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    Summary
    EudraCT Number:2017-001491-35
    Sponsor's Protocol Code Number:CB103-C-101
    National Competent Authority:Germany - BfArM
    Clinical Trial Type:EEA CTA
    Trial Status:Completed
    Date on which this record was first entered in the EudraCT database:2020-02-26
    Trial results View results
    Index
    A. PROTOCOL INFORMATION
    B. SPONSOR INFORMATION
    C. APPLICANT IDENTIFICATION
    D. IMP IDENTIFICATION
    D.8 INFORMATION ON PLACEBO
    E. GENERAL INFORMATION ON THE TRIAL
    F. POPULATION OF TRIAL SUBJECTS
    G. INVESTIGATOR NETWORKS TO BE INVOLVED IN THE TRIAL
    N. REVIEW BY THE COMPETENT AUTHORITY OR ETHICS COMMITTEE IN THE COUNTRY CONCERNED
    P. END OF TRIAL
    Expand All   Collapse All
    A. Protocol Information
    A.1Member State ConcernedGermany - BfArM
    A.2EudraCT number2017-001491-35
    A.3Full title of the trial
    A Phase I/IIA, Multi-Centre, Open-Label, Dose-Escalation Study with
    Expansion Arms to Assess the Safety, Tolerability, Pharmacokinetics and
    Preliminary Efficacy of CB-103 Administered Orally in Adult Patients with
    Locally Advanced or Metastatic Solid Tumours and Haematological
    Malignancies Characterised by Alterations of the NOTCH Signalling
    Pathway
    A.3.1Title of the trial for lay people, in easily understood, i.e. non-technical, language
    A Study to Assess the Safety, Tolerability, Blood levels and Efficacy of oral test drug CB-103 in Adult Patients with certain types of cancer
    A.4.1Sponsor's protocol code numberCB103-C-101
    A.5.2US NCT (ClinicalTrials.gov registry) numberNCT03422679
    A.7Trial is part of a Paediatric Investigation Plan No
    A.8EMA Decision number of Paediatric Investigation Plan
    B. Sponsor Information
    B.Sponsor: 1
    B.1.1Name of SponsorCellestia Biotech AG
    B.1.3.4CountrySwitzerland
    B.3.1 and B.3.2Status of the sponsorCommercial
    B.4 Source(s) of Monetary or Material Support for the clinical trial:
    B.4.1Name of organisation providing supportCellestia Biotech AG
    B.4.2CountrySwitzerland
    B.5 Contact point designated by the sponsor for further information on the trial
    B.5.1Name of organisationCellestia Biotech AG
    B.5.2Functional name of contact pointClinical Operations
    B.5.3 Address:
    B.5.3.1Street AddressTechnologiepark Basel, Hochbergerstrasse 60C
    B.5.3.2Town/ cityBasel
    B.5.3.3Post codeCH-4057
    B.5.3.4CountrySwitzerland
    B.5.6E-mailmartina.torello@cellestia.com
    D. IMP Identification
    D.IMP: 1
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation No
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.2Product code CB-103
    D.3.4Pharmaceutical form Capsule, hard
    D.3.4.1Specific paediatric formulation No
    D.3.7Routes of administration for this IMPOral use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.8INN - Proposed INNnot applicable
    D.3.9.1CAS number 218457-67-1
    D.3.9.2Current sponsor codeCB-103
    D.3.10 Strength
    D.3.10.1Concentration unit mg milligram(s)
    D.3.10.2Concentration typeequal
    D.3.10.3Concentration number5
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) No
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product No
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) No
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product No
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy No
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product No
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.IMP: 2
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation No
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.2Product code CB-103
    D.3.4Pharmaceutical form Capsule, hard
    D.3.4.1Specific paediatric formulation No
    D.3.7Routes of administration for this IMPOral use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.8INN - Proposed INNnot applicable
    D.3.9.1CAS number 218457-67-1
    D.3.9.2Current sponsor codeCB-103
    D.3.10 Strength
    D.3.10.1Concentration unit mg milligram(s)
    D.3.10.2Concentration typeequal
    D.3.10.3Concentration number10
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) No
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product No
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) No
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product No
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy No
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product No
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.IMP: 3
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation No
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.2Product code CB-103
    D.3.4Pharmaceutical form Capsule, hard
    D.3.4.1Specific paediatric formulation No
    D.3.7Routes of administration for this IMPOral use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.8INN - Proposed INNnot applicable
    D.3.9.1CAS number 218457-67-1
    D.3.9.2Current sponsor codeCB-103
    D.3.10 Strength
    D.3.10.1Concentration unit mg milligram(s)
    D.3.10.2Concentration typeequal
    D.3.10.3Concentration number20
