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    Clinical Trial Results:
    Prospective, randomised, open label, multicentre Phase-III clinical trial to compare the efficacy and safety of the treatment with the autologous chondrocyte transplantation product co.don chondrosphere® (ACT3D-CS) with microfracture in subjects with cartilage defects of the knee with a defect size between 1 and 4 cm2

    Summary
    EudraCT number
    2009-016466-82
    Trial protocol
    DE   PL  
    Global end of trial date
    09 Sep 2020

    Results information
    Results version number
    v1(current)
    This version publication date
    11 Mar 2021
    First version publication date
    11 Mar 2021
    Other versions

    Trial information

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    Trial identification
    Sponsor protocol code
    cod16HS13
    Additional study identifiers
    ISRCTN number
    -
    US NCT number
    NCT01222559
    WHO universal trial number (UTN)
    -
    Sponsors
    Sponsor organisation name
    CO.DON AG
    Sponsor organisation address
    Warthestraße 21, Teltow, Germany, 14513
    Public contact
    CO.DON AG, CO.DON AG, +49 341 99190 200, klifo@codon.de
    Scientific contact
    CO.DON AG, CO.DON AG, +49 341 99190 200, klifo@codon.de
    Paediatric regulatory details
    Is trial part of an agreed paediatric investigation plan (PIP)
    No
    Does article 45 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Does article 46 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Results analysis stage
    Analysis stage
    Final
    Date of interim/final analysis
    28 Feb 2020
    Is this the analysis of the primary completion data?
    Yes
    Primary completion date
    28 Feb 2020
    Global end of trial reached?
    Yes
    Global end of trial date
    09 Sep 2020
    Was the trial ended prematurely?
    No
    General information about the trial
    Main objective of the trial
    General Objectives: - Assessment of the long-term efficacy and safety of the three-dimensional autologous chondrocyte transplantation product ACT3D-CS in comparison to microfracture (MF) for the treatment of cartilage defects of knee joints. Primary Objectives: - Change of overall KOOS (Knee Injury and Osteoarthritis Outcome Score) from Day 0 (baseline for both treatment groups=day before arthroscopy) to final assessment at 24 months after the end of the respective treatment, compared between ACT3D-CS and MF. Secondary objectives: - Assessment of several efficacy variables for all follow-up time points until 60 months: Change of KOOS and Change of KOOS subscores, MOCART MRI score, Change of modified Lysholm Score, Histological scores for cartilage repair 24 months after the respective treatment (ICRS II Histological Score, Bern Score, International Cartilage Regeneration & Joint Preservation Society (ICRS) Visual Histological Assessment Score) - Safety variables
    Protection of trial subjects
    Compliance: As the application of the test product was performed once only, by the investigator, compliance issues were not anticipated. Compliance with the study treatment was good; only two patients received below-range doses of chondrosphere because of inadequate cell growth. Other protocol deviations were mostly the use of pain medication on days when this was not allowed, incomplete questionnaires or missing visits. All patients took part in, and were compliant with, the post-operative rehabilitation programme. Rescue medication: In case of pain, patients agreed only to use paracetamol in a mono- (maximum 4 g/day) or combination preparation and oral and/or topical NSAIDs during the trial, and to discontinue the use of these one week before each visit (whereby the use of paracetamol mono-preparation, maximum 4 g/day was allowed). However, in the morning of the visit day, no pain medication at all was allowed. Other pain medications were allowed during the surgical procedure and could be taken for a period not exceeding 4 weeks after surgery. Precautionary and prohibited medications and procedures: For Group A (ACT3D-CS) the following rule was instituted: If propofol was used for anaesthesia on the day of the first arthroscopy, the taking of patient's own blood for use in cultivation of the chondrocytes in the patient's serum was to take place at least 4 hours after the end of propofol application. This was done because serum containing propofol is not suitable for the cultivation of chondrocytes. Patient follow-up after treatment: Follow-up visits were performed at close intervals to monitor efficacy and safety after treatment. Monitoring/auditing: Regular on-site monitoring was performed (as described in detail in the Monitoring Plan of this study) as well as quality-assurance audits by CO.DON AG or its designees. The clinical monitor and auditor reviewed all eCRFs and written Informed Consent forms.
    Background therapy
    -
    Evidence for comparator
    Comparator used: Microfracture is a marrow-stimulating method based on the penetration of the subchondral bone plate at the bottom of the cartilage defect. Different instruments such as the bent awls used in microfracturing create persisting holes in the bone plate. The outflowing bone-marrow blood contains the pluripotent stem cells (hMSC) which are able to differentiate mainly into fibrochondrocytes, resulting in fibrocartilage repair. Microfracture has been one of the comparators favoured by the Committee for Medicinal Products for Human Use (CHMP) during the Scientific Advice Procedure. Despite its restriction to small defects in clinical practice, microfracture is selected as the most reasonable comparator to date.
    Actual start date of recruitment
    01 Oct 2010
    Long term follow-up planned
    No
    Independent data monitoring committee (IDMC) involvement?
    No
    Population of trial subjects
    Number of subjects enrolled per country
    Country: Number of subjects enrolled
    Poland: 12
    Country: Number of subjects enrolled
    Germany: 90
    Worldwide total number of subjects
    102
    EEA total number of subjects
    102
    Number of subjects enrolled per age group
    In utero
    0
    Preterm newborn - gestational age < 37 wk
    0
    Newborns (0-27 days)
    0
    Infants and toddlers (28 days-23 months)
    0
    Children (2-11 years)
    0
    Adolescents (12-17 years)
    0
    Adults (18-64 years)
    102
    From 65 to 84 years
    0
    85 years and over
    0

    Subject disposition

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    Recruitment
    Recruitment details
    Patients were recruited at 11 sites from October 2010 to December 2014 (9 German sites, 3 Polish sites).

