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    Clinical Trial Results:
    Dual blockage with Afatinib and Trastuzumab as neooadjuvant treatment for patients with lo-cally advanced or operable breast cancer receiving taxane-anthracycline containing chemo-therapy (DAFNE study).

    Summary
    EudraCT number
    2011-004704-38
    Trial protocol
    DE  
    Global end of trial date
    19 Feb 2014

    Results information
    Results version number
    v1(current)
    This version publication date
    14 Sep 2022
    First version publication date
    14 Sep 2022
    Other versions
    Summary report(s)
    CSR Synopsis

    Trial information

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    Trial identification
    Sponsor protocol code
    GBG70
    Additional study identifiers
    ISRCTN number
    -
    US NCT number
    NCT01594177
    WHO universal trial number (UTN)
    -
    Sponsors
    Sponsor organisation name
    GBG Forschungs GmbH
    Sponsor organisation address
    Martin-Behaim-Straße 12, Neu-Isenburg, Germany, 63263
    Public contact
    Medicine & Research, GBG Forschungs GmbH, +49 610274800, publications@gbg.de
    Scientific contact
    Medicine & Research, GBG Forschungs GmbH, +49 610274800, publications@gbg.de
    Paediatric regulatory details
    Is trial part of an agreed paediatric investigation plan (PIP)
    No
    Does article 45 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Does article 46 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Results analysis stage
    Analysis stage
    Final
    Date of interim/final analysis
    25 Sep 2014
    Is this the analysis of the primary completion data?
    No
    Global end of trial reached?
    Yes
    Global end of trial date
    19 Feb 2014
    Was the trial ended prematurely?
    No
    General information about the trial
    Main objective of the trial
    To determine the pathological complete response (pCR=ypT0/is ypN0) rates of neoadjuvant treatment of afatinib in combination with weekly paclitaxel + trastuzumab followed by epirubicin/cyclophosphamide/trastuzumab in patients with HER2-positive primary breast cancer.
    Protection of trial subjects
    The trial protocol including amendments, the patient information and the informed consent were reviewed and approved from a properly constituted IRB/IEC for each site prior to the study start. The trial was in compliance with the International Conference on Harmonization (ICH) - Harmonized Tripartite Guideline for Good Clinical Practice (GCP) (E6), and the Commission Directives in the European Community as well as with the applicable German national laws and regulations, and with Declaration of Helsinki and its revisions in all aspects of preparation, monitoring, reporting, auditing, and archiving.
    Background therapy
    -
    Evidence for comparator
    -
    Actual start date of recruitment
    01 Feb 2012
    Long term follow-up planned
    Yes
    Long term follow-up rationale
    Scientific research
    Long term follow-up duration
    10 Years
    Independent data monitoring committee (IDMC) involvement?
    Yes
    Population of trial subjects
    Number of subjects enrolled per country
    Country: Number of subjects enrolled
    Germany: 65
    Worldwide total number of subjects
    65
    EEA total number of subjects
    65
    Number of subjects enrolled per age group
    In utero
    0
    Preterm newborn - gestational age < 37 wk
    0
    Newborns (0-27 days)
    0
    Infants and toddlers (28 days-23 months)
    0
    Children (2-11 years)
    0
    Adolescents (12-17 years)
    0
    Adults (18-64 years)
    53
    From 65 to 84 years
    12
    85 years and over
    0

    Subject disposition

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    Recruitment
    Recruitment details
    Date of the first patient enrolled: May 31st, 2012 Date of the last patient completed: February 19th, 2014 The study was conducted at 11 sites in Germany Overall, 79 patients were screened, 65 started treatment, 47 received the planned treatment and 63 underwent surgery.

    Pre-assignment
    Screening details
    Patients with previously untreated, unilateral, nonmetastatic, histologically confirmed invasive breast cancer; tumors either 2 cm or bigger based on clinical or ultrasound assessment or diagnosed as inflammatory breast cancer; centrally confirmed HER2-positive status.