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) No
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product No
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) No
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product No
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy No
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product No
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.IMP: 4
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation No
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.2Product code CB-103
    D.3.4Pharmaceutical form Capsule, hard
    D.3.4.1Specific paediatric formulation No
    D.3.7Routes of administration for this IMPOral use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.8INN - Proposed INNnot applicable
    D.3.9.1CAS number 218457-67-1
    D.3.9.2Current sponsor codeCB-103
    D.3.9.4EV Substance CodeSUB189228
    D.3.10 Strength
    D.3.10.1Concentration unit mg milligram(s)
    D.3.10.2Concentration typeequal
    D.3.10.3Concentration number50
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) No
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product No
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) No
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product No
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy No
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product No
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.IMP: 5
    D.1.2 and D.1.3IMP RoleTest
    D.2 Status of the IMP to be used in the clinical trial
    D.2.1IMP to be used in the trial has a marketing authorisation No
    D.2.5The IMP has been designated in this indication as an orphan drug in the Community No
    D.2.5.1Orphan drug designation number
    D.3 Description of the IMP
    D.3.2Product code CB-103
    D.3.4Pharmaceutical form Capsule, hard
    D.3.4.1Specific paediatric formulation No
    D.3.7Routes of administration for this IMPOral use
    D.3.8 to D.3.10 IMP Identification Details (Active Substances)
    D.3.8INN - Proposed INNnot applicable
    D.3.9.1CAS number 218457-67-1
    D.3.9.2Current sponsor codeCB-103
    D.3.9.4EV Substance CodeSUB189228
    D.3.10 Strength
    D.3.10.1Concentration unit mg milligram(s)
    D.3.10.2Concentration typeequal
    D.3.10.3Concentration number100
    D.3.11 The IMP contains an:
    D.3.11.1Active substance of chemical origin Yes
    D.3.11.2Active substance of biological/ biotechnological origin (other than Advanced Therapy IMP (ATIMP) No
    The IMP is a:
    D.3.11.3Advanced Therapy IMP (ATIMP) No
    D.3.11.3.1Somatic cell therapy medicinal product No
    D.3.11.3.2Gene therapy medical product No
    D.3.11.3.3Tissue Engineered Product No
    D.3.11.3.4Combination ATIMP (i.e. one involving a medical device) No
    D.3.11.3.5Committee on Advanced therapies (CAT) has issued a classification for this product No
    D.3.11.4Combination product that includes a device, but does not involve an Advanced Therapy No
    D.3.11.5Radiopharmaceutical medicinal product No
    D.3.11.6Immunological medicinal product (such as vaccine, allergen, immune serum) No
    D.3.11.7Plasma derived medicinal product No
    D.3.11.8Extractive medicinal product No
    D.3.11.9Recombinant medicinal product No
    D.3.11.10Medicinal product containing genetically modified organisms No
    D.3.11.11Herbal medicinal product No
    D.3.11.12Homeopathic medicinal product No
    D.3.11.13Another type of medicinal product No
    D.8 Information on Placebo
    E. General Information on the Trial
    E.1 Medical condition or disease under investigation
    E.1.1Medical condition(s) being investigated
    Locally advanced or metastatic solid tumours and relapsed or refractory T-cell acute lymphoblastic leukaemia or T-cell lymphoblastic lymphoma that show Notch pathway activation.
    E.1.1.1Medical condition in easily understood language
    Locally advanced or metastatic (spread from a part of the body to another) solid tumours (abnormal malignant mass of tissue) or cancers of the blood where Notch (a molecular pathway) is activated.
    E.1.1.2Therapeutic area Diseases [C] - Cancer [C04]
    MedDRA Classification
    E.1.2 Medical condition or disease under investigation
    E.1.2Version 21.0
    E.1.2Level LLT
    E.1.2Classification code 10049280
    E.1.2Term Solid tumour
    E.1.2System Organ Class 100000004864
    E.1.2 Medical condition or disease under investigation
    E.1.2Version 21.1
    E.1.2Level LLT
    E.1.2Classification code 10066105
    E.1.2Term T-cell lymphoblastic leukaemia acute
    E.1.2System Organ Class 100000004864
    E.1.2 Medical condition or disease under investigation
    E.1.2Version 21.1
    E.1.2Level LLT
    E.1.2Classification code 10025236
    E.1.2Term Lymphoblastic lymphoma (Precursor B-lymphoblastic lymphoma/leukaemia)
    E.1.2System Organ Class 100000004864
    E.1.3Condition being studied is a rare disease Yes
    E.2 Objective of the trial
    E.2.1Main objective of the trial
    Phase I, Part A - Dose Escalation:
    • To determine the maximum tolerated dose (MTD) or recommended
    phase 2 dose (RP2D) of CB-103 as a single agent in adult patients.