    Pre-assignment
    Screening details
    All patients with cartilage defects consulting the investigator during the recruitment phase of this clinical trial were informed of the trial. Patients who were interested in study participation, and had carefully read the Patient Information and Consent Form and had signed and dated it, were screened for eligibility (163 patients screened).

    Period 1
    Period 1 title
    Day 0 (before first arthroscopy)
    Is this the baseline period?
    Yes
    Allocation method
    Randomised - controlled
    Blinding used
    Not blinded

    Arms
    Are arms mutually exclusive
    Yes

    Arm title
    ACT3D-CS
    Arm description
    Autologous chondrocyte implantation (ACI) is based on the arthroscopic harvesting of the patient's own chondrocytes isolated from healthy cartilage, their culture in vitro to develop 3-dimensional spheroids (ACT3D-CS), and the subsequent implantation of these into the cartilage defect, resulting in hyaline cartilage repair.
    Arm type
    Experimental

    Investigational medicinal product name
    Spherox 10-70 spheroids/cm2 implantation suspension
    Investigational medicinal product code
    M09AX02 (ACT code)
    Other name
    The product was originally named co.don chondrosphere® in the study protocol and the relevant study documents.
    Pharmaceutical forms
    Solution and suspension for suspension for injection in pre-filled syringe
    Routes of administration
    Intraarticular use
    Dosage and administration details
    Harvesting of a cartilage biopsy under arthroscopy and arthroscopic administration of the product by implantation at a dose level of 10–70 spheroids/cm2.

    Arm title
    Microfracture
    Arm description
    Microfracture is a marrow-stimulating method based on the penetration of the subchondral bone plate at the bottom of the cartilage defect. Different instruments such as the bent awls used in microfracturing create persisting holes in the bone plate. The outflowing bone-marrow blood contains the pluripotent stem cells (hMSC) which are able to differentiate mainly into fibrochondrocytes, resulting in fibrocartilage repair.
    Arm type
    comparator surgical treatment

    Investigational medicinal product name
    No investigational medicinal product assigned in this arm
    Number of subjects in period 1
    ACT3D-CS Microfracture
    Started
    52
    50
    Completed
    52
    50
    Period 2
    Period 2 title
    main study period (0-60 months)
    Is this the baseline period?
    No
    Allocation method
    Randomised - controlled
    Blinding used
    Not blinded

    Arms
    Are arms mutually exclusive
    Yes

    Arm title
    ACT3D-CS
    Arm description
    Autologous chondrocyte implantation (ACI) is based on the arthroscopic harvesting of the patient's own chondrocytes isolated from healthy cartilage, their culture in vitro to develop 3-dimensional spheroids (ACT3D-CS), and the subsequent implantation of these into the cartilage defect, resulting in hyaline cartilage repair.
    Arm type
    Experimental

    Investigational medicinal product name
    Spherox 10-70 spheroids/cm2 implantation suspension
    Investigational medicinal product code
    M09AX02 (ACT code)
    Other name
    The product was originally named co.don chondrosphere® in the study protocol and the relevant study documents.
    Pharmaceutical forms
    Solution and suspension for suspension for injection in pre-filled syringe
    Routes of administration
    Intraarticular use
    Dosage and administration details
    Harvesting of a cartilage biopsy under arthroscopy and arthroscopic administration of the product by implantation at a dose level of 10–70 spheroids/cm2.

    Arm title
    Microfracture
    Arm description
    Microfracture is a marrow-stimulating method based on the penetration of the subchondral bone plate at the bottom of the cartilage defect. Different instruments such as the bent awls used in microfracturing create persisting holes in the bone plate. The outflowing bone-marrow blood contains the pluripotent stem cells (hMSC) which are able to differentiate mainly into fibrochondrocytes, resulting in fibrocartilage repair.
    Arm type
    comparator surgical treatment

    Investigational medicinal product name
    No investigational medicinal product assigned in this arm
    Number of subjects in period 2
    ACT3D-CS Microfracture
    Started
    52
    50
    Completed
    23
    27
    Not completed
    29
    23
         Microfracture not performed
    -
    1
         No baseline value
    3
    -
         Inadequate spheroid growth
    1
    -
         Protocol deviation
    25
    22

    Baseline characteristics

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    Baseline characteristics reporting groups
    Reporting group title
    ACT3D-CS
    Reporting group description
    Autologous chondrocyte implantation (ACI) is based on the arthroscopic harvesting of the patient's own chondrocytes isolated from healthy cartilage, their culture in vitro to develop 3-dimensional spheroids (ACT3D-CS), and the subsequent implantation of these into the cartilage defect, resulting in hyaline cartilage repair.

