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    Clinical Trial Results:
    A Phase IV randomised controlled trial of the selective serotonin reuptake inhibitor Sertraline versus Cognitive Behavioural Therapy for anxiety symptoms in people with Generalised Anxiety Disorder (GAD) who have failed to respond to low intensity psychological interventions as defined by the NICE GAD guidelines

    Summary
    EudraCT number
    2014-004077-16
    Trial protocol
    GB  
    Global end of trial date
    08 Feb 2016

    Results information
    Results version number
    v1(current)
    This version publication date
    13 Oct 2019
    First version publication date
    13 Oct 2019
    Other versions

    Trial information

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    Trial identification
    Sponsor protocol code
    14/0249
    Additional study identifiers
    ISRCTN number
    ISRCTN14845583
    US NCT number
    NCT02347033
    WHO universal trial number (UTN)
    -
    Sponsors
    Sponsor organisation name
    University College London
    Sponsor organisation address
    149, Tottenham court Road, London, United Kingdom, W1T 7DN
    Public contact
    Dr Marta Buszewicz, UCL, +0044 02077940500 x. 31016, m.buszewicz@ucl.ac.uk
    Scientific contact
    Dr Marta Buszewicz, UCL, +0044 02077940500 x.31016, m.buszewicz@ucl.ac.uk
    Paediatric regulatory details
    Is trial part of an agreed paediatric investigation plan (PIP)
    No
    Does article 45 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Does article 46 of REGULATION (EC) No 1901/2006 apply to this trial?
    No
    Results analysis stage
    Analysis stage
    Interim
    Date of interim/final analysis
    08 Feb 2016
    Is this the analysis of the primary completion data?
    No
    Global end of trial reached?
    Yes
    Global end of trial date
    08 Feb 2016
    Was the trial ended prematurely?
    Yes
    General information about the trial
    Main objective of the trial
    To assess the clinical effectiveness at 12 months of treatment with the SSRI Sertraline compared to Cognitive Behavioural Therapy (CBT) for patients with persistent Generalised Anxiety Disorder (GAD) which has not improved with low intensity psychological interventions. NICE guidelines in 2011 established the suggested management of GAD. If symptoms persist after Step 1 conducted in primary care referral to a step 2 low–intensity psychological intervention is recommended. However a significant number of people will not respond to these interventions and require ‘stepping up’ to a more intensive Step 3 intervention (pharmacological or high intensity psychological therapy). There is evidence of the clinical and cost-effectiveness of sertraline for GAD compared with placebo and also high intensity CBT compared with wait-list controls, but these findings are not directly comparable and there has been no head to head comparison of the two interventions which was the aim of this trial.
    Protection of trial subjects
    Both interventions tested in this trial - the SSRI sertraline and Cognitive Behavioural Therapy (CBT) - are currently available within the NHS for treatment of Generalised Anxiety Disorder (GAD). Sertraline is licensed for treatment of depression, obsessive compulsive disorder, panic disorder, PTSD and social anxiety disorder with a well-established efficacy profile. The NICE Guidelines Advisory Group proposed it as a first choice pharmacological treatment in GAD although it does not currently have marketing authorisation for this condition. However, in terms of risk of adverse effects, sertraline was the best tolerated medication and the most cost-effective choice. Potential participants were informed before the baseline assessment that sertraline does not currently have marketing authorisation for GAD, but was recommended in the NICE guidelines and has a well-established safety profile. Prior to assessment their GP was contacted with their consent to ensure there were no medical contra-indications to their being prescribed sertraline if randomised to this intervention arm. At baseline assessment all other inclusion/exclusion criteria were checked, including a negative pregnancy test in females of child bearing