E.1 Medical condition or disease under investigation |
E.1.1 | Medical condition(s) being investigated |
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E.1.1.1 | Medical condition in easily understood language |
Slipped lumbar disc (herniation) |
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E.1.1.2 | Therapeutic area | Diseases [C] - Musculoskeletal Diseases [C05] |
MedDRA Classification |
E.1.2 Medical condition or disease under investigation |
E.1.2 | Version | 19.1 |
E.1.2 | Level | PT |
E.1.2 | Classification code | 10050296 |
E.1.2 | Term | Intervertebral disc protrusion |
E.1.2 | System Organ Class | 10028395 - Musculoskeletal and connective tissue disorders |
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E.1.3 | Condition being studied is a rare disease | No |
E.2 Objective of the trial |
E.2.1 | Main objective of the trial |
The primary study objective is to evaluate the safety of a single dose intervertebral disc injection of SI-6603 at a dose of 1.25 U in patients with lumbar disc herniation, for a 26 week follow-up period. |
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E.2.2 | Secondary objectives of the trial |
The secondary study objective is to evaluate the efficacy of a single dose intervertebral disc injection of SI-6603 at a dose of 1.25 U in patients with lumbar disc herniation, for a 26 week follow-up period. |
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E.2.3 | Trial contains a sub-study | No |
E.3 | Principal inclusion criteria |
1. Patients who have given their written informed consent to participate in a clinical study based on voluntary agreement after a thorough explanation of the patient's participation is provided to them. Patients must have adequate reading and writing abilities such that they can comprehend and answer the questions on the patient-completed assessments and Informed Consent Form (ICF).
2. Patients with lumbar disc herniation (L1-L2, L2-L3, L3-L4, L4-L5, or L5-S1) “protrusion type*” or “extrusion type**” in the posterior lateral or central location as assessed by MRI and clinical symptoms corresponding to the level of the impaired nerve root; if the sixth lumbar vertebra (L6) is present, patients with impaired L5 or S1 nerve root and corresponding clinical symptoms
* ”Protrusion type” is herniation where the nucleus pulposus has disrupted the posterior lateral or central location of annulus fibrosus partially which leads to compression of the nerve root.
**“Extrusion type” is herniation where the nucleus pulposus has disrupted the posterior lateral or central location of annulus fibrosus completely which leads to compression of the nerve root.
3. Patients with positive FNS ≤70° (L1-L2, L2-L3, or L3-L4) or SLR ≤70° (L4-L5 or L5-S1) on the symptomatic side
4. Patients with sciatica or anterior thigh pain/femoral neuropathy in either leg prior to the time of informed consentt
5. Patients with no improvement from adequate conservative treatment* prior to the time of informed consent
*Adequate conservative treatment includes pharmacotherapy (e.g., nonsteroidal anti-inflammatory drugs, opiate preparations, or nonopioid analgesics). Physical therapy and/or spinal injection, epidural injection, or nerve block may also be included.
6. Patients with the worst leg pain (by VAS ≥30 mm) during the past 24 hours at the time of informed consent.
7. Male or female patients 30 to 70 years of age at the time of informed consent
8. Female patients are not pregnant and do not plan to become pregnant during the study. Females of childbearing potential must provide a negative serum pregnancy test during the Screening period, must be using reliable contraception, and must continue to use reliable contraception until end of study (reliable methods of contraception are defined in exclusion criterion #6 below). Non-childbearing potential is defined as postmenopausal for at least 2 years or surgical sterilization or hysterectomy at least 3 months before study start. |
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E.4 | Principal exclusion criteria |
1. Patients who have 2 or more symptomatic lumbar disc herniations as assessed by MRI
Two or more level symptomatic lumbar disc herniations are defined as a patient having clinical symptoms and MRI findings consistent with radiculopathy in more than one nerve root distribution as assessed by the Investigator
2. Patients with a contraindication to receiving an MRI
3. Patients in whom a rupture into the posterior longitudinal ligament as assessed by MRI shows sequestration (free fragment) type lumbar disc herniation. Transligamentous extrusion type of disc herniation is allowed.
4. Patients who previously received SI-6603 administration at any time
5. Patients who are pregnant, breast-feeding or women of childbearing potential with positive pregnancy tests. Female patients with posthysterectomy and/or bilateral tubal ligation or postmenopausal* do not need to take the pregnancy tests.