    Reporting group title
    Microfracture
    Reporting group description
    Microfracture is a marrow-stimulating method based on the penetration of the subchondral bone plate at the bottom of the cartilage defect. Different instruments such as the bent awls used in microfracturing create persisting holes in the bone plate. The outflowing bone-marrow blood contains the pluripotent stem cells (hMSC) which are able to differentiate mainly into fibrochondrocytes, resulting in fibrocartilage repair.

    Reporting group values
    ACT3D-CS Microfracture Total
    Number of subjects
    52 50 102
    Age categorical
    Units: Subjects
        In utero
    0 0 0
        Preterm newborn infants (gestational age < 37 wks)
    0 0 0
        Newborns (0-27 days)
    0 0 0
        Infants and toddlers (28 days-23 months)
    0 0 0
        Children (2-11 years)
    0 0 0
        Adolescents (12-17 years)
    0 0 0
        Adults (18-64 years)
    0 0 0
        From 65-84 years
    0 0 0
        85 years and over
    0 0 0
        18–34 years inclusive
    19 18 37
        35–50 years inclusive
    33 32 65
    Age continuous
    Units: years
        arithmetic mean (standard deviation)
    36 ( 10 ) 37 ( 9 ) -
    Gender categorical
    Units: Subjects
        Female
    19 22 41
        Male
    33 28 61
    Subject analysis sets

    Subject analysis set title
    Safety
    Subject analysis set type
    Safety analysis
    Subject analysis set description
    All patients who signed an informed consent and were successfully randomised. ACT3D-CS: 52 patients Microfracture: 50 patients

    Subject analysis set title
    ITT1
    Subject analysis set type
    Intention-to-treat
    Subject analysis set description
    All patients who (i) were successfully randomised, (ii) received either ACT3D-CS on the day of implantation or microfracture on the day of arthroscopy, and (iii) completed the KOOS questionnaire at baseline and/or Day 0'. ACT3D-CS: 48 patients Microfracture: 49 patients

    Subject analysis set title
    ITT2
    Subject analysis set type
    Modified intention-to-treat
    Subject analysis set description
    All patients who (i) were successfully randomised, (ii) for whom an arthroscopy was performed and (iii) completed the KOOS questionnaire at baseline. (Thus, if a patient in the ACT3D-CS group left the study between arthroscopy and implantation, the patient was to be included in the ITT2 but not in the ITT1 population.) ACT3D-CS: 49 patients Microfracture: 50 patients

    Subject analysis set title
    PP
    Subject analysis set type
    Per protocol
    Subject analysis set description
    All patients of the ITT1 population without major protocol violations (according to the statistical analysis plan: Visit missing (for non-inclusion in the PP set, this was only treated as a major protocol violation for the analysis at the missed visit in question; for subsequent visits attended by the patient it was treated as a minor violation), early discontinuation (before visit after 6 weeks), Inclusion/Exclusion criteria violation at screening or baseline, randomised patients for ACT3D-CS not treated by ACT3D-CS, treatment failure, manufacture of ACT3D-CS not possible, any major violation of GCP by participants of the trial (except patients), withdrawal of informed consent by the patient was treated as a major protocol violation for the purposes of statistical analysis, although the withdrawal as such was explicitly permitted by the study protocol in line with GCP. ACT3D-CS: 23 patients Microfracture: 27 patients

    Subject analysis sets values
    Safety ITT1 ITT2 PP
    Number of subjects
    102
    97
    99
    50
    Age categorical
    Units: Subjects
        In utero
    0
    0
    0
    0
        Preterm newborn infants (gestational age < 37 wks)
    0
    0
    0
    0
        Newborns (0-27 days)
    0
    0
    0
    0
        Infants and toddlers (28 days-23 months)
    0
    0
    0
    0
        Children (2-11 years)
    0
    0
    0
    0
        Adolescents (12-17 years)
    0
    0
    0
    0
        Adults (18-64 years)
    0
    0
    0
    0
        From 65-84 years
    0
    0
    0
    0
        85 years and over
    0
    0
    0
    0
        18–34 years inclusive
    37
    36
    36
    18
        35–50 years inclusive
    65
    61
    63
    32
    Age continuous
    Units: years
        arithmetic mean (standard deviation)
    37 ( 9 )
    37 ( 9 )
    37 ( 9 )
    36 ( 10 )
    Gender categorical
    Units: Subjects
        Female
    41
    40
    40
    18
        Male
    61
    57
    59
    32

    End points

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    End points reporting groups
    Reporting group title
    ACT3D-CS
    Reporting group description
    Autologous chondrocyte implantation (ACI) is based on the arthroscopic harvesting of the patient's own chondrocytes isolated from healthy cartilage, their culture in vitro to develop 3-dimensional spheroids (ACT3D-CS), and the subsequent implantation of these into the cartilage defect, resulting in hyaline cartilage repair.

    Reporting group title
    Microfracture
    Reporting group description
    Microfracture is a marrow-stimulating method based on the penetration of the subchondral bone plate at the bottom of the cartilage defect. Different instruments such as the bent awls used in microfracturing create persisting holes in the bone plate. The outflowing bone-marrow blood contains the pluripotent stem cells (hMSC) which are able to differentiate mainly into fibrochondrocytes, resulting in fibrocartilage repair.
    Reporting group title
    ACT3D-CS
    Reporting group description
    Autologous chondrocyte implantation (ACI) is based on the arthroscopic harvesting of the patient's own chondrocytes isolated from healthy cartilage, their culture in vitro to develop 3-dimensional spheroids (ACT3D-CS), and the subsequent implantation of these into the cartilage defect, resulting in hyaline cartilage repair.