potential. The Chief Investigator or other medically qualified persons within the research team reviewed all the eligibility information and if eligibility was confirmed patients were randomised to receive either sertraline or CBT. After allocation to their intervention groups all trial participants were given contact details for the research team to inform them of any Serious Adverse Events (SAEs) or Suspected Unexpected Serious Adverse Reactions (SUSARs). The patient's GP (sertraline arm) and the IAPT clinical psychologist (CBT arm) were also asked to inform the research team of any such events occurring in trial participants. There was no formal collection of Adverse Events (AEs) as sertraline already has a well-documented safety profile.
    Background therapy
    Both intervention groups were free to visit their general practitioner (GP) as they wished to discuss any concerns they might have about their treatment for their generalised anxiety disorder (GAD) or any other medical condition. In addition patients in the sertraline arm of the trial were encouraged to see their GP for regular prescription and monitoring of this medication - estimated at around 6 visits over a 12 month period according to established clinical guidelines. There were no GP visits specified for patients in the CBT arm of the trial, but they were free to consult as they wished. As per usual practice the trial participants could be offered other psychotropic medication or psychotherapy for their GAD as part of their usual care, although we encouraged the GP not to change the patient’s medication unless clinically indicated or requested by the patient and not to refer them for CBT whilst in the sertraline arm if possible. We planned to record all use of antidepressants and other forms of counselling or psychotherapy, whether NHS or private, and to take account of these in the analysis. Usual practice for patients not in the trial would be to allow the patient with GAD to choose, with the help of their GP, between an SSRI and CBT if they fit the criteria for a level 3 intervention and if neither was contra-indicated.
    Evidence for comparator
    The comparator in this trial was high intensity Cognitive Behavioural Therapy (CBT). We used the Dugas and collaborators model for the therapy in this arm. This is one of three CBT protocols for Generalised Anxiety Disorder (GAD) in the UCL CBT Competences Framework (http://www.ucl.ac.uk/clinical-psychology/CORE/CBT_Framework.htm) which guides the UK Increasing Access to Psychological Therapies (IAPT) services (http://www.iapt.nhs.uk/about-iapt/) to carry out CBT effectively and in line with best practice. The treatment aims to help affected individuals develop beliefs about uncertainty that are less negative, rigid, and pervasive. This is accomplished with the use of treatment strategies (such as behavioural exposure to uncertainty, problem-solving training, and imaginal exposure) that aim to help patients confront uncertainty-inducing thoughts and situations. The treatment has been tested in four published randomised clinical trials, with results showing that it is more efficacious than wait-list control, supportive therapy and applied relaxation. The findings also show that 60 to 77% of patients attain GAD remission and that 50 to 55% achieve high end-state functioning following the treatment. Reference: Dugas, M. J., & Robichaud, M. (2007). Cognitive-behavioral treatment for generalized anxiety disorder: from science to practice. New York: Routledge
    Actual start date of recruitment
    01 Jul 2015
    Long term follow-up planned
    No
    Independent data monitoring committee (IDMC) involvement?
    Yes
    Population of trial subjects
    Number of subjects enrolled per country
    Country: Number of subjects enrolled
    United Kingdom: 5
    Worldwide total number of subjects
    5
    EEA total number of subjects
    5
    Number of subjects enrolled per age group
    In utero
    0
    Preterm newborn - gestational age < 37 wk
    0
    Newborns (0-27 days)
    0
    Infants and toddlers (28 days-23 months)
    0
    Children (2-11 years)
    0
    Adolescents (12-17 years)
    0
    Adults (18-64 years)
    5
    From 65 to 84 years
    0
    85 years and over
    0