    Period 1
    Period 1 title
    Overall trial (overall period)
    Is this the baseline period?
    Yes
    Allocation method
    Not applicable
    Blinding used
    Not blinded

    Arms
    Arm title
    afatinib
    Arm description
    All patients were treated for a total duration of 30 weeks (6 weeks with afatinib and trastuzumab alone, 12 weeks with weekly paclitaxel, afatinib (-1 week) and trastuzumab and 12 weeks with epirubicin/ cyclophosphamide/trastuzumab.
    Arm type
    Experimental

    Investigational medicinal product name
    Afatinib
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Coated tablet
    Routes of administration
    Oral use
    Dosage and administration details
    20 mg oral (daily). 17 weeks (daily; first two weeks: every second day).

    Investigational medicinal product name
    Cyclophosphamide
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Solution for injection/infusion
    Routes of administration
    Intravenous use
    Dosage and administration details
    600 mg/ m2 i.v. 12 weeks (4 cycles 1 q 22).

    Investigational medicinal product name
    Epirubicin
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Solution for infusion
    Routes of administration
    Intravenous use
    Dosage and administration details
    90 mg/m2 i.v. 12 weeks (4 cycles 1 q 22).

    Investigational medicinal product name
    Paclitaxel
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Solution for infusion
    Routes of administration
    Intravenous use
    Dosage and administration details
    80 mg/m2 i.v. 12 weeks (weekly).

    Investigational medicinal product name
    Trastuzumab
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Solution for infusion
    Routes of administration
    Intravenous use
    Dosage and administration details
    Loading dose 8 mg/kg body weight i.v., thereafter 6 mg/kg body weight i.v. 30 weeks (10 cycles 1 q 22).

    Number of subjects in period 1
    afatinib
    Started
    65
    Completed
    47
    Not completed
    18
         Physician decision
    1
         Consent withdrawn by subject
    2
         Adverse event, non-fatal
    5
         Progressive disease
    1
         Discontinued one study treatment but next treatmen
    9

    Baseline characteristics

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    Baseline characteristics reporting groups
    Reporting group title
    Overall trial
    Reporting group description
    HER2-positive breast cancer patients were treated for 6 weeks with afatinib and trastuzumab, followed by 12-week treatment with paclitaxel (80 mg/m2), trastuzumab, and afatinib, followed by 12 weeks with epirubicin , cyclophosphamide, and trastuzumab before surgery.

    Reporting group values
    Overall trial Total
    Number of subjects
    65 65
    Age categorical
    Units: Subjects
        Adults (18-64 years)
    59 59
        From 65-84 years
    6 6
        85 years and over
    0 0
    Age continuous
    Units: years
        median (full range (min-max))
    50 (29 to 73) -
    Gender categorical
    Onyl women were allowed for this trial
    Units: Subjects
        Female
    65 65
        Male
    0 0

    End points

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    End points reporting groups
    Reporting group title
    afatinib
    Reporting group description
    All patients were treated for a total duration of 30 weeks (6 weeks with afatinib and trastuzumab alone, 12 weeks with weekly paclitaxel, afatinib (-1 week) and trastuzumab and 12 weeks with epirubicin/ cyclophosphamide/trastuzumab.

    Primary: pCR (ypT0/is ypN0)

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    End point title
    pCR (ypT0/is ypN0) [1]
    End point description
    Pathological complete response rates: no microscopic evidence of residual viable tumour cells (invasive or noninvasive) in any resected specimens of the breast and axillary nodes (ypT0/is ypN0). Pathological response was assessed considering all removed breast and lymphatic tissues from all surgeries. The analysis of the primary endpoint of the study was performed using the mITT. A two-sided one group χ2-test was performed to exclude the pCR rate of 55% or lower. Two-sided 90% confidence intervals were calculated according to Pearson and Clopper.
    End point type
    Primary
    End point timeframe
    30 weeks
    Notes
    [1] - No statistical analyses have been specified for this primary end point. It is expected there is at least one statistical analysis for each primary end point.
    Justification: The Dafne study was designed as a single arm study, therefore no comparison was available. We expected a pCR rate of 70% and wanted to exclude a pCR rate of 55% or lower with α=0.1 and 1-ß=80%, this required 65 evaluable patients for two-sided one group χ2-test
    End point values
    afatinib
    Number of subjects analysed
    65
    Units: percent
    number (confidence interval 90%)
        pCR
    49.2 (38.5 to 60.1)
    No statistical analyses for this end point