    Phase I, Part A – Confirmatory Cohort:
    • To confirm safety of the RP2D of CB-103 as a single agent in adult
    patients.

    Phase IIA, Part B - Expansion:
    • To assess preliminary anti-tumour activity of single agent CB-103 in
    the different expansion arms across the different indications.
    E.2.2Secondary objectives of the trial
    Secondary objectives - part A&B
    • characterise the PK characteristics of CB-103 in patients after single
    and repeated administration at various dose levels

    Secondary objectives - Part A only
    • characterise safety and tolerability of the MTD/RP2D of CB-103 in
    patients with selected solid tumours and haematological malignancies
    • assess preliminary anti-tumour activity of single agent CB-103

    Secondary objectives - part B only
    • further characterise safety and tolerability of the MTD/RP2D of CB-103
    in patients with selected solid tumours and haematological
    malignancies, stratified by disease into separate expansion arms

    Exploratory objectives
    To characterise PK characteristics of CB-103 in subgroups of patients
    (e.g., by indication or ethnicity) after single and repeated administration at various dose levels.

    For the rest of exploratory objectives, please, refer to protocol.
    E.2.3Trial contains a sub-study No
    E.3Principal inclusion criteria
    1. Disease
    a. Histologically or cytologically confirmed solid tumours that are
    surgically unresectable, locally advanced, or metastatic, which have
    progressed on at least one line of systemic therapy (with the exception
    of ACC patients who are allowed to be systemic treatment-naïve) and for
    which no established therapeutic alternatives exist.

    Or

    b. Relapsed or refractory (r/r) T-ALL or T-LBL. Refractory patients are
    defined as T-ALL/T-LBL patients with ≥ 5% bone marrow blasts, and/or concomitant extramedullary involvement, who have not
    achieved a CR after standard induction/consolidation therapy attempt.
    Relapsed patients are defined as T-ALL/T-LBL patients who have
    recurrent disease, i.e. ≥ 5% bone marrow blasts and/or
    concomitant extramedullary relapse, after having achieved a prior CR.

    [For all other disease related inclusion criteria refer to protocol]

    2. Demography
    a. Men and women ≥ 18 years old on the day of signing informed
    consent.
    b. Eastern Cooperative Oncology Group (ECOG) performance status 0 or
    1.
    c. Patients able and willing to swallow capsules.

    3. Organ function and laboratory results
    Patients must have the following laboratory values (obtained within 14
    days of enrolment):
    a. Total serum bilirubin ≤ 1.5 x upper limit of normal (ULN)
    b. Alkaline phosphatase (ALP) ≤ 2.5 x ULN; if liver function
    abnormalities are due to the underlying malignancy and known bone
    metastases, then ALP must be ≤ 5 x ULN
    c. Serum aspartate aminotransferase (AST/SGOT) and alanine
    aminotransferase (ALT/SGPT) ≤ 2.5 x ULN; if liver function
    abnormalities are due to the underlying malignancy and known hepatic
    metastases, then AST and ALT must be ≤ 5 x ULN
    d. Serum creatinine ≤ 1.5 x ULN; or if serum creatinine > 1.5 x ULN, then
    serum creatinine clearance (CrCl) ≥ 50 mL/min (estimated by Cockcroft-
    Gault formula)
    e. Potassium levels within normal limits or correctable with supplements
    f. Total calcium levels (corrected for serum albumin) within normal limits
    or correctable with supplements
    g. Magnesium levels within normal limits or correctable with
    supplements
    h. Phosphorus levels within normal limits or correctable with
    supplements
    i. Serum albumin concentration ≥ 30 g/L
    j. Patients with solid tumours must have:
    • Absolute neutrophil count (ANC) ≥ 1.5 x 109/L
    • Haemoglobin (Hgb) ≥ 10 g/dL (≥ 100 g/L)
    • Platelet count ≥ 75 x 109/L (without platelet transfusion or growth
    factor support in the preceding 7 days)
    • Partial thromboplastin time (PTT) ≤ 1.5 x ULN and international
    normalised ratio (INR) ≤ 1.3 (unless the patient is receiving therapeutic
    anticoagulants)