* Postmenopausal is defined as either 12 months of spontaneous amenorrhea, or 6 months of spontaneous amenorrhea with serum FSH levels > 40 mIU/ml, or 6 weeks postsurgical bilateral oophorectomy with or without hysterectomy.
6. Sexually active female patients of childbearing potential who are not willing to use adequate contraceptive measures to avoid pregnancy until end of the study. Sexually active male patients who are not willing to use adequate contraceptive measures until end of the study.
Adequate methods of birth control include the following:
-- Hormonal contraception (female patients) or use of at least one acceptable double-barrier method
Acceptable double-barrier methods include the following:
------diaphragm plus a spermicidal agent
-------condoms (male or female) plus a spermicidal agent
- Vasectomy, intrauterine device, and/or exclusive sexual partner for whom one of the above acceptable methods applies
7. Patients who have undergone lumbar operation, lumbar percutaneous nucleotomy or lumbar intradiscal therapies (e.g., chemonucleolysis or intradiscal electrothermal treatment) under any of the following conditions:
- At the affected level of lumbar disc herniation
- Within the last 2 years at any lumbar spine level other than affected level
- With symptoms not completely improved by the above procedure at any lumbar spine level other than affected level
8. Patients with the following medical conditions or diseases:
-Vertebral body angle formed by flexion ≥5°
-Neurological disorders including cauda equina syndrome that is severe or that demonstrates rapid progression. Patient with clinically symptomatic neurological deficit (e.g., motor paresis, sphincter dysfunction), warranting an alternative option of care that would be more appropriate for their presentation, will be also excluded.
-Spondylosis deformans, spondylolisthesis (translation of vertebral body ≥3 mm), spinal deformity, spinal canal stenosis (except for complication of lumbar disc herniation), spinal tumor, ankylosing spondylitis, diskitis, or clinically significant disorders of the lumbar spine other than disc herniation.
- Osteophyte at lumbar spine (Nathan's classification ≥3rd degree)
- Cancer: patients who have cancer or a past history of any cancer within 5 years prior to the time of informed consent, with the exception of basal cell or squamous cell carcinoma of the skin curatively treated or localized gynecologic cancer treated by total hysterectomy.
- Human immunodeficiency virus (HIV) infection or a clinically significant infection
- A clinically significant disorder such as cerebrovascular disease, pulmonary infarction, ischemic heart disease, cardiac dysrhythmia, myocardial infarction, or congestive heart failure
- Chronic diseases such as osteoporosis, rheumatoid arthritis, uncontrolled diabetes mellitus, uncontrolled pulmonary disease (asthma), or uncontrolled hypertension
- Patients who have evidence of major psychiatric disease, mental disorder, drug dependency, alcohol dependency, or substance use disorders.
- Patients who have a tendency to bleed or with bleeding disorders such as (but not limited to) hemophilia, hypoplastic anemia, cirrhosis of the liver, leukemia and vitamin K deficiency. Patients using medication for purpose of anticoagulation, which cannot be reversed preoperatively will be excluded.
9. Patients with medical conditions and/or diseases that the Investigator believes could affect the study results or the safe conduct of the study.
10. Patients who meet any of the following criteria:
- Hepatic function: AST or ALT: ≥2.5 x upper limit of normal (ULN)
- Total-bilirubin: ≥1.5 x ULN
- Renal function: Serum creatinine: ≥1.5 x ULN
11. Patients who are receiving compensation according to the Workers' Compensation Act or are involved in personal injury litigation due to a lumbar-related injury.
12. Patients who participated in another clinical study within 4 months prior to the time of informed consent, or who are expected to participate in another study during the period of this study. |
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E.5 End points |
E.5.1 | Primary end point(s) |
The following safety endpoints will be assessed:
- Occurrences of AEs
- Stability evaluation of vertebral bodies by X-ray at the times specified in the schedule of events
---Translation of vertebral body
---Vertebral body angle formed by flexion
- Changes from baseline in disc height (disc index) assessed by X-ray at the times specified in the schedule of events
- Changes of disc degeneration, vertebral body endplates, and adjacent bone marrow assessed by MRI at the times specified in the schedule of events
-----Modic classification
-----Pfirrmann classification
- Clinically significant change in vital signs at the times specified in the schedule of events
- Clinically significant change in clinical laboratory tests at the times specified in the schedule of events
- Serum anti-SI-6603 IgE antibody and IgG antibody titer at the times specified in the schedule of events
- Occurrence of post-treatment lumbar surgery other than surgery for lumbar disc herniation at the same level of the investigational drug administration |
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E.5.1.1 | Timepoint(s) of evaluation of this end point |
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E.5.2 | Secondary end point(s) |
The following secondary efficacy endpoints will be assessed at the times specified in the schedule of events and overall time-course, and changes from baseline will be analyzed:
- Worst leg pain during the past 24 hours assessed by VAS.