    Adverse events

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    Adverse events information
    Timeframe for reporting adverse events
    Overall trial
    Assessment type
    Systematic
    Dictionary used for adverse event reporting
    Dictionary name
    MedDRA
    Dictionary version
    nk
    Reporting groups
    Reporting group title
    afatinib
    Reporting group description
    All patients were treated for a total duration of 30 weeks (6 weeks with afatinib and trastuzumab alone, 12 weeks with weekly paclitaxel, afatinib (-1 week) and trastuzumab and 12 weeks with epirubicin/ cyclophosphamide/trastuzumab.

    Serious adverse events
    afatinib
    Total subjects affected by serious adverse events
         subjects affected / exposed
    22 / 65 (33.85%)
         number of deaths (all causes)
    0
         number of deaths resulting from adverse events
    0
    Vascular disorders
    Thrombophlebitis
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    Nervous system disorders
    Ischaemic stroke
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    Vertebral artery dissection
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    Blood and lymphatic system disorders
    Febrile neutropenia
         subjects affected / exposed
    2 / 65 (3.08%)
         occurrences causally related to treatment / all
    2 / 2
         deaths causally related to treatment / all
    0 / 0
    Leukopenia
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    Neutropenia
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    General disorders and administration site conditions
    Fever
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    Gastrointestinal disorders
    Diarrhoea
         subjects affected / exposed
    3 / 65 (4.62%)
         occurrences causally related to treatment / all
    1 / 3
         deaths causally related to treatment / all
    0 / 0
    Gastric ulcer perforation
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    Vomiting
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    Gastritis
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    Respiratory, thoracic and mediastinal disorders
    Dyspnoea
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    1 / 1
         deaths causally related to treatment / all
    0 / 0
    Psychiatric disorders
    Panic attack
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    Renal and urinary disorders
    Renal failure
         subjects affected / exposed
    2 / 65 (3.08%)
         occurrences causally related to treatment / all
    2 / 2
         deaths causally related to treatment / all
    0 / 0
    Infections and infestations
    cold
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    Erysipelas
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    Otitis
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    Metabolism and nutrition disorders
    Hyponatremia
         subjects affected / exposed
    1 / 65 (1.54%)
         occurrences causally related to treatment / all
    0 / 1
         deaths causally related to treatment / all
    0 / 0
    Frequency threshold for reporting non-serious adverse events: 5%
    Non-serious adverse events
    afatinib
    Total subjects affected by non serious adverse events
         subjects affected / exposed
    65 / 65 (100.00%)
    Blood and lymphatic system disorders
    Anaemia
         subjects affected / exposed
    59 / 65 (90.77%)
         occurrences all number
    59
    Leukopenia
         subjects affected / exposed
    54 / 65 (83.08%)
         occurrences all number
    54
    Neutropenia
         subjects affected / exposed
    49 / 65 (75.38%)
         occurrences all number
    49
    Thrombopenia
         subjects affected / exposed
    7 / 65 (10.77%)
         occurrences all number
    7
    Increased bilirubin
         subjects affected / exposed
    10 / 65 (15.38%)
         occurrences all number
    10
    Increased AP
         subjects affected / exposed
    14 / 65 (21.54%)
         occurrences all number
    14

    More information

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    Substantial protocol amendments (globally)

    Were there any global substantial amendments to the protocol? Yes
    Date
    Amendment
    02 Oct 2012
    There was one protocol amendment with the following addition regarding the afatinib intake in chapter 8.1.1.2 Precautions in order to avoid reduced drug absorption and exposure in study patients: Afatinib should be taken without food (i.e. food should not be consumed for at least three hours before and at least one hour after taking afatinib).

    Interruptions (globally)

    Were there any global interruptions to the trial? No

    Limitations and caveats

    Limitations of the trial such as small numbers of subjects analysed or technical problems leading to unreliable data.
    None reported

    Online references

    http://www.ncbi.nlm.nih.gov/pubmed/25825476
    http://www.ncbi.nlm.nih.gov/pubmed/27587600
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