    4. Contraceptive measures
    a. Women of childbearing potential must have a serum pregnancy test
    performed within a maximum of 7 days before start of study treatment,
    and a negative result must be documented before start of study
    treatment.
    b. Women of childbearing potential and men must agree to use at least
    two highly effective forms of contraception (i.e., two of the following –
    oral contraception, injectable contraceptives, mechanical contraception
    including a condom for the partner, or an intrauterine coil) and must
    continue using them throughout the entire clinical trial period and for 90
    days post-treatment completion (duration of 3 ovulatory cycles).
    Contraception must start from the day of 1st administration of CB-103.
    c. Men whose partners could be of childbearing potential must routinely
    use a condom throughout the entire clinical trial period and for 90 days
    post-treatment completion (duration of sperm turnover). The partner
    should also use a reliable form of contraception such as the oral
    contraceptive pill or an intrauterine device.
    d. Azoospermic males and females with sterilisation (e.g. tubal ligation)
    are exempt from contraceptive requirements.
    e. Women capable of becoming pregnant who are continuously not
    heterosexually active are exempt from contraceptive requirements.
    However, they must still undergo pregnancy testing as described in
    inclusion criterion "4a".

    5. Informed consent
    a. Ability to understand the patient information and informed consent
    form (ICF) and comply with the protocol-related procedures.
    b. Signed and dated written informed consent obtained prior to
    performing any study related procedure, including pre-screening (Part A
    - MTD/RP2D confirmatory cohort - and part B) and screening.
    E.4Principal exclusion criteria
    1.Medical History
    a.Patients with symptomatic CNS metastases (neurologically unstable or requiring increasing doses of steroids to control their CNS disease)
    b.Hypersensitivity to any of the excipients of CB-103
    c.Patients with unresolved nausea, vomiting, or diarrhoea of CTCAE grade>1
    d.Impairment of GI function or presence of GI disease that may significantly alter the absorption of CB-103
    e.History of second or other primary cancer with the exception of
    •Curatively treated non-melanomatous skin cancer
    •Curatively treated cervical cancer or breast carcinoma in situ
    •Other primary solid tumour treated with curative intent and no known active disease present and no treatment administered during the last 2 years

    2.Exclusionary concurrent medical conditions
    a.Impaired cardiac function or clinically significant cardiac diseases, including any one of the following:
    1.Clinically significant cardiac disease including congestive heart failure (NYHA class III or IV),arrhythmia or conduction abnormality requiring medication, or cardiomyopathy
    2.Clinically uncontrolled hypertension (systolic blood pressure ≥160 mmHg or diastolic blood pressure ≥100 mmHg)
    3.Complete left bundle branch block
    4.Right bundle branch block + left anterior hemiblock
    5.Mandatory use of a cardiac pacemaker
    6.Congenital long QT syndrome
    7.History or presence of sustained or symptomatic ventricular
    tachyarrhythmia
    8.Presence of atrial fibrillation
    9.Clinically significant resting bradycardia (<50 bpm)
    10.Corrected QTcF > 450 ms for males and>470 ms for females at the screening ECG
    11.QRS≥110 ms
    12.History of symptomatic congestive heart failure
    13.LVEF<50%. History of absolute decrease in LVEF of≥15 absolute %, or≥10 absolute% and crossing from>LLN to<LLN on prior anti-cancer therapy (e.g anti-HER therapy, anthracyclines),even if asymptomatic
    14.Angina pectoris≤6 months prior to starting CB-103
    15.Acute myocardial infarction≤6 months prior to startingCB-103
    b.General conditions or other clinically significant diseases, including any one of the following:
    1.Haemorrhagic, embolic, or thrombotic stroke within 6 months prior to the first planned CB-103 treatment
    2.For patients with solid tumours: prior bone marrow/haematopoietic stem cell transplant
    3.Known infection with HIV or hepatitis B or C requiring treatment
    4.Any active infection requiring the use of parenteral anti-microbial agents or>Grade2
    5.Non-malignant interstitial lung disease or pneumonitis
    6.Dyspnoea of any cause requiring supplemental oxygen therapy and dyspnoea at rest due to complications of advanced malignancy and comorbidities
    7.Significant traumatic injury or major surgery within 14d of scheduled dosing day 1
    8.Other concurrent severe and/or uncontrolled medical conditions that could cause unacceptable safety risks or compromise compliance with the protocol