- Worst back pain during the past 24 hours assessed by VAS.
Functional disability measured by the Oswestry Disability Index (ODI).
- Change of neurological status from baseline determined by neurological examinations:
-----Femoral Nerve Stretching (FNS) test for patients with lumbar disc herniation L1-L2, L2-L3, or L3-L4 or
-----Straight Leg Raising (SLR) test [for patients with lumbar disc herniation L4-L5 or L5-S1, and
-----Sensation, muscle strength, and deep tendon reflex.
- Occurrence of post-treatment surgery for lumbar disc herniation at the same level of administration of the investigational drug up to Week 26 including patients who discontinued from the study. |
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E.5.2.1 | Timepoint(s) of evaluation of this end point |
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E.6 and E.7 Scope of the trial |
E.6 | Scope of the trial |
E.6.1 | Diagnosis | No |
E.6.2 | Prophylaxis | No |
E.6.3 | Therapy | Yes |
E.6.4 | Safety | Yes |
E.6.5 | Efficacy | Yes |
E.6.6 | Pharmacokinetic | No |
E.6.7 | Pharmacodynamic | No |
E.6.8 | Bioequivalence | No |
E.6.9 | Dose response | No |
E.6.10 | Pharmacogenetic | No |
E.6.11 | Pharmacogenomic | No |
E.6.12 | Pharmacoeconomic | No |
E.6.13 | Others | No |
E.7 | Trial type and phase |
E.7.1 | Human pharmacology (Phase I) | No |
E.7.1.1 | First administration to humans | No |
E.7.1.2 | Bioequivalence study | No |
E.7.1.3 | Other | No |
E.7.1.3.1 | Other trial type description | |
E.7.2 | Therapeutic exploratory (Phase II) | No |
E.7.3 | Therapeutic confirmatory (Phase III) | Yes |
E.7.4 | Therapeutic use (Phase IV) | No |
E.8 Design of the trial |
E.8.1 | Controlled | No |
E.8.1.1 | Randomised | No |
E.8.1.2 | Open | Yes |
E.8.1.3 | Single blind | No |
E.8.1.4 | Double blind | No |
E.8.1.5 | Parallel group | No |
E.8.1.6 | Cross over | No |
E.8.1.7 | Other | No |
E.8.2 | Comparator of controlled trial |
E.8.2.1 | Other medicinal product(s) | No |
E.8.2.2 | Placebo | No |
E.8.2.3 | Other | No |
E.8.2.4 | Number of treatment arms in the trial | 1 |
E.8.3 |
The trial involves single site in the Member State concerned
| No |
E.8.4 | The trial involves multiple sites in the Member State concerned | Yes |
E.8.4.1 | Number of sites anticipated in Member State concerned | 9 |
E.8.5 | The trial involves multiple Member States | Yes |
E.8.5.1 | Number of sites anticipated in the EEA | 40 |
E.8.6 Trial involving sites outside the EEA |
E.8.6.1 | Trial being conducted both within and outside the EEA | Yes |
E.8.6.2 | Trial being conducted completely outside of the EEA | No |
E.8.6.3 | If E.8.6.1 or E.8.6.2 are Yes, specify the regions in which trial sites are planned |
Germany |
Italy |
Romania |
Spain |
United States |
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E.8.7 | Trial has a data monitoring committee | No |
E.8.8 |
Definition of the end of the trial and justification where it is not the last
visit of the last subject undergoing the trial
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E.8.9 Initial estimate of the duration of the trial |
E.8.9.1 | In the Member State concerned years | 2 |
E.8.9.1 | In the Member State concerned months | 8 |
E.8.9.1 | In the Member State concerned days | 0 |
E.8.9.2 | In all countries concerned by the trial years | 2 |
E.8.9.2 | In all countries concerned by the trial months | 8 |
E.8.9.2 | In all countries concerned by the trial days | 0 |