    Reporting group title
    Microfracture
    Reporting group description
    Microfracture is a marrow-stimulating method based on the penetration of the subchondral bone plate at the bottom of the cartilage defect. Different instruments such as the bent awls used in microfracturing create persisting holes in the bone plate. The outflowing bone-marrow blood contains the pluripotent stem cells (hMSC) which are able to differentiate mainly into fibrochondrocytes, resulting in fibrocartilage repair.

    Subject analysis set title
    Safety
    Subject analysis set type
    Safety analysis
    Subject analysis set description
    All patients who signed an informed consent and were successfully randomised. ACT3D-CS: 52 patients Microfracture: 50 patients

    Subject analysis set title
    ITT1
    Subject analysis set type
    Intention-to-treat
    Subject analysis set description
    All patients who (i) were successfully randomised, (ii) received either ACT3D-CS on the day of implantation or microfracture on the day of arthroscopy, and (iii) completed the KOOS questionnaire at baseline and/or Day 0'. ACT3D-CS: 48 patients Microfracture: 49 patients

    Subject analysis set title
    ITT2
    Subject analysis set type
    Modified intention-to-treat
    Subject analysis set description
    All patients who (i) were successfully randomised, (ii) for whom an arthroscopy was performed and (iii) completed the KOOS questionnaire at baseline. (Thus, if a patient in the ACT3D-CS group left the study between arthroscopy and implantation, the patient was to be included in the ITT2 but not in the ITT1 population.) ACT3D-CS: 49 patients Microfracture: 50 patients

    Subject analysis set title
    PP
    Subject analysis set type
    Per protocol
    Subject analysis set description
    All patients of the ITT1 population without major protocol violations (according to the statistical analysis plan: Visit missing (for non-inclusion in the PP set, this was only treated as a major protocol violation for the analysis at the missed visit in question; for subsequent visits attended by the patient it was treated as a minor violation), early discontinuation (before visit after 6 weeks), Inclusion/Exclusion criteria violation at screening or baseline, randomised patients for ACT3D-CS not treated by ACT3D-CS, treatment failure, manufacture of ACT3D-CS not possible, any major violation of GCP by participants of the trial (except patients), withdrawal of informed consent by the patient was treated as a major protocol violation for the purposes of statistical analysis, although the withdrawal as such was explicitly permitted by the study protocol in line with GCP. ACT3D-CS: 23 patients Microfracture: 27 patients

    Primary: Change of Overall KOOS Day0 - 24 months (ITT1)

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    End point title
    Change of Overall KOOS Day0 - 24 months (ITT1)
    End point description
    Knee Injury and Osteoarthritis Outcome Score (42-item, self-administered, self-explanatory questionnaire)
    End point type
    Primary
    End point timeframe
    Change of overall KOOS from Day 0 (baseline for both treatment groups = pre-arthroscopy assessment) to final assessment 24 months after the end of the respective treatment, compared between the two study treatment groups (ACT3D-CS and microfracture).
    End point values
    ACT3D-CS Microfracture
    Number of subjects analysed
    48
    49
    Units: 0-100
        arithmetic mean (standard deviation)
    24.9 ( 17.4 )
    21.5 ( 15.7 )
    Attachments
    Repeated measure ANCOVA 24 months non-inferiority
    Statistical analysis title
    Non-inferiority analysis 24 month [1]
    Statistical analysis description
    Repeated-measures ANCOVA testing for non-inferiority of the change in overall KOOS (Day0 - 24 months) of ACT3D-CS vis-à-vis microfracture at 24 months (least-square mean difference from baseline for ACT3D-CS minus mean difference from baseline for microfracture).
    Comparison groups
    ACT3D-CS v Microfracture
    Number of subjects included in analysis
    97
    Analysis specification
    Pre-specified
    Analysis type
    non-inferiority
    P-value
    < 0.0001
    Method
    ANCOVA
    Parameter type
    least-square mean difference
    Point estimate
    5.5
    Confidence interval
         level
    95%
         sides
    2-sided
         lower limit
    -0.8
         upper limit
    -
    Notes
    [1] - A low or upper value for the confidence interval may be missing. Values for both the lower and upper limit are expected to be provided with a 2-sided confidence interval.
    Justification: Only the lower confidence interval is relevant for interpreting the result in terms of non-inferiority/superiority compared to the comparator surgical treatment.

    Secondary: Change of Overall KOOS Day0 - 60 months (ITT1)

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    End point title
    Change of Overall KOOS Day0 - 60 months (ITT1)
    End point description
    Knee Injury and Osteoarthritis Outcome Score (42-item, self-administered, self-explanatory questionnaire). Data for 60 months follow-up is reported here. Data for other follow-up time points is provided in attachment (V1 - 6 weeks, V2 - 3 months, V3 - 6 months, V4 - 12 month, V5 - 18 months, V6 - 24 months, V7 - 36 months, V8 - 48 month, V9 - 60 month).
    End point type
    Secondary
    End point timeframe
    Change of overall KOOS from baseline (Day 0) to 12 months (interim analysis), 24 months (final analysis) and 36, 48 and 60 months follow-up analyses were compared between ACT3D-CS and microfracture.
    End point values
    ACT3D-CS Microfracture
    Number of subjects analysed
    48
    49
    Units: 1-100
        arithmetic mean (standard deviation)
    28.0 ( 18.4 )
    23.7 ( 19.9 )
    Attachments
    Mean Difference of overall KOOS to Baseline
    No statistical analyses for this end point