    3.Prior Therapy
    a. In patients with solid tumours, cytotoxic chemotherapy within 3 weeks (6 weeks for nitrosoureas and mitomycin C) of the scheduled first dose of CB-103 on day 1.
    b.In T-ALL/T-LBL patients, prior anti-cancer therapy less than 2 weeks prior to starting therapy or 5 half-lives (whichever is longer) with the following exceptions:
    1. Up to 5 days of glucocorticoids (10 mg/m2 dexamethasone or equivalent/day) in combination with up to 3 doses of cyclophosphamide (200 mg/m2/day) are allowed as standard prephase treatment up to 1 day before start of study treatment
    2. Mercaptopurine may be dosed up to 5 days prior to first dose of CB103
    3. Vinca alkaloids may be dosed up to 5 days prior to first dose of CB103
    4. Prophylactic IT chemotherapy may be dosed up to 3 days prior to first dose of CB103.

    [Refer to protocol for further prior therapy exclusions]

    4.Concomitant medications
    a. Drugs which prolong QT interval, either with a known or a conditional/possible risk to induce Torsades de Pointes (a list of drugs is given in Appendix 4 of the protocol). However, in case of a life-threatening infection, in the best interest of the patient, concomitant treatment with the study drug and the relevant anti-infectious drug, though this may be included in the list given in Appendix 4, can be continued with closer monitoring.
    b.Patients receiving warfarin and phenytoin that cannot be discontinued at least one week prior to start of treatment with CB-103 and for the duration of the study
    c.Anticoagulants: Patients receiving coumarin-type anticoagulants who cannot discontinue at least one week prior to start of treatment and for the duration of the study. Low molecular weight heparin and direct oral anticoagulants are permitted

    5.Demography
    a.Patients who are pregnant or breast feeding

    6.Others
    a.Patients who are unable or unwilling to comply with all study requirements for clinical visits, examinations, tests, and procedures
    E.5 End points
    E.5.1Primary end point(s)
    Phase I, Part A (dose excalation)
    • The number of patients experiencing dose-limiting toxicity (DLT)
    during the first 28 day cycle of CB-103 treatment

    Phase I, Part A (confirmatory) of this study is as follows:
    • The incidence rate, severity and relationship to CB-103 of adverse drug
    reactions and serious drug reactions according to common terminology
    criteria for adverse events (CTCAE) V4.03, safety laboratory, vital signs,
    ECG and ECHO/MUGA assessments

    Phase IIA, Part B
    • To assess tumour response rates in each expansion arm as best overall
    response rate (in solid tumours complete response [CR] + partial
    response [PR]) assessed by Response Evaluation Criteria in Solid
    Tumours (RECIST 1.1); in T-ALL/T-LBL patients, confirmed CR and
    Complete Remission with Incomplete Hematologic Recovery (CRi)
    assessed by the criteria according to NCCN Guidelines on Adult Acute
    Lymphoblastic Leukaemia (Version 1.2020).
    E.5.1.1Timepoint(s) of evaluation of this end point
    Phase I, Part A
    Cyc1 d1, 2, 3, 8, 9, 15 & 22

    Phase IIA, Part B
    baseline, Cyc2 d15, after cycle 2 every 8 weeks and after cycle 6 every 12 weeks until EOT or disease progression/overall survival
    E.5.2Secondary end point(s)
    Secondary endpoints - part A and B:
    • The incidence rate, severity and relationship to CB-103 of adverse drug reactions and serious drug reactions according to common terminology criteria for adverse events (CTCAE) V4.03, safety laboratory, vital signs, ECG and ECHO/MUGA assessments in each dose group and expansion arm.

    • CB-103 plasma concentrations, PK parameters: Cmax, tmax, area under the curve (AUC) during 8 and 24 hours (AUC0 8, AUC0 24), AUC from time 0 extrapolated to infinite time (AUC0-∞), apparent volume of distribution (Vd/F), apparent volume of distribution at steady (Vss/F), apparent clearance after oral administration (CL/F), t1/2 and AR.

