA No
    E.8.6.2Trial being conducted completely outside of the EEA No
    E.8.7Trial has a data monitoring committee No
    E.8.8 Definition of the end of the trial and justification where it is not the last visit of the last subject undergoing the trial
    LVLS
    E.8.9 Initial estimate of the duration of the trial
    E.8.9.1In the Member State concerned years1
    E.8.9.1In the Member State concerned months7
    E.8.9.1In the Member State concerned days6
    E.8.9.2In all countries concerned by the trial years1
    E.8.9.2In all countries concerned by the trial months7
    E.8.9.2In all countries concerned by the trial days6
    F. Population of Trial Subjects
    F.1 Age Range
    F.1.1Trial has subjects under 18 No
    F.1.1.1In Utero No
    F.1.1.2Preterm newborn infants (up to gestational age < 37 weeks) No
    F.1.1.3Newborns (0-27 days) No
    F.1.1.4Infants and toddlers (28 days-23 months) No
    F.1.1.5Children (2-11years) No
    F.1.1.6Adolescents (12-17 years) No
    F.1.2Adults (18-64 years) Yes
    F.1.2.1Number of subjects for this age range: 93
    F.1.3Elderly (>=65 years) No
    F.2 Gender
    F.2.1Female Yes
    F.2.2Male Yes
    F.3 Group of trial subjects
    F.3.1Healthy volunteers No
    F.3.2Patients Yes
    F.3.3Specific vulnerable populations Yes
    F.3.3.1Women of childbearing potential not using contraception No
    F.3.3.2Women of child-bearing potential using contraception Yes
    F.3.3.3Pregnant women No
    F.3.3.4Nursing women No
    F.3.3.5Emergency situation No
    F.3.3.6Subjects incapable of giving consent personally No
    F.3.3.7Others No
    F.4 Planned number of subjects to be included
    F.4.1In the member state39
    F.4.2 For a multinational trial
    F.4.2.1In the EEA 93
    F.4.2.2In the whole clinical trial 93
    F.5 Plans for treatment or care after the subject has ended the participation in the trial (if it is different from the expected normal treatment of that condition)
    Subjects will return to their normal standard of care upon completion of the study.
    G. Investigator Networks to be involved in the Trial
    N. Review by the Competent Authority or Ethics Committee in the country concerned
    N.Competent Authority Decision Authorised
    N.Date of Competent Authority Decision2021-08-03
    N.Ethics Committee Opinion of the trial applicationFavourable
    N.Ethics Committee Opinion: Reason(s) for unfavourable opinion
    N.Date of Ethics Committee Opinion2021-08-30
    P. End of Trial
    P.End of Trial StatusCompleted
    P.Date of the global end of the trial2022-11-10
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