    Secondary: Change of Overall KOOS Day0/Day0` - 60 months (ITT1)

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    End point title
    Change of Overall KOOS Day0/Day0` - 60 months (ITT1)
    End point description
    Knee Injury and Osteoarthritis Outcome Score (42-item, self-administered, self-explanatory questionnaire). Data for 60 months follow-up is reported here. Data for other follow-up time points is provided in attachment (V1 - 6 weeks, V2 - 3 months, V3 - 6 months, V4 - 12 month, V5 - 18 months, V6 - 24 months, V7 - 36 months, V8 - 48 month, V9 - 60 month).
    End point type
    Secondary
    End point timeframe
    Change of overall KOOS from Day 0 for microfracture (day before arthroscopy) or from Day 0' (day before implantation) for ACT3D-CS to 12, 24, 36, 48 and 60 months after the end of respective treatment.
    End point values
    ACT3D-CS Microfracture
    Number of subjects analysed
    48
    49
    Units: 0-100
        arithmetic mean (standard deviation)
    23.4 ( 17.7 )
    23.7 ( 19.9 )
    Attachments
    Mean Difference of KOOS to day 0 (MF)/0’(ACT3D-CS)
    No statistical analyses for this end point

    Secondary: Change of KOOS subscores Day0 - 60 months (ITT1)

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    End point title
    Change of KOOS subscores Day0 - 60 months (ITT1)
    End point description
    Knee Injury and Osteoarthritis Outcome Score (42-item, self-administered, self-explanatory questionnaire). Data for subscore "pain" 60 months follow-up is reported here. Data for all Subscores and follow-up time points is provided in the attachment (V1 - 6 weeks, V2 - 3 months, V3 - 6 months, V4 - 12 month, V5 - 18 months, V6 - 24 months, V7 - 36 months, V8 - 48 month, V9 - 60 month).
    End point type
    Secondary
    End point timeframe
    Change of the 5 subscores of the KOOS (pain, other symptoms, function in daily living (activities of daily living), function in sport and recreation, knee-related quality of life) from baseline (Day 0) to 12, 24, 36, 48 and 60 months.
    End point values
    ACT3D-CS Microfracture
    Number of subjects analysed
    48
    49
    Units: 1-100
        arithmetic mean (standard deviation)
    87.2 ( 19.5 )
    80.0 ( 18.4 )
    Attachments
    KOOS subscores
    KOOS subscores non-inferiority
    No statistical analyses for this end point

    Secondary: MOCART Score Day0 - 60 months (ITT1)

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    End point title
    MOCART Score Day0 - 60 months (ITT1)
    End point description
    MOCART - Magnetic Resonance Observation of Cartilage Repair Tissue (including 9 subscores). Number of subjects analyzed varies between follow-up time points (see subject numbers in the attachment). Data for 60 months follow-up is reported here. Data for other follow-up time points is provided in the attachment (V1 - 6 weeks, V2 - 3 months, V3 - 6 months, V4 - 12 month, V5 - 18 months, V6 - 24 months, V7 - 36 months, V8 - 48 month, V9 - 60 month).
    End point type
    Secondary
    End point timeframe
    MOCART (MRI Score) 12, 24, 36, 48 and 60 months after implantation or microfracture compared between the treatment groups.
    End point values
    ACT3D-CS Microfracture
    Number of subjects analysed
    47 [2]
    43 [3]
    Units: 1-100
        arithmetic mean (standard deviation)
    71.4 ( 14.8 )
    76.7 ( 14.9 )
    Attachments
    MOCART
    Notes
    [2] - out of ITT1 population (difference from total ITT1 population size ia due to missing results)
    [3] - out of ITT1 population (difference from total ITT1 population size ia due to missing results)
    No statistical analyses for this end point

    Secondary: Cartilage Repair Assessment (ITT1)

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    End point title
    Cartilage Repair Assessment (ITT1)
    End point description
    Assessment of cartilage repair according to ICRS compared between the treatment groups. This was only assessed for those patients who had consented to the additional arthroscopy as a “second-look” arthroscopy to be performed during Visit 6 (24 months follow-up). Here we only state data for number of patients with "normal" ICRS grade I cartilage as assessed during “second-look” arthroscopy. The full data for all ICRS grades is presented in the attachment in % of the number of patients assessed in the respective treatment arm.
    End point type
    Secondary
    End point timeframe
    Arthroscopy and biopsy 24 months after implantation/microfracture.
    End point values
    ACT3D-CS Microfracture
    Number of subjects analysed
    9 [4]
    7 [5]
    Units: Numbers of patients
    2
    1
    Attachments
    ICRS cartilage repair 24 months
    Notes
    [4] - out of ITT1 population
    [5] - out of ITT1 population
    No statistical analyses for this end point

    Secondary: ICRS Visual Histological Assessment Score (Safety)