    Secondary endpoints - part A:
    • to assess tumour response rates
    ‒ For solid tumour indications: to assess best overall response rate (CR + PR), assessed by RECIST 1.1.
    ‒ For haematologic malignancies: to assess the best overall response rate (CR or CRi) per NCCN guidelines

    • To assess clinical benefit rate
    ‒ For solid tumour indications: clinical benefit rate (CR + PR + SD), assessed by RECIST 1.1.

    • Duration of response (DOR), time to response, progression-free survival (PFS), OS.

    Exploratory endpoints:
    • To assess plasma levels and PK parameters (Cmax, tmax, Cmin, Clast, tlast, AUC0-8, AUC0-24, AUC0–∞, t1/2 and AR) of metabolite(s) when feasible
    • To evaluate the relationship between CB-103 plasma concentrations and/or PK parameters (eg, Cmax and AUC0-24) and safety, efficacy and PD parameters
    • To assess NOTCH, NOTCH-related genes and NOTCH target genes expression changes in pre- and post-treatment tumour
    tissue samples, whole blood / plasma samples and hair follicles in solid tumours and in T-lymphocytes from blood and/or bone marrow samples, whole blood and plasma in T-ALL/T-LBL, and assess their relation to clinical activity of CB-103.
    • To assess the cerebrospinal fluid (CSF) exposure of CB-103 in
    haematological malignancies, in patients in whom IT prophylaxis is planned by the treating physician.
    • To assess certain genotypes (e.g. cytochrome P450 enzymes or NAT) and assess relation to PK outcome data
    • To assess NOTCH1-4 NICD expression assessed by IHC staining or by Western Blot in pre- and post-treatment in solid tumour tissue samples and to assess their relation to clinical activity of CB-103
    • To assess NOTCH mutations by genomic mutation analysis in tumour tissue samples in solid tumours and in T-lymphocytes from blood and/or bone marrow samples, whole blood and plasma in T-ALL/T-LBL, and to assess their relation to clinical activity of CB-103 treatment.
    • To assess the changes in the percentage of mutated alleles in liquid biopsies pre- and post CB-103 dosing and their relation to the effect of CB-103 treatment.
    • To evaluate the intra-tumoral quantification of CB-103 in solid tumour tissue samples.
    • To profile tumour tissue samples in solid tumours and T-lymphocytes from blood and/or bone marrow samples in T-ALL/T-LBL by single cell RNA-seq and/or other gene expression and genetic profiling techniques.
    • To explore and assess changes in the immune system in pre- and post-CB-103 dosing whole blood and plasma (e.g., measure expression of cytokines/chemokines by RNA expression analysis, quantify proinflammatory and anti-inflammatory cytokines and chemokines, phenotype different types of immune cells (T cells, B cells, dendritic cells and macrophages, etc.) using flow cytometry).
    • To assess change from baseline cardiac intervals versus increasing plasma CB-103 concentrations.
    • To assess the metabolic profile of CB-103 in biological matrices such as urine and/or stool samples based on metabolic expressions of CB-103 in urine and/or stool samples
    E.5.2.1Timepoint(s) of evaluation of this end point
    Refer to schedule of assessments in protocol
    E.6 and E.7 Scope of the trial
    E.6Scope of the trial
    E.6.1Diagnosis No
    E.6.2Prophylaxis No
    E.6.3Therapy Yes
    E.6.4Safety Yes
    E.6.5Efficacy Yes
    E.6.6Pharmacokinetic Yes
    E.6.7Pharmacodynamic Yes
    E.6.8Bioequivalence No
    E.6.9Dose response Yes
    E.6.10Pharmacogenetic Yes
    E.6.11Pharmacogenomic No
    E.6.12Pharmacoeconomic No
    E.6.13Others No
    E.7Trial type and phase
    E.7.1Human pharmacology (Phase I) Yes
    E.7.1.1First administration to humans Yes
    E.7.1.2Bioequivalence study No
    E.7.1.3Other No
    E.7.1.3.1Other trial type description
    E.7.2Therapeutic exploratory (Phase II) Yes
    E.7.3Therapeutic confirmatory (Phase III) No
    E.7.4Therapeutic use (Phase IV) No
    E.8 Design of the trial
    E.8.1Controlled No
    E.8.1.1Randomised No
    E.8.1.2Open Yes
    E.8.1.3Single blind No
    E.8.1.4Double blind No
    E.8.1.5Parallel group No
    E.8.1.6Cross over No
    E.8.1.7Other No
    E.8.2 Comparator of controlled trial