    Subject disposition

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    Recruitment
    Recruitment details
    Due to delays in sponsorship and research governance approvals, recruitment started 5 months later than anticipated. The study only managed to recruited 5 participants in the first 7 months of the internal pilot as against the target of 40 participants for this period, so after full discussion the study was closed prematurely by the funder.

    Pre-assignment
    Screening details
    Potential participants were screened by Patient Well-being Practitioners within local IAPT services at pilot sites. If after having at least 3 sessions of a low intensity psychological intervention they scored 10 or above on the GAD-7 questionnaire and were thought likely to have GAD the possibility of being assessed for the trial was suggested

    Period 1
    Period 1 title
    Baseline and trial period (overall period)
    Is this the baseline period?
    Yes
    Allocation method
    Randomised - controlled
    Blinding used
    Not blinded
    Blinding implementation details
    5 participants were recruited to the study. No final analysis was done as the trial was terminated early due to difficulties in recruitment. Numbers in each arm is estimated from the randomisation scheme.

    Arms
    Are arms mutually exclusive
    Yes

    Arm title
    Study Drug
    Arm description
    Sertraline
    Arm type
    Experimental

    Investigational medicinal product name
    Sertraline
    Investigational medicinal product code
    Other name
    Pharmaceutical forms
    Capsule
    Routes of administration
    Oral use
    Dosage and administration details
    25mg increased to 50-100mg/day

    Arm title
    Cognitive Behavioural Therapy
    Arm description
    Cognitive Behavioural Therapy
    Arm type
    No intervention

    Investigational medicinal product name
    No investigational medicinal product assigned in this arm
    Number of subjects in period 1
    Study Drug Cognitive Behavioural Therapy
    Started
    3
    2
    Completed
    3
    2

    Baseline characteristics

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    End points

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    End points reporting groups
    Reporting group title
    Study Drug
    Reporting group description
    Sertraline

    Reporting group title
    Cognitive Behavioural Therapy
    Reporting group description
    Cognitive Behavioural Therapy

    Primary: Final Endpoint

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    End point title
    Final Endpoint [1]
    End point description
    End point type
    Primary
    End point timeframe
    Only 5 participants were recruited to the study, no analysis was carried out. Trial was terminated early due to problems with recruitment.
    Notes
    [1] - No statistical analyses have been specified for this primary end point. It is expected there is at least one statistical analysis for each primary end point.
    Justification: Only 5 participants were recruited to the study, no analysis was carried out. Trial was terminated early due to problems with recruitment.
    End point values
    Study Drug Cognitive Behavioural Therapy
    Number of subjects analysed
    0 [2]
    0 [3]
    Units: 0
        number (not applicable)
    Notes
    [2] - Only 5 participants were recruited to the study, no analysis was carried out. Trial was terminated e
    [3] - Only 5 participants were recruited to the study, no analysis was carried out. Trial was terminated e
    No statistical analyses for this end point

    Adverse events

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    Adverse events information [1]
    Timeframe for reporting adverse events
    No adverse events were reported during the brief time period of the trial.
    Assessment type
    Non-systematic
    Dictionary used for adverse event reporting
    Dictionary name
    MedDRA
    Dictionary version
    18.1
    Frequency threshold for reporting non-serious adverse events: 0%
    Notes
    [1] - There are no non-serious adverse events recorded for these results. It is expected that there will be at least one non-serious adverse event reported.
    Justification: No SAEs were recorded during the trial.

    More information

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    Substantial protocol amendments (globally)

    Were there any global substantial amendments to the protocol? Yes
    Date
    Amendment
    10 Mar 2015
    This substantial amendment was done on the recommendation from the Trial Management Group to change the primary outcome measure from the GAD-7 to the 7-Item Anxiety component of the Hospital Anxiety and Depression Scale (HADS-A). This was because the GAD-7 was likely to be routinely collected in the CBT (psychological) arm of the trial but not the pharmacological arm which could prejudice the results.
    16 Apr 2015
    Four new pilot sites were added to the study.
    23 Jul 2015
    Change in the Principal Investigator at a participating site.
    21 Sep 2015
    The Chief Investigator for the study had to step down for 6 months for personal reasons and this position was covered by a co-applicant with considerable experience in running randomised controlled trials in primary care.

    Interruptions (globally)

    Were there any global interruptions to the trial? Yes
    Date
    Interruption
    Restart date
    08 Feb 2016
    The trial was prematurely terminated by the funder on the 8th February 2016 because of significant recruitment difficulties which were unlikely to be resolved. At this stage, the trial had recruited only 5 participants. Baseline data was obtained for these 5 participants and 3 month follow-up data from one of these. As the amount of data collected was minimal no analysis was carried out
    -

    Limitations and caveats

    Limitations of the trial such as small numbers of subjects analysed or technical problems leading to unreliable data.
    As above - because of the premature termination of this trial no results can be reported.
    For support, Contact us.
    The status and protocol content of GB trials is no longer updated since 1 January 2021. For the UK, as of 31 January 2021, EU Law applies only to the territory of Northern Ireland (NI) to the extent foreseen in the Protocol on Ireland/NI. Legal notice
    As of 31 January 2023, all EU/EEA initial clinical trial applications must be submitted through CTIS . Updated EudraCT trials information and information on PIP/Art 46 trials conducted exclusively in third countries continues to be submitted through EudraCT and published on this website.

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