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    End point title
    ICRS Visual Histological Assessment Score (Safety)
    End point description
    This scoring system allows one to assess the quality of the regenerated tissue and the extent to which its characteristics resemble those of native hyaline cartilage. The highest score of 3 reflects an ideal repair result of the hyaline cartilage, whereas the lowest score of 0 reflects the poorest repair result. Analyzed was the number of patients reaching a certain result in a certain criterion. Here we present only the number of patients for the criterion "surface" with the result "Smooth/continuous". All other data can be found in the attachment.
    End point type
    Secondary
    End point timeframe
    at final assessment (24 months) compared between the treatment groups
    End point values
    ACT3D-CS Microfracture
    Number of subjects analysed
    9 [6]
    7 [7]
    Units: number of patients
    2
    3
    Attachments
    ICRS assessment
    Notes
    [6] - out of Safety population
    [7] - out of Safety population
    No statistical analyses for this end point

    Secondary: Bern Score (ITT1)

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    End point title
    Bern Score (ITT1)
    End point description
    The Bern scoring system was applied to assess the formation of repair tissue in the R-biopsies (taken at "second-look"arthroscopy). The scoring includes the uniformity and intensity of the extracellular matrix (ECM) staining by Safranin O, which stains the proteoglycans in cartilage ECM (maximum score of 3). In addition, it assesses the amount of matrix present between the cells, as mature hyaline cartilage displays a low cell density with large amounts of matrix (maximum score of 3). The last category evaluates cellular morphology (maximum score of 3). A maximum score of 9 can be obtained, which would reflect mature hyaline cartilage. Markers stained: collagen type II, aggrecan, collagen type I, CEP-68 (CRTAC1), EBF3, COMP, osteocalcin, LPL, S100B, NRN1, DLK1/Pref-1 and CD13 collagen type I, II, aggrecan, CEP-68 (CRTAC1), COMP and S100B.
    End point type
    Secondary
    End point timeframe
    at final assessment (24 months) compared between the treatment groups.
    End point values
    ACT3D-CS Microfracture
    Number of subjects analysed
    8 [8]
    7 [9]
    Units: 0-9
        arithmetic mean (standard deviation)
    6.1 ( 1.6 )
    5.9 ( 2.5 )
    Attachments
    Bern Score
    Notes
    [8] - out of ITT1 population
    [9] - out of ITT1 population
    No statistical analyses for this end point

    Secondary: ICRS II Histological Score (ITT1)

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    End point title
    ICRS II Histological Score (ITT1)
    End point description
    ICRS II was developed comprising 14 criteria to assess parameters related to chondrocyte phenotype and tissue structure based on immunohistochemical staining. A visual analogue scale (0-100 mm) is used for scoring.
    End point type
    Secondary
    End point timeframe
    at final assessment (24 months) compared between the treatment groups
    End point values
    ACT3D-CS Microfracture
    Number of subjects analysed
    9 [10]
    7 [11]
    Units: 1-100
        arithmetic mean (standard deviation)
    58.8 ( 17.3 )
    42.9 ( 22.1 )
    Attachments
    ICRS II
    Notes
    [10] - out of ITT1 population
    [11] - out of ITT1 population
    No statistical analyses for this end point

    Secondary: Change of modified Lysholm Score (ITT1)

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    End point title
    Change of modified Lysholm Score (ITT1)
    End point description
    The Lysholm Score (Lysholm Knee Scale) is an 8-item questionnaire that was originally designed as an outcome measure for ligament reconstruction but is commonly used as a measure for knee chondral damage. By removing the swelling item and using unweighted scores, a modified version of the Lysholm Knee Scale according to Smith et al. (2008) was used as an outcome measure for knee chondral damage. Data for 60 months follow-up is reported here. Data for other follow-up time points is provided in attachment (V1 - 6 weeks, V2 - 3 months, V3 - 6 months, V4 - 12 month, V5 - 18 months, V6 - 24 months, V7 - 36 months, V8 - 48 month, V9 - 60 month).
    End point type
    Secondary
    End point timeframe
    Change of modified Lysholm Score from baseline (Day 0) to 12, 24, 36, 48 and 60 months after the end of the respective treatment, compared between the treatment groups
    End point values
    ACT3D-CS Microfracture
    Number of subjects analysed
    48
    49
    Units: 0-24
        arithmetic mean (standard deviation)
    5.7 ( 4.2 )
    4.8 ( 3.9 )
    Attachments
    Mean change of modified Lysholm Score
    No statistical analyses for this end point

    Secondary: IKDC Score Knee Examination Form – overall assessment (ITT1)

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    End point title
    IKDC Score Knee Examination Form – overall assessment (ITT1)
    End point description
    With the IKDC Subjective Knee Evaluation Form of the ICRS Cartilage Injury Evaluation Package (2000), the patient assesses his/her subjective symptoms and functioning of the knee during the past 4 weeks. The IKDC Subjective Knee Evaluation Form is scored by summing the scores for the individual items and then transforming the score to a scale that ranges from 0 to 100. The overall IKDC score was assessed in terms of the grades A–D, where ‘A’ represents a good rating and ‘D’ a poor one. Here we only state the number of patients with grade A at 60 months follow-up in the respective treatment arms. Data for all follow-up time points and grades is provided in the attachment in % of the number of patients (V1 - 6 weeks, V2 - 3 months, V3 - 6 months, V4 - 12 month, V5 - 18 months, V6 - 24 months, V7 - 36 months, V8 - 48 month, V9 - 60 month).
    End point type
    Secondary
    End point timeframe
    from baseline (Day 0) to 12, 24, 36, 48 and 60 months after the end of the respective treatment, compared between the treatment groups
    End point values
    ACT3D-CS Microfracture
    Number of subjects analysed
    48
    49
    Units: Number of patients
    45
    39
    Attachments
    IKDC Score
    No statistical analyses for this end point