    E.8.2.1Other medicinal product(s) No
    E.8.2.2Placebo No
    E.8.2.3Other No
    E.8.2.4Number of treatment arms in the trial1
    E.8.3 The trial involves single site in the Member State concerned No
    E.8.4 The trial involves multiple sites in the Member State concerned Yes
    E.8.4.1Number of sites anticipated in Member State concerned5
    E.8.5The trial involves multiple Member States Yes
    E.8.5.1Number of sites anticipated in the EEA6
    E.8.6 Trial involving sites outside the EEA
    E.8.6.1Trial being conducted both within and outside the EEA Yes
    E.8.6.2Trial being conducted completely outside of the EEA No
    E.8.6.3If E.8.6.1 or E.8.6.2 are Yes, specify the regions in which trial sites are planned
    China
    Korea, Republic of
    Taiwan
    United States
    Switzerland
    Germany
    Spain
    E.8.7Trial has a data monitoring committee No
    E.8.8 Definition of the end of the trial and justification where it is not the last visit of the last subject undergoing the trial
    The end-of-study overall is reached when the last patient in Part B has
    been on study treatment for up to 12 cycles (or after completion of the
    treatment period in T-ALL/T-LBL patients as defined above) plus the
    safety follow-up period of 28 days. In case the study is stopped before
    any patient was treated for 12 months, the end-of-study is reached 28
    days after the last patient in Part B of the study has received his/her
    last dose of CB-103.
    E.8.9 Initial estimate of the duration of the trial
    E.8.9.1In the Member State concerned years4
    E.8.9.1In the Member State concerned months8
    E.8.9.1In the Member State concerned days0
    E.8.9.2In all countries concerned by the trial years4
    E.8.9.2In all countries concerned by the trial months8
    E.8.9.2In all countries concerned by the trial days0
    F. Population of Trial Subjects
    F.1 Age Range
    F.1.1Trial has subjects under 18 No
    F.1.1.1In Utero No
    F.1.1.2Preterm newborn infants (up to gestational age < 37 weeks) No
    F.1.1.3Newborns (0-27 days) No
    F.1.1.4Infants and toddlers (28 days-23 months) No
    F.1.1.5Children (2-11years) No
    F.1.1.6Adolescents (12-17 years) No
    F.1.2Adults (18-64 years) Yes
    F.1.2.1Number of subjects for this age range: 180
    F.1.3Elderly (>=65 years) Yes
    F.1.3.1Number of subjects for this age range: 60
    F.2 Gender
    F.2.1Female Yes
    F.2.2Male Yes
    F.3 Group of trial subjects
    F.3.1Healthy volunteers No
    F.3.2Patients Yes
    F.3.3Specific vulnerable populations Yes
    F.3.3.1Women of childbearing potential not using contraception No
    F.3.3.2Women of child-bearing potential using contraception Yes
    F.3.3.3Pregnant women No
    F.3.3.4Nursing women No
    F.3.3.5Emergency situation No
    F.3.3.6Subjects incapable of giving consent personally No
    F.3.3.7Others No
    F.4 Planned number of subjects to be included
    F.4.1In the member state15
    F.4.2 For a multinational trial
    F.4.2.1In the EEA 210
    F.4.2.2In the whole clinical trial 240
    F.5 Plans for treatment or care after the subject has ended the participation in the trial (if it is different from the expected normal treatment of that condition)
    Patients in Part B on treatment after cycle 12 may be eligible to
    continue treatment with CB-103. The Sponsor reserves the unilateral
    right, at its sole discretion, to determine whether to supply CB-103, and
    by what mechanism, after the end of study is reached or termination of
    the trial and before it is commercially available.
    G. Investigator Networks to be involved in the Trial
    N. Review by the Competent Authority or Ethics Committee in the country concerned
    N.Competent Authority Decision Authorised
    N.Date of Competent Authority Decision2020-08-25
    N.Ethics Committee Opinion of the trial applicationFavourable
    N.Ethics Committee Opinion: Reason(s) for unfavourable opinion
    N.Date of Ethics Committee Opinion2020-11-11
    P. End of Trial
    P.End of Trial StatusCompleted
    P.Date of the global end of the trial2022-11-11
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