    Adverse events

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    Adverse events information
    Timeframe for reporting adverse events
    From baseline to 60-month follow-up. The start day of adverse-event reporting was the date on which the Informed Consent form was signed by the patient.
    Adverse event reporting additional description
    Please note: The frequency threshold for reporting non-serious adverse events was ≥3 patients over all reporting groups.
    Assessment type
    Systematic
    Dictionary used for adverse event reporting
    Dictionary name
    MedDRA
    Dictionary version
    15.1
    Reporting groups
    Reporting group title
    ACT3D-CS
    Reporting group description
    Autologous chondrocyte implantation (ACI) is based on the arthroscopic harvesting of the patient's own chondrocytes isolated from healthy cartilage, their culture in vitro to develop 3-dimensional spheroids (ACT3D-CS), and the subsequent implantation of these into the cartilage defect, resulting in hyaline cartilage repair.

    Reporting group title
    Microfracture
    Reporting group description
    Microfracture is a marrow-stimulating method based on the penetration of the subchondral bone plate at the bottom of the cartilage defect. Different instruments such as the bent awls used in microfracturing create persisting holes in the bone plate. The outflowing bone-marrow blood contains the pluripotent stem cells (hMSC) which are able to differentiate mainly into fibrochondrocytes, resulting in fibrocartilage repair.

    Serious adverse events
    ACT3D-CS Microfracture
    Total subjects affected by serious adverse events
         subjects affected / exposed
    7 / 52 (13.46%)
    8 / 50 (16.00%)
         number of deaths (all causes)
    0
    1
         number of deaths resulting from adverse events
    0
    Neoplasms benign, malignant and unspecified (incl cysts and polyps)
    Abdominal neoplasm
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Adrenocortical carcinoma
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Breast cancer female
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Hodgkin's disease
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Injury, poisoning and procedural complications
    Cartilage injury
         subjects affected / exposed
    0 / 52 (0.00%)
    2 / 50 (4.00%)
         occurrences causally related to treatment / all
    0 / 0
    1 / 2
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Meniscus lesion
         subjects affected / exposed
    0 / 52 (0.00%)
    1 / 50 (2.00%)
         occurrences causally related to treatment / all
    0 / 0
    2 / 2
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Ankle fracture
         subjects affected / exposed
    0 / 52 (0.00%)
    1 / 50 (2.00%)
         occurrences causally related to treatment / all
    0 / 0
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Vascular disorders
    Deep vein thrombosis
         subjects affected / exposed
    0 / 52 (0.00%)
    1 / 50 (2.00%)
         occurrences causally related to treatment / all
    0 / 0
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Cardiac disorders
    Cardiac arrest
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Sinus tachycardia
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Nervous system disorders
    Headache
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Eye disorders
    Visual impairment
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Gastrointestinal disorders
    Inguinal hernia
         subjects affected / exposed
    0 / 52 (0.00%)
    1 / 50 (2.00%)
         occurrences causally related to treatment / all
    0 / 0
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Hepatobiliary disorders
    Biliary colic
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Renal and urinary disorders
    Renal failure acute
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 2
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Psychiatric disorders
    Completed suicide
         subjects affected / exposed
    0 / 52 (0.00%)
    1 / 50 (2.00%)
         occurrences causally related to treatment / all
    0 / 0
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    0 / 1
    Musculoskeletal and connective tissue disorders
    Arthralgia
         subjects affected / exposed
    0 / 52 (0.00%)
    3 / 50 (6.00%)
         occurrences causally related to treatment / all
    0 / 0
    2 / 3
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Back pain
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Bone marrow oedema
         subjects affected / exposed
    0 / 52 (0.00%)
    1 / 50 (2.00%)
         occurrences causally related to treatment / all
    0 / 0
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Chondromalacia
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Facet joint syndrome
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Intervertebral disc protrusion
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Joint adhesion
         subjects affected / exposed
    0 / 52 (0.00%)
    1 / 50 (2.00%)
         occurrences causally related to treatment / all
    0 / 0
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Joint swelling
         subjects affected / exposed
    0 / 52 (0.00%)
    1 / 50 (2.00%)
         occurrences causally related to treatment / all
    0 / 0
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Osteochondrosis
         subjects affected / exposed
    0 / 52 (0.00%)
    1 / 50 (2.00%)
         occurrences causally related to treatment / all
    0 / 0
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Rotator cuff syndrome
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Infections and infestations
    Cellulitis
         subjects affected / exposed
    0 / 52 (0.00%)
    1 / 50 (2.00%)
         occurrences causally related to treatment / all
    0 / 0
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Cystitis
         subjects affected / exposed
    1 / 52 (1.92%)
    0 / 50 (0.00%)
         occurrences causally related to treatment / all
    0 / 1
    0 / 0
         deaths causally related to treatment / all
    0 / 0
    0 / 0
    Frequency threshold for reporting non-serious adverse events: 0%
    Non-serious adverse events
    ACT3D-CS Microfracture
    Total subjects affected by non serious adverse events
         subjects affected / exposed
    40 / 52 (76.92%)
    40 / 50 (80.00%)
    Injury, poisoning and procedural complications
    Ligament sprain
         subjects affected / exposed
    4 / 52 (7.69%)
    6 / 50 (12.00%)
         occurrences all number
    8
    6
    Contusion
         subjects affected / exposed
    6 / 52 (11.54%)
    3 / 50 (6.00%)
         occurrences all number
    6
    3
    Ligament rupture
         subjects affected / exposed
    3 / 52 (5.77%)
    2 / 50 (4.00%)
         occurrences all number
    3
    2
    Hand fracture
         subjects affected / exposed
    1 / 52 (1.92%)
    2 / 50 (4.00%)
         occurrences all number
    1
    2
    Vascular disorders
    Hypertension
         subjects affected / exposed
    5 / 52 (9.62%)
    3 / 50 (6.00%)
         occurrences all number
    5
    3
    Nervous system disorders
    Headache
         subjects affected / exposed
    2 / 52 (3.85%)
    2 / 50 (4.00%)
         occurrences all number
    3
    4
    Sciatica
         subjects affected / exposed
    0 / 52 (0.00%)
    2 / 50 (4.00%)
         occurrences all number
    0
    2
    General disorders and administration site conditions
    Gait disturbance
         subjects affected / exposed
    1 / 52 (1.92%)
    1 / 50 (2.00%)
         occurrences all number
    3
    1
    Gastrointestinal disorders
    Gastrooesophageal reflux disease
         subjects affected / exposed
    1 / 52 (1.92%)
    2 / 50 (4.00%)
         occurrences all number
    1
    2
    Musculoskeletal and connective tissue disorders
    Arthralgia
         subjects affected / exposed
    22 / 52 (42.31%)
    23 / 50 (46.00%)
         occurrences all number
    29
    32
    Joint effusion
         subjects affected / exposed
    18 / 52 (34.62%)
    17 / 50 (34.00%)
         occurrences all number
    24
    23
    Joint swelling
         subjects affected / exposed
    11 / 52 (21.15%)
    14 / 50 (28.00%)
         occurrences all number
    13
    16
    Back pain
         subjects affected / exposed
    6 / 52 (11.54%)
    4 / 50 (8.00%)
         occurrences all number
    8
    4
    Chondromalacia
         subjects affected / exposed
    4 / 52 (7.69%)
    5 / 50 (10.00%)
         occurrences all number
    4
    6
    Bone marrow oedema
         subjects affected / exposed
    1 / 52 (1.92%)
    4 / 50 (8.00%)
         occurrences all number
    1
    4
    Intervertebral disc protrusion
         subjects affected / exposed
    2 / 52 (3.85%)
    1 / 50 (2.00%)
         occurrences all number
    2
    1
    Tendonitis
         subjects affected / exposed
    4 / 52 (7.69%)
    0 / 50 (0.00%)
         occurrences all number
    4
    0
    Osteoarthritis
         subjects affected / exposed
    2 / 52 (3.85%)
    1 / 50 (2.00%)
         occurrences all number
    2
    1
    Cartilage injury
         subjects affected / exposed
    2 / 52 (3.85%)
    1 / 50 (2.00%)
         occurrences all number
    2
    1
    Infections and infestations
    Nasopharyngitis
         subjects affected / exposed
    7 / 52 (13.46%)
    2 / 50 (4.00%)
         occurrences all number
    13
    2
    Bronchitis
         subjects affected / exposed
    3 / 52 (5.77%)
    1 / 50 (2.00%)
         occurrences all number
    4
    2
    Metabolism and nutrition disorders
    Hypertriglyceridaemia
         subjects affected / exposed
    2 / 52 (3.85%)
    1 / 50 (2.00%)
         occurrences all number
    2
    1

    More information

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    Substantial protocol amendments (globally)

    Were there any global substantial amendments to the protocol? Yes
    Date
    Amendment
    07 Mar 2012
    extension of recruitment period; changes of in- and exclusion criteria to reflect general practice, for procedural clarifications, and to widen patient population; IMPD and IB update
    31 Jan 2013
    Adapted timelines to achieve the study recruitment target; adapted statistical details concerning the sample size.
    21 Mar 2014
    Expansion of the recruitment sites to Poland; adding a further score for histological assessment; adaption of time windows for the visits V3 to V9 due to the experience of the study sites; addition of a definition and a form to document patients who are lost to follow up; more detailed information for AE documentation; adapted timelines to achieve the study recruitment target; version update operating and product information on co.don chondrosphere
    01 Jun 2015
    Updated timelines and number of the final sample size and number of participating sites due to achievement of the target sample site; further back-up markers for histology; update to release-relevant analyzes; correction of incorrect approach with pregnant patients; version update operating and product information on co.don chondrosphere
    07 Nov 2017
    Update of markers for histology; clarification of name change of the IMP

    Interruptions (globally)

    Were there any global interruptions to the trial? No

    Limitations and caveats

    Limitations of the trial such as small numbers of subjects analysed or technical problems leading to unreliable data.
    None reported

    Online references

    http://www.ncbi.nlm.nih.gov/pubmed/31317047
    http://www.ncbi.nlm.nih.gov/pubmed/31893951
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